Free Declaration in Support - District Court of California - California

Case 4:08-cv-00022-SBA

Document 19

Filed 01/28/2008

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KEITH E. EGGLETON, State Bar No.159842 RODNEY G. STRICKLAND, State Bar No. 161934 JONI L. OSTLER, State Bar No. 230009 FREEDA LUGO, State Bar No. 244913 WILSON SONSINI GOODRICH & ROSATI Professional Corporation 650 Page Mill Road Palo Alto, CA 94304-1050 Telephone: (650) 493-9300 Facsimile: (650) 565-5100 Email: [email protected] Email: [email protected] Email: [email protected] Email: [email protected] Attorneys for Defendants BIGBAND NETWORKS, INC., AMIR BASSANESKENAZI, FREDERICK A. BALL, RAN OZ, LLOYD CARNEY, DEAN GILBERT, KENNETH A. GOLDMAN, GAL ISRAELY, BRUCE I. SACHS, ROBERT J. SACHS and GEOFFREY Y. YANG

UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA

JAMES WILTJER, On Behalf of Himself and All ) ) Others Similarly Situated, ) ) Plaintiff, ) ) v. ) BIGBAND NETWORKS, INC., AMIR BASSAN- ) ESKENAZI, FREDERICK A. BALL, RAN OZ, ) LLOYD CARNEY, DEAN GILBERT, KENNETH) A. GOLDMAN, GAL ISRAELY, BRUCE I. ) SACHS, ROBERT J. SACHS, GEOFFREY Y. ) YANG, MORGAN STANLEY & CO. ) INCORPORATED, MERRILL LYNCH, PIERCE, ) FENNER & SMITH INCORPORATED, ) JEFFERIES & COMPANY, INC., COWEN AND ) COMPANY, LLC, THINKEQUITY PARTNERS ) LLC and DOES 1-25, inclusive, ) ) Defendants. )

Case No. 08-22-CRB DECLARATION OF FREEDA LUGO IN SUPPORT OF MOTION FOR ADMINISTRATIVE RELIEF TO EXTEND TIME FOR DEFENDANTS TO RESPOND TO PLAINTIFF'S MOTION TO REMAND

LUGO DECL. ISO ADMIN. MOT. FOR ADMIN. RELIEF

CASE NO. 08-22-CRB

Case 4:08-cv-00022-SBA

Document 19

Filed 01/28/2008

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I, Freeda Yllana Lugo, declare as follows: I am an attorney associated with the law firm of Wilson Sonsini Goodrich & Rosati, Professional Corporation, attorneys for Defendants Amir Bassan-Eskenazi, Frederick A. Ball, Ran Oz, Lloyd Carney, Dean Gilbert, Kenneth A. Goldman, Gal Israely, Bruce I. Sachs, Robert J. Sachs, Geoffrey Y. Yang, and BigBand Networks, Inc. (collectively, the "BigBand Defendants"), in this action. I am admitted to practice before the courts of the State of California. I submit this declaration in support of the BigBand Defendants' Motion for Administrative Relief to Extend Time For Defendants to Respond to Plaintiff's Motion to Remand, filed concurrently herewith. I have personal knowledge of the facts set forth in this declaration and can testify competently to those facts. 1. Attached herewith as Exhibit 1 is a copy of the docket sheet in Mohanty v.

BigBand Networks, C 07-5101-SBA. 2. Attached herewith as Exhibit 2 is a copy of the unopposed Motion for

Administrative Relief to Consider Whether Cases Should Be Related, filed in the Mohanty Action and served on Plaintiff, on January 3, 2008. 3. Attached herewith as Exhibit 3 are copies of correspondence related to the

BigBand Defendants' request for Plaintiff's consent to this Administrative Motion for Extension of Time. I declare under penalty of perjury under the laws of the United States and the State of California that the foregoing is true and correct. Executed in Palo Alto, California on January 28, 2008.

