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1 MILBERG LLP JEFF S. WESTERMAN (SBN 94559) 2 E-mail:[email protected] One California Plaza 3 300 South Grand Ave., Suite 3900 Los Angeles, CA 90071 4 Telephone: (213) 617-1200 Facsimile: (213) 617-1975 5 6 LAW OFFICES OF GEORGE A. SHOHET, A PROFESSIONAL CORPORATION 7 GEORGE A. SHOHET (SBN 112697) E-mail:[email protected] 8 245 Main Street, Suite 310 Venice, California 90291 9 Telephone: (310) 452-3176 Facsimile: (310) 452-2270 10 Proposed Co-Lead Counsel 11 12 13 UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA Civil Action No. C 08-02599 JSW DECLARATION OF JEFF S. WESTERMAN IN SUPPORT OF THE MOTION OF HANOCH BEN-TAL, AS TRUSTEE FOR THE BEN-TAL FAMILY TRUST, AND ARIC A. STREIT AND MARY STREIT, AS TRUSTEES FOR THE BENEFIT OF THE STREIT LIVING TRUST, FOR CONSOLIDATION, APPOINTMENT AS CO-LEAD PLAINTIFFS AND APPROVAL OF CO-LEAD PLAINTIFFS' SELECTION OF CO-LEAD COUNSEL DATE: TIME: CTRM: JUDGE: August 29, 2008 9:00 a.m. 17th Floor Hon. Jeffrey S. White
14 RICHARD S. BONDAR, as Trustee of the ) Bondar Family Trust Dated 4/1/91, Individually ) 15 And On Behalf of All Others Similarly Situated, ) ) 16 Plaintiff, ) ) 17 v. ) ) 18 BANK OF AMERICA CORPORATION, BANC ) OF AMERICA INVESTMENT SERVICES, ) 19 INC., and BANC OF AMERICA SECURITIES, ) LLC, ) 20 ) Defendants. ) 21 ) ) 22 ) ) 23 ) ) 24 25 26 27
28 DECL. OF JEFF S. WESTERMAN IN SUPPORT OF THE MOTION APPOINTMENT AS COLEAD PLAINTIFFS AND APPROVAL OF CO-LEAD PLAINTIFFS' SELECTION OF CO-LEAD COUNSEL - Case No. C 08-02599 JSW
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1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17
I, Jeff S. Westerman, under penalties of perjury, hereby declare: 1. I am a member of Milberg LLP. I submit this declaration in support of the
Motion of Hanoch Ben-Tal, as Trustee for the Ben-Tal Family Trust, and Aric A. Streit and Mary Streit, as Trustees for the Benefit of The Streit Living Trust ("Movants"), For Consolidation, Appointment as Co-Lead Plaintiffs and Approval of Co-Lead Plaintiffs' Selection of Co-Lead Counsel. 2. Attached hereto as Exhibit A is a true and accurate copy of the PSLRA
certifications of Hanoch Ben-Tal, as Trustee for the Ben-Tal Family Trust. 3. Attached hereto as Exhibit B is a true and accurate copy of the PSLRA
certifications of Aric A. Streit and Mary Streit, as trustees for the benefit of The Streit Living Trust. 4. Attached hereto as Exhibit C is a true and correct copy of the PSLRA notice
published by counsel for plaintiffs in the first-filed action on Business Wire on May 22, 2008. 5. 6. Attached hereto as Exhibit D is the firm résumé of Milberg LLP. Attached hereto as Exhibit E is the firm résumé of the Law Offices of George A.
