Free Order Returning Sealed Documents - District Court of Delaware - Delaware

Case 1:96-cv-00525-JJF

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CLOSED

U.S. District Court District of Delaware (Wilmington) CIVIL DOCKET FOR CASE #: 1:96-cv-00525-JJF Internal Use Only

Levine v. Metal Recovery Tech, et al Assigned to: Honorable Joseph J. Farnan, Jr. Demand: $0 Cause: 15:78m(a) Securities Exchange Act Plaintiff Gerald Levine individually and on behalf of all others similarly situated

Date Filed: 10/31/1996 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

represented by Norman M. Monhait Rosenthal Monhait & Goddess, P.A. Citizens Bank Center, Suite 1401 P.O. Box 1070 Wilmington, DE 19899-1070 (302) 656-4433 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

V. Defendant Metal Recovery Technologies, Inc. TERMINATED: 05/25/2000 formerly known as Malvy Technology Inc represented by Daniel A. Dreisbach Richards, Layton & Finger One Rodney Square P.O. Box 551 Wilmington, DE 19899 (302) 658-6541 Email: [email protected] TERMINATED: 05/25/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Jack Alexander TERMINATED: 05/25/2000 represented by Jack Alexander P.O. Box 114003 Fort Smith, AR 72903 TERMINATED: 05/25/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Michael Lucas represented by Daniel A. Dreisbach

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TERMINATED: 05/25/2000

(See above for address) TERMINATED: 05/25/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Michel Rabhi TERMINATED: 05/25/2000 Defendant Gary Salter represented by Gary Salter Gary Salter, pro se 300 Southeast Fifth Avenue Apt. 5140 Boca Raton, FL 33432 PRO SE Michael F. Bonkowski Saul Ewing LLP 222 Delaware Ave #1200 P.O. Box 1266 Wilmington, DE 19899 (302) 421-6800 Email: [email protected] TERMINATED: 03/31/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant SGA Goldstar Research, Inc. Defendant Barron Chase Securities, Inc. represented by Bruce E. Jameson Prickett, Jones & Elliott, P.A. 1310 King St. P.O. Box 1328 Wilmington, DE 19899 (302) 888-6500 Email: [email protected] TERMINATED: 12/23/1998 LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel P. Conneen Prickett, Jones & Elliott, P.A. 1310 King St. P.O. Box 1328 Wilmington, DE 19899 (302) 888-6500 TERMINATED: 07/27/1998

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LEAD ATTORNEY ATTORNEY TO BE NOTICED David J. Ferry, Jr. Ferry, Joseph & Pearce, P.A. 824 Market St., Suite 904 P.O. Box 1351 Wilmington, DE 19899 (302) 575-1555 Email: [email protected] TERMINATED: 04/21/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Euroatlantic Securities, Inc. TERMINATED: 03/18/1997 Defendant La Jolla Capital Corp. TERMINATED: 03/18/1997 represented by Joel E. Friedlander Bouchard, Margules & Friedlander, P.A. 222 Delaware Avenue Suite 1400 Wilmington, DE 19801 (302) 573-3500 Email: [email protected] TERMINATED: 03/18/1997 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Cohig & Associates TERMINATED: 03/18/1997 represented by Christopher J. Battaglia Biggs & Battaglia 921 North Orange Street P.O. Box 1489 Wilmington, DE 19899 (302) 655-9677 TERMINATED: 03/18/1997 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Gruntal and Company, Inc. TERMINATED: 03/18/1997 represented by William O. Lamotte, III Morris, Nichols, Arsht & Tunnell 1201 North Market Street P.O. Box 1347 Wilmington, DE 19899 (302) 658-9200 Email: [email protected]