/s/

Freeda Y. Lugo Freeda Lugo

LUGO DECL. ISO ADMIN. MOT. FOR ADMIN. RELIEF

CASE NO. 08-22-CRB

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ADRMOP, E-Filing

U.S. District Court California Northern District (Oakland) CIVIL DOCKET FOR CASE #: 4:07-cv-05101-SBA
Mohanty v. Bassan-Eskenazi et al Assigned to: Hon. Saundra Brown Armstrong Cause: 15:78m(a) Securities Exchange Act Plaintiff Bikash Mohan Mohanty Individually And On Behalf of All Others Similarly Situated represented by Reed R. Kathrein Hagens Berman Sobol Shapiro LLP 715 Hearst Avenue, Suite 202 Berkeley, CA 94710 (510) 725-3000 Fax: (510) 725-3001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Lewis Stephen Kahn Kahn Gauthier Law Group, LLC 650 Poydras St. Suite 2150 New Orleans, LA 70130 504-455-1400 Fax: 504-455-1498 Email: [email protected] ATTORNEY TO BE NOTICED Plaintiff Abrena Winston represented by Alan Roth Plutzik Schiffrin Barroway Topaz &Kessler LLP 2125 Oak Grove Road Suite 120 Walnut Creek, CA 94598 (925) 945-0200 Fax: 925-945-8792 Email: [email protected] ATTORNEY TO BE NOTICED Date Filed: 10/03/2007 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

V. Defendant Amir Bassan-Eskenazi represented by Joni L. Ostler Wilson Sonsini Goodrich &Rosati 650 Page Mill Road Palo Alto, CA 94304 650-493-9300 Fax: 650-565-5100 Email: [email protected] ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. Wilson Sonsini Goodrich &Rosati 650 Page Mill Road Palo Alto, CA 94304 (650) 493-9300 Email: [email protected]

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ATTORNEY TO BE NOTICED Defendant Ran Oz represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Frederick Ball represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Gal Israely represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Dean Gilbert represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Ken Goldman represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Lloyd Carney represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Bruce Sachs represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED

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Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Robert Sachs represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Geoffrey Yang represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Morgan Stanley &Co, Inc. represented by Michael Carl Tu Orrick Herrington &Sutcliffe LLP 777 S. Figueroa St., Ste 3200 Los Angeles, CA 90017 213-629-2020 Fax: 213-612-2499 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED James P. Cusick Orrick Herrington &Sutcliffe, LLP 666 Fifth Avenue New York, NY 10103-001 212-506-3705 Fax: 212-506-5151 PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Merrill Lynch Pierce Fenner &Smith, Inc. represented by Michael Carl Tu (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James P. Cusick (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Jeffries &Co Inc represented by Michael Carl Tu (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James P. Cusick (See above for address) PRO HAC VICE

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ATTORNEY TO BE NOTICED Defendant Thinkequity Partners, LLC represented by Michael Carl Tu (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James P. Cusick (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Defendant Bigband Networks, Inc. represented by Joni L. Ostler (See above for address) ATTORNEY TO BE NOTICED Rodney Grant Strickland, Jr. (See above for address) ATTORNEY TO BE NOTICED Defendant Cowen &Co., Inc. represented by Michael Carl Tu (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James P. Cusick (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED V. Movant Sphera Fund represented by Michael M. Goldberg Glancy &Binkow LLP 1801 Avenue of the Stars, Suite 311 Los Angeles, CA 90067 310/201-9150 Fax: (310) 201-9160 Email: [email protected] ATTORNEY TO BE NOTICED

Movant Gwyn Jones represented by Reed R. Kathrein (See above for address) ATTORNEY TO BE NOTICED # Docket Text 44 Proposed Order Granting the Administrative Motion of Gwyn Jones to File a Sur-Reply in Response to Newly Raised Arguments of Sphera Fund, Pursuant to Local Rule 7-11 by Gwyn Jones. (Kathrein, Reed) (Filed on 1/25/2008) (Entered: 01/25/2008) 43 MOTION for Leave to File Administrative Motion of Gwyn Jones to File a Sur-Reply in Response to Newly Raised Arguments of Sphera Fund Pursuant to Local Rule 7-11 filed by Gwyn Jones. (Attachments: # 1 Exhibit A)(Kathrein, Reed) (Filed on 1/25/2008) (Entered: 01/25/2008)