Shohet, A Professional Corporation. I declare under penalty of perjury under the laws of the United States that the foregoing is
18 true and correct. Executed this 21st day of July 2008, at Los Angeles, California. 19 20 21 22 23 24 25 26 27 28 DECL. OF JEFF S. WESTERMAN IN SUPPORT OF THE MOTION APPOINTMENT AS CO-LEAD
PLAINTIFFS AND APPROVAL OF CO-LEAD PLAINTIFFS' SELECTION OF CO-LEAD COUNSEL - Case No. C 08-02599 JSW
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/s/ Jeff S. Westerman JEFF S. WESTERMAN
-1-
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1 2 3 4 Plaintiffs Counsel: 5 Jeff S. Westerman MILBERG LLP 6 300 South Grand Ave., Suite 3900 Los Angeles, CA 90071 7 Telephone: (213) 617-1200 8 Facsimile: (213) 617-1975 Email: [email protected] 9 10 Daniel C. Girard Jonathan K. Levine 11 GIRARD GIBBS LLP 601 California Street, 14th Floor 12 San Francisco, CA 94108 Telephone: (415) 981-4800 13 Facsimile: (415) 981-4846 14 Email: [email protected] [email protected] 15 Christopher S. Seeger 16 Steven A. Weiss David R. Buchanan 17 SEEGER WEISS LLP 18 One William Street New York, NY 10004 19 Telephone: (212) 584-0700 Facsimile: (212) 584-0799 20 Email: [email protected] [email protected] 21 [email protected] 22 Shawn Khorrami 23 KHORRAMI POLLARD & ABIR LLP 444 S. Flower Street, 33rd Floor 24 Los Angeles, CA 90071 Telephone: (213) 596-6000 25 Facsimile: (213) 596-6010 26 Email: [email protected] 27 28 DECL. OF JEFF S. WESTERMAN IN SUPPORT OF THE MOTION APPOINTMENT AS CO-LEAD
PLAINTIFFS AND APPROVAL OF CO-LEAD PLAINTIFFS' SELECTION OF CO-LEAD COUNSEL - Case No. C 08-02599 JSW
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Bank of America Corporation Service List
George A. Shohet LAW OFFICES OF GEORGE A. SHOHET, A PROFESSIONAL CORPORATION 245 Main Street, Suite 310 Venice, California 90291 Telephone: (310) 452-3176 Facsimile: (310) 452-2270 Email: [email protected] Norman E. Siegel STUEVE SIEGEL HANSON LLP 460 Nichols Road, Suite 200 Kansas City, MO 64112 Telephone: (816) 714-7100 Facsimile: (816) 714) 7101 Email: [email protected]
Eileen L. McGeever RUSHALL & MCGEEVER 6100 Innovation Way Carlsbad, CA 92009 Telephone: (760) 438-6855 Facsimile: (760) 438-3026 Email: [email protected]
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1 Defendants Counsel: 2 Debra S. Belaga 3 Aaron M. Rofkahr O'MELVENY & MYERS LLP 4 Embarcadero Center West 275 Battery Street, Ste. 2600 5 San Francisco, CA 94111-3305 Telephone: (415) 984-8700 6 Facsimile: (415) 984-8701 7 Email: [email protected] [email protected] 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 DECL. OF JEFF S. WESTERMAN IN SUPPORT OF THE MOTION APPOINTMENT AS CO-LEAD
PLAINTIFFS AND APPROVAL OF CO-LEAD PLAINTIFFS' SELECTION OF CO-LEAD COUNSEL - Case No. C 08-02599 JSW
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MARY AND ARIC STREIT THE STREIT LIVING TRUST SCHEDULE A
SECURITY PURCHASES: CUSIP TRADE DATE TOTAL FACE VALUE
MISSOURI HIGHER ED LN AUTH STUDENT LN REV ARCS 2002 F COUPON VARIABLE MATURITY DATE 7/1/2032
606072GS9
11/29/2005
