Free Order - District Court of Connecticut - Connecticut

i Case 3:O3-cr-OO254- - aD Document 53 Filed 09/06/2006 Page 1 of 3 M-
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UNITED STATES DISTRICT COURT
DISTRICT OF CONNECTICUT rl i · { if if if
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UNITED STATES OF AMERICA ; ·_;, 71..f .·_ ·.=fp<.
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v. i CRIMINAL NO. 3:03-CR-254 (PCD)
DALE C. MARTIN I .
PRELIMINAREY ORDER OF DISTRIBUTION OF FUNDS
The defendant, Dale C. Martin, having pleaded guilty to an Information charging him with
mail fraud in violation of 18 U.s.Ec. § 1341, and investment adviser fraud in violation of 15 U.S.C.
§§ 80b—6(l) and 80b-17, and the édefendant having agreed by way of a plea agreement letter dated
_ September 5, 2003, tiled in open court on that same day, to make restitution in accordance with this
Information; j
And that the Court having found, based on the defendant’s plea, and the accompanying
Stipulation of Offense Conduct,§that there exist grounds pursuant to which the defendant shall E
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relinquish for restitution all rights; to the funds from the receiver in the case of SEC v. Zidar, O0 CV
823 (JCC) (WD. Wa), (the “Zidzir Funds").
f` And that the Court having found, that in connection with the plea, the United States has
obtained $184,357.88 in the Zidar Funds, which funds are currently on deposit with the Clerk of
Court, and the defendant agreed that such funds be for restitution.
And that the Court having found, that by virtue of the defendant having passed away prior
to his sentencing, no order of restitution shall be issued.
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Case 3:03-cr-00254-BCD Document 53 Filed O9/06/2006 Page 2 of 3
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It is hereby:
ORDERED, ADJUDGED, AND DECREED that the $184,357.88 obtained from the receiver
in the case of SEC v. Zidar, is to; be distributed to the victims as set forth on a pro-rata basis in the
attached schedule. E
IT IS FURTHER ORDERED that the United States District Court shall retain jurisdiction
in the case for the purpose of enforcing this Order.
IT IS FURTHER ORDERED that this Court will allow for thirty (30) days for objection or
comment before making the Preliminary Order a Final Order of Distribution.
gm - -——
SO ORDERED this ' day of ifgffg »»·¢<.;" , 2006, at New Haven, Connecticut.
Q HONORABLE PETER C. DORSEY
5 SENIOR U.S. DISTRICT JUDGE
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Case 3:03-cr-00254-_E_’_CD Document 53 Filed O9/06/2006 Page 3 of 3
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