Free Exhibit List - District Court of Federal Claims - federal

Case 1:93-cv-00531-LAS

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IN THE UNITED STATES COURT OF FEDERAL CLAIMS __________________________________________ ) AMBASE CORPORATION AND ) CARTERET BANCORP, INC., ) ) Plaintiffs, ) ) and ) ) FEDERAL DEPOSIT INSURANCE ) CORPORATION, ) ) Plaintiff-Intervenor, ) ) v. ) ) UNITED STATES OF AMERICA, ) ) Defendant. ) __________________________________________)

Civil Action No. 93-531 (Judge Loren Smith)

PLAINTIFFS' REVISED EXHIBIT LIST Plaintiffs AmBase Corporation and Carteret Bancorp, Inc., respectfully submit their attached revised list of exhibits to be used at trial, other than those to be used for impeachment or rebuttal. We hereby reserve the right to offer any exhibit listed on the exhibit lists filed by the defendant and plaintiff-intervenor, which we incorporate by reference, and to supplement or amend this list in accordance with the Rules and Orders of this Court, by stipulation, or to rebut or address testimony offered by the defendant or plaintiff-intervenor.

Respectfully submitted,

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/s/Charles J. Cooper Charles J. Cooper COOPER & KIRK, PLLC 1523 New Hampshire Ave., N.W. Washington, D.C. 20036 (202) 220-9600 (202) 220-9601 (fax) Counsel of Record

Of Counsel: Vincent J. Colatriano David H. Thompson COOPER & KIRK, PLLC 1523 New Hampshire Ave., N.W. Washington, D.C. 20036 (202) 220-9600 (202) 220-9601 (fax) Dated: February 8, 2007

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CERTIFICATE OF SERVICE I hereby certify that on this 8th day of February 2007, I caused to be served by U.S. Mail copies of the foregoing on the following counsel:

David Levitt, Esq. U.S. Department of Justice Commercial Litigation Branch Civil Division 1100 L Street, N.W.--Room 12006 Attn: Classification Unit--8th Floor Washington, DC 20530

Andrew Gilbert, Esq. FDIC Legal Division 550 17th Street, N.W. Room 2098 Washington, DC 20429 /s/Jesse Panuccio Jesse Panuccio

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IN THE UNITED STATES COURT OF FEDERAL CLAIMS

Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date Author Recipient Annual and Financial Reports Annual Reports: Carteret Savings
AMB029928 AMB029972 AMBNP006947 AMB030099 AMB013906 AMB013958 KH078261 C-AM-A0394510 KH 053804 9/30/1982 9/30/1983 9/30/1984 9/30/1985 9/30/1986 9/30/1987 9/30/1988 12/31/1989 12/31/1990 12/31/1991

Document Description

Px. 0001* Px. 0002* Px. 0003* Px. 0004* Px. 0005* Px. 0006* Px. 0007* Px. 0008* Px. 0009* Px. 0010*

AMB029909 AMB029929 AMBNP006905 AMB030057 AMB013855 AMB013908 KH078233 C-AM-A0394477 KH 053771

Carteret Savings & Loan Assn Annual Report 1982 Carteret Savings & Loan Assn Annual Report 1983 Carteret Savings & Loan Assn Annual Report 1984 Carteret Savings & Loan Assn Annual Report 1985 Carteret Savings Bank Annual Report 1986 Carteret Bancorp Annual Report 1987 Carteret Savings Bank Annual Report 1988 Carteret Savings Bank Annual Report 1989 Carteret Savings Bank Annual Report 1990 Carteret Savings Bank Annual Report 1991

Pursuant to Appendix A, Paragraph 16 of the Rules of the Court of Federal Claims, this exhibit list identifies with asterisks those documents Plaintiff expects to introduce into evidence. Plaintiff may seek to introduce into evidence other documents on this exhibit list if the need arises.