900,000.00
NELNET EDUCATION LN SER 2003-1 CL A6 COUPON VARIABLE MATURITY DATE 7/1/2043
64031RAF6
11/29/2005
900,000.00
UNION FINL SERVICES SER 1996-C CL A6 VAR RATE VARIABLE MATURITY DATE 7/1/2014 ILLNOIS STUDENT ASSISTANCE COMMN STUDENT LN REV VAR BDS ISAC SR SERIES 2003 B-2 VARIABLE MATURITY DATE 3/1/2038 BRAZOS STUDENT LN SER 2004-A2 MUNI AUT RATE NT STUDENT LN ASSET VARIABLE MATURITY DATE 3/1/2040 SOUTH CAROLINA STUDEN LN CORP ED LN REV REV BDS SER A-2 VARIABLE MATURITY DATE 6/1/2033 MISSOURI HIGHER ED LN AUTH STUDENT LN REV ARCS 2002 D VARIABLE MATURITY DATE 7/1/2032
906619AH4
11/29/2005
900,000.00
452281GW2
11/30/2005
900,000.00
10623PCV0
12/2/2005
1,250,000.00
83714RAS2
12/2/2005
1,250,000.00
606072GQ3
12/5/2005
800,000.00
EDINVEST CO SER 2004-1 CL A1 VAR RATE VARIABLE MATURITY DATE 6/1/2040 NORTHSTAR GUARANTEE INC DIV B MINN STUDENT LN ARS BDS NORTHSTAR EDU FINANCE STUDENT LN ASSET BKD 2004 A-1 VARIABLE MATURITY DATE 12/1/2044 MISSISSIPPI HIGHER ED ASSISTANCE CORP STUDENT LN REV ASSET BKD NT 2004 A-3 VARIABLE MATURITY DATE 9/1/2034
280850AC2
12/14/2005
1,100,000.00
66704JAL2
12/14/2005
1,050,000.00
605354ES4
12/19/2005
1,100,000.00
EDUCATIONAL FDG SOUTH INC TENN EDL LN REV REV BDS 2003 B-1
28148NBM4
2/6/2006
400,000.00
PANHANDLE-PLAINS TEX HIGHER ED AUTH INC STUDENT LN REV REV BDS 2004A-2
698476DS4
3/8/2006
600,000.00
(1) ARS purchased through Bank of America and sold through UBS. (2) ARS purchased through Bank of America and currently held in UBS.
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SLM STUDENT LOAN TR SER 2003-2CL B VAR RATE
78442GFX9
3/24/2006
300,000.00
NORTH CAROLINA ST ED ASSISTANCE AUTH REV STUDENT LOAN REV BONDS 1998 F 1
658262CY4
3/29/2006
700,000.00
VOLUNTEER ST STUDENT FDG CORP TENN EDL LN REV AUCTION RATE EDL LN REV BDS SR SER B
928809AQ5
4/11/2006
100,000.00
SLM STUDENT LN TR SER 2003-B CL A4
78443CAP9
4/26/2006
200,000.00
COLLEGIATE FNDG SVCS SER 2003-B CL A3
19458LAK6
5/22/2006
50,000.00
FEDERATED STUDENT SER 2003-A CL A2
268440AD6
5/31/2006
1,000,000.00
COLLEGIATE FDG SVCS ED LN TR 2003-A STUDENT LN ASSET BKD NT CL A6
19458LAF7
6/19/2006
50,000.00
NORTH CAROLINA ST ED ASSISTANCE AUTH REV GTD STUDENT LN REV BDS 2002 L-2
658262DK3
6/27/2006
100,000.00
SAN DIEGO CNTY CALIF PENSION OBLIG AUCTION REV BD 2002 B-3 CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK REV VAR RATE REV BDS CAL INDPT SYS OPERATOR CORP 2007 SERIES A CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK REV VAR RATE REV BDS CAL INDPT SYS OPERATOR CORP 2007 SERIES A
797398BU7
7/12/2006
50,000.00
13033WXS7
5/11/2007
1,055,000.00
13033WXS7
6/27/2007
525,000.00
LONG BEACH CALIF UNI SCH DIST CTFS PARTN VAR COPS CAP IMPT REFING 2001
542436BQ2
6/27/2007
385,000.00
CALIFORNIA EDL FACS AUTH REV REV BDS ST MARYS COLLEGE OF CALIFORNIA 2001 B
130175UJ9
6/27/2007
120,000.00
WESTERN PLACER CALIF UNI SCH CTFS PARTN COPS SCH FACS PROJS 2004 A
959215AM6
7/2/2007
325,000.00
(1) ARS purchased through Bank of America and sold through UBS. (2) ARS purchased through Bank of America and currently held in UBS.
