Free Certificate of Service - District Court of California - California

Case 3:08-cv-00400-DMS-BLM

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DONALD W. SEARLES, Cal. Bar No. 135705 [email protected] ROBERTO A. TERCERO, Cal. Bar No. 143760 [email protected] Attorneys for Plaintiff Securities and Exchange Commission Rosalind R. Tyson, Acting Regional Director Andrew Petillon, Associate Regional Director 5670 Wilshire Boulevard, 11th Floor Los Angeles, California 90036 Telephone: (323) 965-3998 Facsimile: (323) 965-3908

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF CALIFORNIA

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, vs. TUCO TRADING, LLC, and DOUGLAS G. FREDERICK, Defendants.

Case No.: 08 CV 00400 DMS (BLM) CERTIFICATE OF SERVICE RE EX PARTE MOTION OSC HEARING: DATE: MARCH 21, 2008 TIME: 11:20 A.M. PLACE: COURTROOM OF THE HON. JUDGE DANA M. SABRAW (CTRM 10)

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Case 3:08-cv-00400-DMS-BLM

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Dated: March 11, 2008

CERTIFICATE OF SERVICE Pursuant to CivLR 5.2, I hereby certify that I am a member of the bar of this Court and that I served by hand the following documents upon Defendants Douglas G. Frederick and Tuco Trading, LLC, by serving by hand its managing member, Douglas G. Frederick: 1. Plaintiff Securities And Exchange Commission's Ex Parte Motion For Temporary Restraining Order And Orders: (1) Freezing Assets; (2) Appointing A Temporary Receiver; (3) Requiring Accountings; (4) Prohibiting The Destruction Of Documents; (5) Granting Expedited Discovery; And (6) Order To Show Cause Re Preliminary Injunction And Appointment Of A Permanent Receiver; 2. Memorandum Of Points And Authorities In Support Of Plaintiff Securities And Exchange Commission's Ex Parte Motion For A Temporary Restraining Order And Orders: (1) Freezing Assets; (2) Appointing A Temporary Receiver; (3) Granting Expedited Discovery; (4) Prohibiting The Destruction Of Documents; (5) Requiring Accountings; And (6) Order To Show Cause Re Preliminary Injunctions And Appointment Of A Receiver; 3. Temporary Restraining Order And Orders: (1) Freezing Assets; (2) Appointing A Temporary Receiver; (3) Requiring Accountings; (4) Prohibiting The Destruction Of Documents; (5) Granting Expedited Discovery; And (6) Order To Show Cause Re Preliminary Injunction And Appointment Of A Permanent Receiver [Proposed Order]; 4. Declaration Of Roberto A. Tercero In Support Of Plaintiff Securities And Exchange Commission's Ex Parte Motion For A Temporary Restraining Order And Orders: (1) Freezing Assets; (2) Appointing A Temporary Receiver; (3) Granting Expedited Discovery; (4) Prohibiting The Destruction Of Documents; (5) Requiring Accountings; And (6) Order To Show Cause Re Preliminary Injunctions And Appointment Of A Receiver [Volumes I ­ IV]; 5. Declaration Of Kent L. Woo In Support Of Plaintiff Securities And Exchange Commission's Ex Parte Motion For A Temporary Restraining Order And Orders: (1) Freezing Assets; (2) Appointing A Temporary Receiver; (3) Granting Expedited Discovery; (4) Prohibiting The Destruction Of Documents; (5) Requiring Accountings; And (6) Order To Show Cause Re Preliminary Injunctions And Appointment Of A Receiver [Volumes I And Ii]; And 6. Recommendation By Plaintiff Securities And Exchange Commission That Thomas F. Lennon Be Appointed Temporary Receiver.

/s/ Roberto A. Tercero_______________ Roberto A. Tercero Attorney for Plaintiff Securities and Exchange Commission

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Dated: March 11, 2008

CERTIFICATE OF SERVICE Pursuant to CivLR 5.2, I hereby certify that I am a member of the bar of this Court and that, on March 11, 2008, I served by e-mail the following document ­ Certificate of Service Re Ex Parte Motion ­ upon the following individuals at the e-mail addresses below:

Counsel to Defendants Tuco Trading, LLC and Douglas G. Frederick J. Stephen Young Michele R. Fron Audette Paul Morales Keesal, Young & Logan 400 Oceangate, P.O. Box 1730 Long Beach, CA 90802-1730 T/562-436-2000 (General) F/562-436-7416 E/[email protected] E/[email protected] E/[email protected]

Counsel to Receiver Thomas F. Lennon David Osias Deb Riley Ted Fates Allen Matkins Leck Gamble Mallory & Natsis LLP 501 W. Broadway, 15th Floor San Diego, CA 92101-1158 T/619-233-1155 F/619-233-1158 E/[email protected] E/[email protected] E/[email protected]

/s/ Roberto A. Tercero_______________ Roberto A. Tercero Attorney for Plaintiff Securities and Exchange Commission

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