1

1

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
CAM5070002 CAM5070019

Date
12/31/1992

Author

Recipient

Document Description
Carteret Savings Bank Annual Report 1992 Carteret Savings & Loan Assn Annual Report 1980 Intentionally left blank. Carteret Savings & Loan Assn Annual Report 1980

Px. 0011 Px. 0012 Px. 0013 Px. 0014 Px. 0101 Px. 0102 Px. 0201 Px. 0202 Px. 0203

AMB013684 C-AM-A0395273 C-AM-A0394512

AMB013696 C-AM-A0395323 C-AM-A0394541

9/30/1980

Annual Reports: Carteret Bancorp Inc.
9/30/1987 12/31/1989 Carteret Bancorp Annual Report 1987 Carteret Bancorp Annual Report 1989 Carteret Bancorp Annual Report H-(b)11 for Fiscal Year Ending September 30, 1987 Carteret Bancorp Annual Report H-(b)11 for Fiscal Year Ending September 30, 1988 Carteret Bancorp Annual Report H-(b)11 for 3-Month Transition Period Ending December 31, 1988 The Home Group Annual Report 1987 The Home Group Annual Report 1988

Annual Reports: Carteret Bancorp H-(b)11
CAM4390699 CAM4390450 CAM4390715 CAM4390466 9/30/1987 9/30/1988

CAM4390672

CAM4390698 AMB037784 AM005151 C-AM-A0394894

12/31/1988

Annual Reports: The Home Group Inc. Px. 0301 Px. 0302 Px. 0401
AMB037727 AM005098 C-AM-A0394679 12/31/1987 12/31/1988

Annual Reports: Ambase
12/31/1989 AmBase Annual Report 1989

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AMB030217 CAM4020309 AMB030514 CAM5240807 C-AM-A0396012 C-AM-A0373194 AMB029973 C-AM-A0395969 OAM0062042 C-AM-A0395930 C-AM-A0395814 AMB030217 CAM4020309 C-AM-A0351714 AMB030340 CAM4020412 AMB030585 CAM5240829 C-AM-A0396030 C-AM-A0373232 AMB030006 C-AM-A0395990 OAM0062069 C-AM-A0395967 C-AM-A0395851 AMB030340 CAM4020412 C-AM-A0351790

Date
12/31/1990 12/31/1991 12/31/1992

Author

Recipient

Document Description
AmBase Annual Report 1990 AmBase Annual Report 1991 AmBase Annual Report 1992 Carteret Savings & Loan Assn 10-K 1983 Carteret Savings & Loan Assn 10-K 1985 Carteret Savings Bank 10-K 1986 Carteret Savings Bank 10-K 1984

Px. 0402 Px. 0403 Px. 0404 Px. 0501 Px. 0502 Px. 0503 Px. 0504 Px. 0601 Px. 0701 Px. 0702 Px. 0801 Px. 0802 Px. 0803 Px. 0804

10-Ks: Carteret Savings
9/30/1983 9/30/1985 9/30/1986 9/30/1984

10-Ks: Carteret Bancorp Inc.
9/30/1987 Carteret Bancorp Inc. 10-K 1987 The Home Group Inc. 10-K 1987 The Home Group Inc. 10-K 1988

10-Ks: The Home Group Inc.
12/31/1987 12/31/1988

10-Ks: Ambase
12/31/1989 12/31/1990 12/31/1991 12/31/1992 Ambase 10-K 1989 Ambase 10-K 1990 Ambase 10-K 1991 Ambase 10-K 1992

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date
12/31/1993 12/31/1994 12/31/1995

Author

Recipient

Document Description
AmBase 1993 Annual Report and 10K AmBase 1994 Annual Report and 10K AmBase 1995 Annual Report and 10K Carteret Savings Bank Report and Financial Statement: 1989 Carteret Savings Bank Report and Financial Statement: 1990 Carteret Savings Bank Report and Financial Statement: 1991 Intentionally left blank. Carteret Federal Savings Bank & Subsidiaries Consolidated Financial Statements Carteret Bancorp Inc. Consolidated Financial Statements 1988 Carteret Bancorp Balance Sheet and Income Statement as of 3/31/89 and 6/30/89 FDIC Division of Finance, Balance Sheet Report and Income Statement Report for Period Ending December 31, 1995 FDIC Division of Finance, Balance Sheet Report and Income Statement Report for