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LOS ANGELES CALIF CMNTY REDEV AGY MULTIFAMILY HSG REV VAR REF REV BDS PROMENADE TOWERS 2000 SAN LEANDRO CALIF MULTIFAMILY REV VAR RT DMD MULTIFAM MTG REV BDS HAAS AVENUE APTS PROJ 1985 B ABAG FIN AUTH FOR NONPROFIT CORPS CALIF REV VAR REV BDS JEWISH CMNTY CTR ORANGE 2004
544393AT8
7/3/2007
280,000.00
798448AC0
7/3/2007
250,000.00
00037CFW5
7/3/2007
175,000.00
SACRAMENTO CNTY CALIF SANTN DIST FING AUTH REV VAR SUB LIEN REV BDS SACRAMENTO REGL SANITATION DIS 2000 C CALIFORNIA EDL FACS AUTH REV VAR RATE REV BDS UNIVERSITY OF SAN FRANCISCO SERIES 2006
786134EQ5
7/3/2007
100,000.00
130178FA9
7/19/2007
925,000.00
SANTA CLARA VY CALIF TRANSN AUTH SALES TAX REV AUCTION RATE SECURITIES 2000 MEASURE A 2006 SERIES E CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK REV ARS REV BDS THE COLBURN SCHOOL SERIES 2005
80168NBS7
7/19/2007
450,000.00
13033WXA6
7/27/2007
600,000.00
NEWPORT BEACH CALIF REV ARS REV BDS HOAG MEM HOSP PRESBYTERIAN 2007E
651785AQ0
8/3/2007
2,575,000.00
NEWPORT BEACH CALIF REV ARS REV BDS HOAG MEM HOSP PRESBYTERIAN 2007E
651785AQ0
8/10/2007
900,000.00
ORANGE CNTY CALIF HSG AUTH MULTIFAMILY APT DEV REV REV BDS LANTERN PINE PJ 1997 CC
684263AA4
10/1/2007
150,000.00
CALIFORNIA ST DEPT WTR RES PWR SUPPLY REV VAR REV BDS 2005 G-5
13066YLP2
10/1/2007
100,000.00
MISSOURI HIGHER ED LN AUTH STUDENT LN REV BDS 2004 G
606072HQ2
12/21/2007
1,450,000.00
MISSOURI HIGHER ED LN AUTH STUDENT LN REV ARCS 2002 E
606072GR1
12/21/2007
1,000,000.00
PENNSYLVANIA ST HIGHER ED ASSISTANCE AGY STUDENT LN REV E REV BDS GG-4
709163FA2
12/21/2007
1,000,000.00
(1) ARS purchased through Bank of America and sold through UBS. (2) ARS purchased through Bank of America and currently held in UBS.
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OKLAHOMA ST STUDENT LN AUTH REV REV BDS 2000 A-3
679110CN4
12/27/2007
1,400,000.00
BRAZOS HIGHER ED AUTH INC STUDENT LN BKD NT 2007-1 CL 1-A-3
10620NBU1
12/27/2007
1,000,000.00
MISSOURI HIGHER ED LN AUTH STUDENT LN REV ARCS 2002 E
606072GR1
12/27/2007
1,000,000.00
PENNSYLVANIA ST HIGHER ED ASSISTANCE AGY STUDENT LN REV E REV BDS GG-4
709163FA2
12/27/2007
1,000,000.00
SALES/REDEMPTIONS: SECURITY CUSIP TRADE DATE TOTAL FACE VALUE
UNION FINL SERVICES SER 1996-C CL A6 VAR RATE VARIABLE MATURITY DATE 7/1/2014
906619AH4
11/29/2005
(400,000.00)
BRAZOS STUDENT LN SER 2004-A2 MUNI AUT RATE NT STUDENT LN ASSET VARIABLE MATURITY DATE 3/1/2040
10623PCV0
12/2/2005
(150,000.00)
BRAZOS STUDENT LN SER 2004-A2 MUNI AUT RATE NT STUDENT LN ASSET VARIABLE MATURITY DATE 3/1/2040
10623PCV0
12/2/2005
(200,000.00)
BRAZOS STUDENT LN SER 2004-A2 MUNI AUT RATE NT STUDENT LN ASSET VARIABLE MATURITY DATE 3/1/2040
10623PCV0
2/27/2006
(150,000.00)
UNION FINL SERVICES SER 1996-C CL A6 VAR RATE VARIABLE MATURITY DATE 7/1/2014
906619AH4
3/22/2006
(300,000.00)
BRAZOS STUDENT LN SER 2004-A2 MUNI AUT RATE NT STUDENT LN ASSET
10623PCV0
3/24/2006
(550,000.00)
BRAZOS STUDENT LN SER 2004-A2 MUNI AUT RATE NT STUDENT LN ASSET VARIABLE MATURITY DATE 3/1/2040
10623PCV0
3/27/2006
(200,000.00)
UNION FINL SERVICES SER 1996-C CL A6 VAR RATE VARIABLE MATURITY DATE 7/1/2014
906619AH4
4/19/2006
(200,000.00)
(1) ARS purchased through Bank of America and sold through UBS. (2) ARS purchased through Bank of America and currently held in UBS.