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TERMINATED: 03/18/1997 LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Larry Turrell represented by David J. Margules Bouchard, Margules & Friedlander, P.A. 222 Delaware Avenue Suite 1400 Wilmington, DE 19801 (302) 573-3500 Email: [email protected] TERMINATED: 04/21/2004 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joanne P. Pinckney Bouchard, Margules & Friedlander, P.A. 222 Delaware Avenue Suite 1400 Wilmington, DE 19801 (302) 573-3500 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Defendant Donald Henderson TERMINATED: 03/18/1997 Defendant Tom Brozel TERMINATED: 03/18/1997 Defendant Simon D. Baier TERMINATED: 03/18/1997 Defendant David W. D'Andrea TERMINATED: 03/18/1997 Defendant Joseph Micelli, Jr. TERMINATED: 03/18/1997 Defendant

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Nicolas J. Giandomenico TERMINATED: 03/18/1997 Counter Claimant Jack Alexander TERMINATED: 05/25/2000 represented by Jack Alexander (See above for address) TERMINATED: 05/25/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

V. Counter Defendant Michael Lucas TERMINATED: 05/25/2000 represented by Daniel A. Dreisbach (See above for address) TERMINATED: 05/25/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Counter Defendant Michel Rabhi TERMINATED: 05/25/2000 Cross Claimant Metal Recovery Technologies, Inc. TERMINATED: 05/25/2000 formerly known as Malvy Technology Inc Cross Claimant Michael Lucas TERMINATED: 05/25/2000 represented by Daniel A. Dreisbach (See above for address) TERMINATED: 05/25/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED represented by Daniel A. Dreisbach (See above for address) TERMINATED: 05/25/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

V. Cross Defendant Jack Alexander TERMINATED: 05/25/2000 represented by Jack Alexander (See above for address) TERMINATED: 05/25/2000 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant Gary Salter

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Cross Defendant SGA Goldstar Research, Inc. Cross Defendant Barron Chase Securities, Inc. represented by Bruce E. Jameson (See above for address) TERMINATED: 12/23/1998 LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel P. Conneen (See above for address) TERMINATED: 07/27/1998 LEAD ATTORNEY ATTORNEY TO BE NOTICED David J. Ferry, Jr. (See above for address) TERMINATED: 04/21/2004 ATTORNEY TO BE NOTICED Cross Defendant Euroatlantic Securities, Inc. TERMINATED: 03/18/1997 Cross Defendant La Jolla Capital Corp. TERMINATED: 03/18/1997 Cross Defendant Cohig & Associates TERMINATED: 03/18/1997 Cross Defendant Gruntal and Company, Inc. TERMINATED: 03/18/1997 Cross Defendant Larry Turrell Cross Defendant Donald Henderson TERMINATED: 03/18/1997 Cross Defendant Tom Brozel TERMINATED: 03/18/1997 Cross Defendant

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Simon D. Baier TERMINATED: 03/18/1997 Cross Defendant David W. D'Andrea TERMINATED: 03/18/1997 Cross Defendant Joseph Micelli, Jr. TERMINATED: 03/18/1997 Cross Defendant Nicolas J. Giandomenico TERMINATED: 03/18/1997

Date Filed 10/31/1996 10/31/1996 10/31/1996 11/06/1996 11/12/1996

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Docket Text 1 COMPLAINT filed; Magistrate consent notice to pltf. FILING FEE $ 120.00 RECEIPT # 114479 (sm) (Entered: 11/01/1996) No summons issued (sm) (Entered: 11/01/1996) DEMAND for jury trial by Gerald Levine (sm) (Entered: 11/01/1996) 2 CASE assigned to Judge Joseph J. Farnan Jr. Notice to all parties. (ds) (Entered: 11/07/1996) 3 Praecipe filed by Gerald Levine for issuance of summons re Simon D. Baier, Joseph Micelli, Jr., Donald Henderson, Nicholas H. Giandomenico, Gary Salter, Barron Chase Securities, Inc., Euro-Atlantic Securities, Inc., Cohig & Associates, La Jolla Capital Corp., Gruntal and Company, Inc., Tom Brozel, David D'Andrea, Jack Alexander, Michael Lucas and Metal Recovery (summons issued) (ssb) (Entered: 11/19/1996) 4 RETURN OF SERVICE executed as to Metal Recovery Tech c/o Daniel A. Dreisbach, Esq. 11/13/96; Answer due on 12/3/96 for Metal Recovery Tech (ssb) (Entered: 11/19/1996) 5 RETURN OF SERVICE executed as to Michael Lucas c/o Daniel A. Dreisbach, Esq. 11/13/96; Answer due on 12/3/96 for Michael Lucas (ssb) (Entered: 11/19/1996) 6 RETURN OF SERVICE executed as to Jack Alexander 11/21/96 Answer due on 12/11/96 for Jack Alexander (ssb) (Entered: 12/04/1996) 7 STIPULATION w/pro. order that the time w/i which deft. Metal Recovery and Lucas must resp. to complaint is extended until 1/10/97 (ssb) (Entered: 12/05/1996) **Added for Metal Recovery Tech, Michael Lucas attorney Daniel A. Dreisbach (ssb) (Entered: 12/05/1996)