Px. 0805 Px. 0806 Px. 0807 Px. 0901 Px. 0902 Px. 0903 Px. 0904 Px. 0905
CAM3821888 CAM3821909

Carteret Savings Bank: Consolidated Financial Statements
AMB013996 AMB014054 AMB014087 AMB014022 AMB014086 AMB014119 12/31/1989 12/31/1990 12/31/1991

9/30/1994

Carteret Bancorp & Subsidiary: Consolidated Financial Statements Px. 1001 Px. 1002
CAM4470985 CAM4470987 AM00091820 6/30/1989 AMB013960 AMB013995 9/30/1988

FDIC Goodwill Packages Px. 1101 Px. 1102*
AM00091817 11/9/1999

AM00091952

AM00091955

11/9/1999

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AM00097035 AM00097026 AM00097017 AM00097007 AM00096997 AM00096987 AM00096977 AM00096967 AM0097388 FAM0810001 FAM0810002 FAM0810011 AM00097043 AM00097034 AM00097025 AM00097016 AM00097006 AM00096996 AM00096986 AM00096976 AM0097397

Date
9/30/1998 4/13/1999 7/28/2000 5/21/2001 6/3/2002 4/18/2003 4/7/2004 3/31/2005 5/10/2005 3/31/2006 3/31/2006

Author
Karen J. Hughes Karen J. Hughes Karen J. Hughes Karen J. Hughes J. Russell Cherry J. Russell Cherry Craig R. Jarvill Craig R. Jarvill Craig R. Jarvill Craig R. Jarvill Craig R. Jarvill

Recipient
Robert G. Clark Robert G. Clark Robert G. Clark Robert G. Clark Robert G. Clark Robert G. Clark Robert G. Clark William F. Kroener III Floyd Robinson Floyd Robinson Floyd Robinson

Document Description
Period Ending December 31, 1996 Goodwill Package as of December 31, 1997 Goodwill Package as of December 31, 1998 Goodwill Package as of December 31, 1999 Goodwill Package as of December 31, 2000 Goodwill Package as of December 31, 2001 Goodwill Package as of December 31, 2002 Goodwill Package as of December 31, 2003 Goodwill Package as of December 31, 2004 Restated Goodwill Package as of December 31, 2004 Goodwill Package as of December 31, 2005, Transmittal Letter Goodwill Package as of December 31, 2005 Goodwill Package as of December 31, 2006 Carteret Savings & Loan Assn. 10-Q

Px. 1103* Px. 1104* Px. 1105* Px. 1106* Px. 1107* Px. 1108* Px. 1109* Px. 1110* Px. 1111* Px. 1112* Px. 1113* Px. 1114*

10-Qs: Carteret Savings Px. 1201
CAM5013029 CAM5013063 12/31/1983

5

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
CAM5013017 CAM5012993 CAM5012981 CAM5012967 CAM5012952 CAM4771691 CAM5012922 CAM5012906 CAM5012894 CAM5012878 CAM5012860 CAM501 2815 CAM501 2758 CAM458 0445 C-AM-A0209672 AM003354 WOR0602303 CAM4150073 CAM5013028 CAM5013016 CAM5012992 CAM5012978 CAM5012964 CAM4771705 CAM5012935 CAM5012919 CAM5012904 CAM5012890 CAM5012875 CAM501 2827 CAM501 2772 CAM458 0460 C-AM-A0209681 AM003387 WOR0602314 CAM4150084

Date
3/31/1984 6/30/1984 12/31/1984 3/31/1985 6/30/1985 12/31/1985 3/31/1986 6/30/1986 12/31/1986 3/31/1987 6/30/1987