Date Filed 01/25/2008

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01/25/2008 42 CASE MANAGEMENT STATEMENT Defendants' Statement Regarding Case Management Conference filed by Ken Goldman, Lloyd Carney, Bruce Sachs, Robert Sachs, Geoffrey Yang, Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball, Gal Israely, Dean Gilbert. (Ostler, Joni) (Filed on 1/25/2008) (Entered: 01/25/2008) 41 Declaration of Adam Gauthier in Further Support of Motion of Sphera Fund for Appointment as Lead Plaintiff and Approval of Co-Lead Counsel filed bySphera Fund. (Goldberg, Michael) (Filed on 1/22/2008) (Entered: 01/22/2008) 40 Declaration of Ron Senator in Further Support of Motion of Sphera Fund for Appointment as Lead Plaintiff and Approval of Co-Lead Counsel filed bySphera Fund. (Goldberg, Michael) (Filed on 1/22/2008) (Entered: 01/22/2008) 39 Reply Memorandum re 15 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of Related Actions;Memorandum of Points &Authorities in Support Thereof Reply Memorandum in Further Support of Motion of Sphera Fund for Appointment of Lead Plaintiff and Approval of Co-Lead Counsel filed bySphera Fund. (Goldberg, Michael) (Filed on 1/22/2008) (Entered: 01/22/2008) 38 CERTIFICATE of Counsel Reed R. Kathrein Pursuant to Local Rule 3-7(d) by Reed R. Kathrein on behalf of Bikash Mohan Mohanty (Kathrein, Reed) (Filed on 1/22/2008) (Entered: 01/22/2008) 37 Declaration of Reed R. Kathrein in Support of Gwyn Jones' Reply to the Sphera Fund's Opposition to His Motion to Appoint Lead Plaintiff filed byGwyn Jones. (Attachments: # 1 Exhibit A)(Kathrein, Reed) (Filed on 1/22/2008) (Entered: 01/22/2008) 36 Reply Memorandum in Support re Gwyn Jones' Motion to Appoint Lead Plaintiff and in Response to Sphera Fund's Opposition to Jones' Motion filed by Gwyn Jones. (Kathrein, Reed) (Filed on 1/22/2008) Modified on 1/23/2008 (jlm, COURT STAFF). (Entered: 01/22/2008) 35 Memorandum in Support re 12 Motion to Consolidate Cases, Motion to Appoint Lead Plaintiff and Lead Counsel filed by Sphera Fund. (Goldberg, Michael) (Filed on 1/15/2008) Modified on 1/16/2008 (jlm, COURT STAFF). (Entered: 01/15/2008) 34 NOTICE of 33 Response filed by Ken Goldman, Lloyd Carney, Bruce Sachs, Robert Sachs, Geoffrey Yang, Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball, Gal Israely, Dean Gilbert (Ostler, Joni) (Filed on 1/15/2008) Modified on 1/16/2008 (jlm, COURT STAFF). (Entered: 01/15/2008) 33 Response re 15 Motion to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of Related Actions; Memorandum of Points &Authorities in Support Thereof , 12 Motion to Consolidate Cases, Motion to Appoint Lead Plaintiff and Lead Counsel filed by Ken Goldman, Lloyd Carney, Bruce Sachs, Robert Sachs, Geoffrey Yang, Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball, Gal Israely, Dean Gilbert. (Strickland, Rodney) (Filed on 1/15/2008) Modified on 1/16/2008 (jlm, COURT STAFF). (Entered: 01/15/2008) 32 Declaration of Reed R. Kathrein in Support of 31 Memorandum in Opposition to the Motion of the Sphera Fund to Appoint Lead Plaintiff filed by Gwyn Jones. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Kathrein, Reed) (Filed on 1/15/2008) Modified on 1/16/2008 (jlm, COURT STAFF). (Entered: 01/15/2008) 31 Memorandum in Opposition to the Motion of the Sphera Fund to Appoint Lead Plaintiff filed byGwyn Jones. (Kathrein, Reed) (Filed on 1/15/2008) (Entered: 01/15/2008) 30 ORDER by Judge Saundra Brown Armstrong GRANTING 28 Motion for Pro Hac Vice for James P. Cusick (jlm, COURT STAFF) (Filed on 1/10/2008) (Entered: 01/10/2008)