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NORTHSTAR GUARANTEE INC DIV B MINN STUDENT LN ARS BDS NORTHSTAR EDU FINANCE STUDENT LN ASSET BKD 2004 A-1 VARIABLE MATURITY DATE 12/1/2044
66704JAL2
5/22/2006
(1,050,000.00)
COLLEGIATE FNDG SVCS SER 2003-B CL A3
19458LAK6
6/19/2006
(50,000.00)
FEDERATED STUDENT SER 2003-A CL A2
268440AD6
6/29/2006
(300,000.00)
COLLEGIATE FDG SVCS ED LN TR 2003-A STUDENT LN ASSET BKD NT CL A6
19458LAF7
10/6/2006
(50,000.00)
SLM STUDENT LOAN TR SER 2003-2CL B VAR RATE
78442GFX9
10/6/2006
(300,000.00)
MISSOURI HIGHER ED LN AUTH STUDENT LN REV ARCS 2002 D
606072GQ3
10/6/2006
(800,000.00)
SOUTH CAROLINA STUDENT LN CORP ED LN REV REV BDS SER A-2
83714RAS2
10/6/2006
(1,250,000.00)
SLM STUDENT LN TR SER 2003-B CL A4
78443CAP9
10/11/2006
(200,000.00)
FEDERATED STUDENT SER 2003-A CL A2
268440AD6
10/18/2006
(700,000.00)
EDINVEST CO SER 2004-1 CL A1 VAR RATE
280850AC2
10/18/2006
(1,100,000.00)
VOLUNTEER ST STUDENT FDG CORP TENN EDL LN REV
928809AQ5
10/24/2006
(100,000.00)
NELNET EDUCATION LN SER 2003-1 CL A6 SANTA CLARA VY CALIF TRANSN AUTH SALES TAX REV AUCTION RATE SECURITIES 2000 MEASURE A 2006 SERIES E
64031RAF6
10/31/2006
(900,000.00)
80168NBS7
8/2/2007
(450,000.00)
(1) ARS purchased through Bank of America and sold through UBS. (2) ARS purchased through Bank of America and currently held in UBS.