11/14/1996

11/14/1996

11/27/1996 12/04/1996

12/04/1996

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Schnee to Withdraw From Representation Of Barron Chase Securities, Inc. Answer Brief due 12/17/98 re: [109-1] motion (sm) (Entered: 12/07/1998) 12/16/1998 110 Letter to the Court dated 12/16/98 by Bruce E. Jameson, Esq. RE: Prickett, Jones, Elliott, Kristol & Schnee requests the Court grant their motion filed 12/3/98 to withdraw as counsel for dft. Barron Chase Securities, Inc. An additional proposed order is enclosed. (sm) (Entered: 12/18/1998) 111 MOTION by Larry Turrell with Proposed Order to Place Documents Under Seal re: [111-1] motion (Exhibit A is a SEALED document, See D.I. 112) (sm) (Entered: 12/23/1998) 112 EXHIBIT A Filed by Larry Turrell Appending Motion, D.I. 111 (SEALED) (sm) (Entered: 12/23/1998) So Ordered GRANTING [109-1] motion for Prickett, Jones, Elliott, Kristol & Schnee to Withdraw From Representation Of Barron Chase Securities, Inc. (Terminated attorney Bruce E. Jameson for Barron Chase, ( signed by Judge Joseph J. Farnan Jr. ) Notice to all parties. (sm) (Entered: 12/23/1998) So Ordered GRANTING [111-1] motion to Place Documents Under Seal ( signed by Judge Joseph J. Farnan Jr. ) Notice to all parties. (sm) (Entered: 12/28/1998) 113 STIPULATION with proposed order For Partial Stay (SEALED) (sm) (Entered: 12/30/1998) 114 Return of undeliverable mail sent to defendant Jack Alexander (No such number) (sm) (Entered: 01/06/1999) So Ordered GRANTING [113-1] SEALED stipulation ( signed by Judge Joseph J. Farnan Jr. ) Notice to all parties. (sm) (Entered: 01/07/1999) 115 REPORT of Rule 26(f) Conference by Gerald Levine (sm) (Entered: 01/20/1999) 116 MOTION by Gerald Levine with Proposed Order For Class Certification Answer Brief due 3/22/99 re: [116-1] motion (sm) (Entered: 03/08/1999) 117 MEMORANDUM OF LAW Filed by Gerald Levine [116-1] motion For Class Certification (sm) (Entered: 03/08/1999) 118 Declaration of Plaintiff's Counsel In Support Of Class Certification And In Compliance With Local Rule 7.1.1. (sm) (Entered: 03/08/1999) 119 DISCLOSURE STATEMENT Pursuant to Rule 26(a) by Gerald Levine (sm) (Entered: 03/23/1999) 120 LETTER Filed by Barron Chase [116-1] motion For Class Certification Reply Brief due 4/1/99 (sm) (Entered: 03/29/1999) 121 Letter to the Court dated 3/29/99 by Norman M. Monhait, Esq. RE:

12/22/1998

12/22/1998 12/23/1998

12/28/1998

12/29/1998 01/05/1999 01/06/1999 01/15/1999 03/08/1999 03/08/1999 03/08/1999 03/23/1999 03/25/1999 03/29/1999