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01/08/2008 01/07/2008 27 CLERK'S NOTICE Case Management Conference set for 2/5/2008 01:00 PM. (lrc, COURT STAFF) (Filed on 1/8/2008) (Entered: 01/08/2008) 29 CERTIFICATE OF SERVICE by Morgan Stanley &Co, Inc., Merrill Lynch Pierce Fenner &Smith, Inc., Jeffries &Co Inc, Thinkequity Partners, LLC, Cowen &Co., Inc. re 28 MOTION for leave to appear in Pro Hac Vice for James P. Cusick ( Filing fee $ 210, receipt number 44611001680.) MOTION for leave to appear in Pro Hac Vice for James P. Cusick ( Filing fee $ 210, receipt number 44611001680.), Received Order, (jlm, COURT STAFF) (Filed on 1/7/2008) (Entered: 01/09/2008) Received Order re 28 MOTION for leave to appear in Pro Hac Vice for James P. Cusick ( Filing fee $ 210, receipt number 44611001680.) MOTION for leave to appear in Pro Hac Vice ( Filing fee $ 210, receipt number 44611001680.) by Morgan Stanley &Co, Inc., Merrill Lynch Pierce Fenner &Smith, Inc., Jeffries &Co Inc, Thinkequity Partners, LLC, Cowen &Co., Inc.. (jlm, COURT STAFF) (Filed on 1/7/2008) (Entered: 01/09/2008) 28 MOTION for leave to appear in Pro Hac Vice for James P. Cusick ( Filing fee $ 210, receipt number 44611001680.) filed by Morgan Stanley &Co, Inc., Merrill Lynch Pierce Fenner &Smith, Inc., Jeffries &Co Inc, Thinkequity Partners, LLC, Cowen &Co., Inc.. (jlm, COURT STAFF) (Filed on 1/7/2008) (Entered: 01/09/2008) 26 Certificate of Interested Entities by Morgan Stanley &Co, Inc., Merrill Lynch Pierce Fenner &Smith, Inc., Jeffries &Co Inc, Thinkequity Partners, LLC, Cowen &Co., Inc. (Tu, Michael) (Filed on 1/4/2008) (Entered: 01/04/2008) 25 Joinder re 24 MOTION to Relate Case Motion for Administrative Relief to Consider Whether Cases Should be Related and Notice of Joinder by Morgan Stanley &Co, Inc., Merrill Lynch Pierce Fenner &Smith, Inc., Jeffries &Co Inc, Thinkequity Partners, LLC, Cowen &Co., Inc.. (Tu, Michael) (Filed on 1/4/2008) (Entered: 01/04/2008) 24 >Motion for Administrative Relief to Consider Whether Cases Should be Related filed by Ken Goldman, Lloyd Carney, Bruce Sachs, Robert Sachs, Geoffrey Yang, Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball, Gal Israely, Dean Gilbert. (Ostler, Joni) (Filed on 1/3/2008) Modified on 1/4/2008 (kk, COURT STAFF). (Entered: 01/03/2008) Set/Reset Deadlines as to 15 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of Related Actions;Memorandum of Points &Authorities in Support Thereof. Motion Hearing set for 2/5/2008 01:00 PM in Courtroom 3, 3rd Floor, Oakland. (jlm, COURT STAFF) (Filed on 12/5/2007) (Entered: 12/06/2007) 23 CERTIFICATE OF SERVICE by Sphera Fund re 22 MOTION to Appoint Lead Plaintiff and Lead Counsel Renotice of Motion of Sphera Fund for Consolidation of Related Actions, Appointment as Lead Plaintiff and Approval of Co-Lead Counsel (Goldberg, Michael) (Filed on 12/5/2007) (Entered: 12/05/2007) 22 Renotice of Motion re 15 Motion to Appoint Lead Plaintiff and Lead Counsel filed by Sphera Fund. Motion Hearing set for 2/5/2008 01:00 PM in Courtroom 3, 3rd Floor, Oakland. (Goldberg, Michael) (Filed on 12/5/2007) Modified on 12/6/2007 (jlm, COURT STAFF). (Entered: 12/05/2007) Set/Reset Deadlines as to 12 Motion to Consolidate Cases, Motion to Appoint Lead Plaintiff and Lead Counsel Motion Hearing set for 2/5/2008 01:00 PM in Courtroom 3, 3rd Floor, Oakland. (jlm, COURT STAFF) (Filed on 12/4/2007) (Entered: 12/05/2007) 21 Renotice of Motion re 12 Motion for Consolidation, to Appoint Gwyn Jones Lead Plaintiff and to Approve Proposed Lead Plaintiff's Selection of Counsel Motion hearing set for 02/05/08 at 1:00 PM by Bikash Mohan Mohanty (Kathrein, Reed) (Filed on 12/4/2007) Modified on 12/5/2007 (jlm, COURT STAFF). Modified on 12/5/2007 (jlm, COURT STAFF). (Entered: 12/04/2007)

