Free Certificate of Interested Entities - District Court of California - California

Case 3:08-cv-00683-CRB

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Filed 02/20/2008

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Bingham McCutchen LLP DONN P. PICKETT (SBN 72257) [email protected] CHARLENE S. SHIMADA (SBN 91407) [email protected] JOHN D. PERNICK (SBN 155468) [email protected] ADRIENNE L. TACLAS (SBN 211232) [email protected] Three Embarcadero Center San Francisco, CA 94111-4067 Telephone: 415.393.2000 Facsimile: 415.393.2286 Attorneys for Defendants Lehman Brothers Inc., J.P. Morgan Securities Inc. and Piper Jaffray & Co. UNITED STATES DISTRICT COURT

11 NORTHERN DISTRICT OF CALIFORNIA 12 SAN FRANCISCO DIVISION 13 14 15 16 v. 17 18 19 20 21 22 23 24 25 26 27 28
DEFENDANT LEHMAN BROTHERS INC.'S CORPORATE DISCLOSURE STATEMENT AND CERTIFICATION OF INTERESTED ENTITIES OR PERSONS, CASE NO. CV 08 00683 CRB

PHYNICE KELLEY, Individually and on Behalf of All Others Similarly Situated, Plaintiff, SHORETEL, INC., JOHN W. COMBS, MICHAEL E. HEALY, EDWIN J. BASART, GARY J. DAICHENDT, THOMAS VAN OVERBEEK, KENNETH D. DENMAN, CHARLES D. KISSNER, EDWARD F. THOMPSON, LEHMAN BROTHERS, INC., J.P. MORGAN SECURITIES, INC., and PIPER JAFFRAY & CO., Defendants.

Case No. CV 08 00683 CRB [Related to Case No. CV 08 00271 CRB] DEFENDANT LEHMAN BROTHERS INC.'S CORPORATE DISCLOSURE STATEMENT AND CERTIFICATION OF INTERESTED ENTITIES OR PERSONS

Case 3:08-cv-00683-CRB

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Filed 02/20/2008

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Pursuant to Federal Rule of Civil Procedure 7.1, defendant Lehman Brothers Inc., by its counsel, hereby states that it is a wholly-owned subsidiary of Lehman Brothers Holdings Inc., a public company. Pursuant to Civil Local Rule 3-16, the undersigned certifies that the following listed persons, associations of persons, firms, partnerships, corporations (including parent corporations) or other entities (i) have a financial interest in the subject matter in controversy or in a party to the proceeding, or (ii) have a non-financial interest in that subject matter or in a party that could be substantially affected by the outcome of this proceeding: JMP Securities LLC (non-defendant underwriter); and Wedbush Morgan Securities Inc. (non-defendant underwriter). DATED: February 20, 2008 Bingham McCutchen LLP

By:

/s/ Charlene S. Shimada Charlene S. Shimada Attorneys for Defendants Lehman Brothers Inc., J.P. Morgan Securities Inc. and Piper Jaffray & Co.

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DEFENDANT LEHMAN BROTHERS INC.'S CORPORATE DISCLOSURE STATEMENT AND CERTIFICATION OF INTERESTED ENTITIES OR PERSONS, CASE NO. CV 08 00683 CRB