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ILLNOIS STUDENT ASSISTANCE COMMN STUDENT LN REV VAR BDS ISAC SR SERIES 2003 B-2 VARIABLE MATURITY DATE 3/1/2038
452281GW2
8/9/2007
(900,000.00)
CALIFORNIA EDL FACS AUTH REV REV BDS ST MARYS COLLEGE OF CALIFORNIA 2001 B
130175UJ9
9/5/2007
(120,000.00)
SAN LEANDRO CALIF MULTIFAMILY REV VAR RT DMD MULTIFAM MTG REV BDS HAAS AVENUE APTS PROJ 1985 B
798448AC0
10/1/2007
(250,000.00)
NEWPORT BEACH CALIF REV ARS REV BDS HOAG MEM HOSP PRESBYTERIAN 2007E
651785AQ0
12/21/2007
(3,475,000.00)
CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV BK REV VAR RATE REV BDS CAL INDPT SYS OPERATOR CORP 2007 SERIES A
13033WXS7
12/24/2007
(1,580,000.00)
SAN DIEGO CNTY CALIF PENSION OBLIG AUCTION REV BD 2002 B-3
797398BU7
12/26/2007
(50,000.00)
CALIFORNIA EDL FACS AUTH REV VAR RATE REV BDS UNIVERSITY OF SAN FRANCISCO SERIES 2006
130178FA9
12/26/2007
(925,000.00)
CALIFORNIA ST DEPT WTR RES PWR SUPPLY REV VAR REV BDS 2005 G-5
13066YLP2
12/27/2007
(100,000.00)
SACRAMENTO CNTY CALIF SANTN DIST FING AUTH REV VAR SUB LIEN REV BDS SACRAMENTO REGL SANITATION DIS 2000 C
786134EQ5
12/27/2007
(100,000.00)
ORANGE CNTY CALIF HSG AUTH MULTIFAMILY APT DEV REV REV BDS LANTERN PINE PJ 1997 CC
684263AA4
12/27/2007
(150,000.00)
ABAG FIN AUTH FOR NONPROFIT CORPS CALIF REV VAR REV BDS JEWISH CMNTY CTR ORANGE 2004
00037CFW5
12/27/2007
(175,000.00)
LOS ANGELES CALIF CMNTY REDEV AGY MULTIFAMILY HSG REV VAR REF REV BDS PROMENADE TOWERS 2000
544393AT8
12/27/2007
(280,000.00)
WESTERN PLACER CALIF UNI SCH CTFS PARTN COPS SCH FACS PROJS 2004 A
959215AM6
12/27/2007
(325,000.00)
(1) ARS purchased through Bank of America and sold through UBS. (2) ARS purchased through Bank of America and currently held in UBS.
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LONG BEACH CALIF UNI SCH DIST CTFS PARTN VAR COPS CAP IMPT REFING 2001
542436BQ2
12/27/2007
(385,000.00)
(1) CALIFORNIA INFRASTRUCTURE & ECONOMIC DEV (1) OKLAHOMA ST STUDEN LN AUTH (1) MISSOURIS HIGHER ED LN AUTH 606072GS9 1/22/2008 (900,000.00) 679110CN4 1/18/2008 (1,400,000.00) 13033WXA6 1/16/2008 (600,000.00)
(1) BRAZOS HIGHER ED AUTH INC (1) NORTH CAROLINA ST ED ASST AUTH REV 658262CY4 1/30/2008 (700,000.00) 10620NBU1 1/22/2008 (1,000,000.00)
(1) EDUCATIONAL FDG SOUTH INC TENN EDL LN REV AUCTION (1) NORTH CAROLIN A ST ED ASSISTANCE AU RV (1) 698476DS4 2/7/2008 (600,000.00) 658262DK3 2/6/2008 (100,000.00) 28148NBM4 2/4/2008 (400,000.00)
PANHANDLE-PLAINS TEX HIGHER ED AUTH INC STUDENT LN REV REV BDS 2004A-2
(1) MISSISSIPPI HIGHER ED ASSISTANCE CORP STUDENT LN REV 605354ES4 2/11/2008 (1,100,000.00)
(1) PENNSYLVANIA ST HIGHER ED ASST 709163FA2 2/11/2008 (2,000,000.00)
(1) ARS purchased through Bank of America and sold through UBS. (2) ARS purchased through Bank of America and currently held in UBS.
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AUCTION RATE SECURITIES PURCHASED THROUGH BANK OF AMERICA AND HELD IN UBS ACCOUNT AS OF JULY 21, 2008
SECURITY
CUSIP
TRADE DATE TOTAL FACE VALUE
(2) MISSOURI HIGHER ED LN AUTH STUDENT LN REV BDS 2004 G 606072HQ2 12/21/07 1,450,000.00
(2) MISSOURI HIGHER ED LN AUTH STUDENT LN REV ARCS 2002 E 606072GR1 12/21/07 1,000,000.00
MISSOURI HIGHER ED LN AUTH STUDENT LN REV ARCS 2002 E
(2) 606072GR1 12/27/07 1,000,000.00
(1) ARS purchased through Bank of America and sold through UBS. (2) ARS purchased through Bank of America and currently held in UBS.
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