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12/04/2007 20 CORRECTED CERTIFICATE OF SERVICE by Sphera Fund re 15 Motion to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of Related Actions;Memorandum of Points &Authorities in Support Thereof (Goldberg, Michael) (Filed on 12/4/2007) Modified on 12/5/2007 (jlm, COURT STAFF). (Entered: 12/04/2007) 19 CERTIFICATE OF SERVICE by Sphera Fund re 15 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of Related Actions;Memorandum of Points &Authorities in Support Thereof [Counsel did not present papers as required by Civil L.R. 3-4(a)(1))] (Goldberg, Michael) (Filed on 12/3/2007) Modified on 12/4/2007 (jlm, COURT STAFF). Modified on 1/2/2008 (jlm, COURT STAFF). (Entered: 12/03/2007) 18 Proposed Order re 15 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of Related Actions;Memorandum of Points &Authorities in Support Thereof by Sphera Fund. (Goldberg, Michael) (Filed on 12/3/2007) (Entered: 12/03/2007) 17 EXHIBITS A-E re 16 Declaration of Lionel Z. Glancy in Support of Motion of Sphera Fund for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Counsel filed by Sphera Fund. (Related document(s) 16 ) (Goldberg, Michael) (Filed on 12/3/2007) Modified on 12/4/2007 (jlm, COURT STAFF). (Entered: 12/03/2007) 16 Declaration of Lionel Z. Glancy in Support of 15 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of Related Actions;Memorandum of Points &Authorities in Support Thereof filed bySphera Fund. (Related document(s) 15 ) (Goldberg, Michael) (Filed on 12/3/2007) (Entered: 12/03/2007) 15 MOTION to Appoint Lead Plaintiff and Lead Counsel and for Consolidation of Related Actions;Memorandum of Points &Authorities in Support Thereof filed by Sphera Fund. Motion Hearing set for 1/8/2008 01:00 PM in Courtroom 3, 3rd Floor, Oakland. (Goldberg, Michael) (Filed on 12/3/2007) (Entered: 12/03/2007) 14 Proposed Order Granting the Motion to Consolidate, to Appoint Gwyn Jones Lead Plaintiff and to Approve Proposed Lead Plaintiff's Selection of Counsel by Bikash Mohan Mohanty. (Kathrein, Reed) (Filed on 12/3/2007) (Entered: 12/03/2007) 13 Declaration of Reed R. Kathrein in Support of the Motion to Consolidate, to Appoint Gwyn Jones Lead Plaintiff and to Approve Proposed Lead Plaintiff's Selection of Counsel filed byBikash Mohan Mohanty. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Kathrein, Reed) (Filed on 12/3/2007) (Entered: 12/03/2007) 12 MOTION to Consolidate Cases, MOTION to Appoint Lead Plaintiff and Lead Counsel Memorandum of Points and Authorities in Support Thereof filed by Bikash Mohan Mohanty. Motion Hearing set for 1/22/2008 01:00 PM in Courtroom 3, 3rd Floor, Oakland. (Kathrein, Reed) (Filed on 12/3/2007) (Entered: 12/03/2007) 11 STIPULATION and [Proposed] Order Regarding Consolidation and Scheduling by Ken Goldman, Lloyd Carney, Bruce Sachs, Robert Sachs, Geoffrey Yang, Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball, Gal Israely, Dean Gilbert. (Ostler, Joni) (Filed on 11/21/2007) (Entered: 11/21/2007) 10 Certificate of Interested Entities by Ken Goldman, Lloyd Carney, Bruce Sachs, Robert Sachs, Geoffrey Yang, Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball, Gal Israely, Dean Gilbert Disclosure Statement and Certification of Interested Entities or Persons (F.R.Civ.P. 7.1) (N.D.L.R. 3-16) (Ostler, Joni) (Filed on 11/21/2007) (Entered: 11/21/2007) 9 SUMMONS Returned Executed by Bikash Mohan Mohanty. Jeffries &Co Inc served on 11/7/2007, answer due 11/27/2007; Cowen &Co., Inc. served on 11/7/2007, answer due 11/27/2007. (Kathrein, Reed) (Filed on 11/16/2007) (Entered: 11/16/2007)

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11/02/2007 8 SUMMONS Returned Executed and WAIVER OF SERVICE Returned Executed filed by Bikash Mohan Mohanty. Service waived by Ken Goldman waiver sent on 10/16/2007, answer due 12/17/2007; Lloyd Carney waiver sent on 10/16/2007, answer due 12/17/2007; Bruce Sachs waiver sent on 10/16/2007, answer due 12/17/2007; Robert Sachs waiver sent on 10/16/2007, answer due 12/17/2007; Geoffrey Yang waiver sent on 10/16/2007, answer due 12/17/2007; Bigband Networks, Inc. waiver sent on 10/16/2007, answer due 12/17/2007; Amir Bassan-Eskenazi waiver sent on 10/16/2007, answer due 12/17/2007; Ran Oz waiver sent on 10/16/2007, answer due 12/17/2007; Frederick Ball waiver sent on 10/16/2007, answer due 12/17/2007; Gal Israely waiver sent on 10/16/2007, answer due 12/17/2007; Dean Gilbert waiver sent on 10/16/2007, answer due 12/17/2007. (Kathrein, Reed) (Filed on 11/2/2007) Modified on 11/5/2007 (jlm, COURT STAFF). (Entered: 11/02/2007) 7 SUMMONS Returned Executed by Bikash Mohan Mohanty. Morgan Stanley &Co, Inc. served on 10/19/2007, answer due 11/8/2007; Merrill Lynch Pierce Fenner &Smith, Inc. served on 10/19/2007, answer due 11/8/2007; Thinkequity Partners, LLC served on 10/22/2007, answer due 11/13/2007. (Kathrein, Reed) (Filed on 11/2/2007) (Entered: 11/02/2007) 6 CLERK'S NOTICE Case Management Conference set for 1/16/2008 02:45 PM. VIA TELEPHONE. Case Management Statement due by 1/7/2008. (lrc, COURT STAFF) (Filed on 10/26/2007) (Entered: 10/26/2007) 5 CERTIFICATE OF SERVICE by Abrena Winston 4 Plutzik, Alan) (Filed on 10/23/2007) Modified on 10/24/2007 (kk, COURT STAFF). (Entered: 10/23/2007) 4 MOTION to Relate Case Amended Administrative Motion to Consider Whether Cases Should Be Related Pursuant to L.R.3-12(B) filed by Abrena Winston. (Attachments: # 1 Proposed Order)(Plutzik, Alan) (Filed on 10/19/2007) (Entered: 10/19/2007) 3 MOTION to Relate Case Administrative Motion to Consider Whether Cases Should Be Related Pursuant to L.R.3-12(B) filed by Abrena Winston. (Attachments: # 1 Proposed Order)(Plutzik, Alan) (Filed on 10/19/2007) (Entered: 10/19/2007) Summons Issued as to Ken Goldman, Lloyd Carney, Bruce Sachs, Robert Sachs, Geoffrey Yang, Morgan Stanley &Co, Inc., Merrill Lynch Pierce Fenner &Smith, Inc., Jeffries &Co Inc, Thinkequity Partners, LLC, Bigband Networks, Inc., Cowen &Co., Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball, Gal Israely, Dean Gilbert. (jlm, COURT STAFF) (Filed on 10/16/2007) (Entered: 10/17/2007) CASE DESIGNATED for Electronic Filing. (jlm, COURT STAFF) (Filed on 10/3/2007) (Entered: 10/05/2007) 2 ADR SCHEDULING ORDER: Case Management Statement due by 1/9/2008. Case Management Conference set for 1/16/2008 03:00 PM. (Attachments: # 1 Standing Order - SBA)(jlm, COURT STAFF) (Filed on 10/3/2007) (Entered: 10/05/2007) 1 COMPLAINT; No Process With Jury Demand against Ken Goldman, Lloyd Carney, Bruce Sachs, Robert Sachs, Geoffrey Yang, Morgan Stanley &Co, Inc., Merrill Lynch Pierce Fenner &Smith, Inc., Jeffries &Co Inc, Thinkequity Partners, LLC, Bigband Networks, Inc., Amir Bassan-Eskenazi, Ran Oz, Frederick Ball, Gal Israely, Dean Gilbert, Cowen &Co., Inc. ( Filing fee $ 350, receipt number 34611011107.). Filed by Bikash Mohan Mohanty. (jlm, COURT STAFF) (Filed on 10/3/2007) Modified on 10/16/2007 (jlm, COURT STAFF). (Entered: 10/05/2007)

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Filed 01/03/2008

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Case 4:08-cv-00022-SBA

Document 19-3

Filed 01/28/2008

Page 6 of 6

Case 4:07-cv-05101-SBA

Document 24

Filed 01/03/2008

Page 6 of 6

Case 4:08-cv-00022-SBA

Document 19-4

Filed 01/28/2008

Page 1 of 3

Case 4:08-cv-00022-SBA

Document 19-4

Filed 01/28/2008

Page 2 of 3

Case 4:08-cv-00022-SBA

Document 19-4

Filed 01/28/2008

Page 3 of 3