Author

Recipient

Document Description
Carteret Savings & Loan Assn. 10-Q Carteret Savings & Loan Assn. 10-Q Carteret Savings & Loan Assn. 10-Q Carteret Savings & Loan Assn. 10-Q Carteret Savings & Loan Assn. 10-Q Carteret Savings & Loan Assn. 10-Q Carteret Savings Bank 10-Q Carteret Savings Bank 10-Q Carteret Savings Bank 10-Q Carteret Savings Bank 10-Q Carteret Savings Bank 10-Q Carteret Bancorp, Inc. 10-Q Carteret Bancorp, Inc. 10-Q Carteret Bancorp, Inc. 10-Q

Px. 1202 Px. 1203 Px. 1204 Px. 1205 Px. 1206 Px. 1207 Px. 1208 Px. 1209 Px. 1210 Px. 1211 Px. 1212 Px. 1301 Px. 1302 Px. 1303 Px. 1401 Px. 1402 Px. 1403 Px. 1404 Px. 1405

10-Qs: Carteret Bancorp, Inc.
12/31/1987 3/31/1988 6/30/1988

10-Qs: The Home Group, Inc.
3/31/1987 3/31/1988 6/30/1988 9/30/1988 3/31/1989 The Home Group, Inc. 10-Q The Home Group, Inc. 10-Q The Home Group, Inc. 10-Q The Home Group, Inc. 10-Q The Home Group, Inc. 10-Q

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOQ6801631 AM00003350 C-AM-A0409170 AM003177 CAM5012797 WOQ6201992 CAM3531033 WOT6920144 CAM5060749 C-AM-A0176529 CAM5012693 C-AM-A0395853 WOQ6801644 AM00003353 C-AM-A0409186 AM003193 CAM5012814 WOQ6202018 CAM3531055 WOT6920166 CAM5060773 C-AM-A0176558 CAM5012726 C-AM-A0395885

Date

Author 10-Qs: Ambase

Recipient

Document Description
Ambase 10-Q Form 8 Amendment 1 to Ambase 10Q for 3/31/1989 Ambase 10-Q Ambase 10-Q Ambase 10-Q Ambase 10-Q Ambase 10-Q Ambase 10-Q Ambase 10-Q Ambase 10-Q Ambase 10-Q Ambase 10-Q Ambase 10-Q Carteret S&LA Offering Circular - Common Stock Carteret S&LA Offering Circular - Preferred Stock

Px. 1501 Px. 1502 Px. 1503 Px. 1504 Px. 1505 Px. 1506 Px. 1507 Px. 1508 Px. 1509 Px. 1510* Px. 1511* Px. 1512* Px. 1513 Px. 1601 Px. 1602 Px. 1603

6/30/1989 7/25/1989 9/30/1989 3/31/1990 6/30/1990 9/30/1990 3/31/1991 6/30/1991 9/30/1991 3/31/1992 6/30/1992 9/30/1992 6/30/1996

Home Group, Ambase & Carteret Offering Circulars and Other SEC Filings
CAM5240830 CAM5130273 C-AM-ACAM5240935 CAM5130285 C-AM-A8/30/1983 8/21/1985 12/6/1985 Geoffrey M.

Carteret S&LA Notice of Annual Meeting of

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
0072329 0072345

Date

Author

Recipient
Connor

Document Description
Stockholders on 1/15/86 and Proxy Statement Carteret Savings Bank Offering Circular Common Stock Carteret Bancorp Form S-4 Registration Statement with Notice of Annual Meeting of Stockholders on 1/14/87 and Proxy Statement Carteret Savings Bank Notice of Annual Meeting of Stockholders on 1/14/87 and Proxy Statement Carteret Bancorp Form S-4 Registration Statement Amendment 1 Home Group Notice of Annual Meeting of Stockholders on 5/22/87 and Proxy Statement Carteret Bancorp Notice of Special Meeting of Stockholders on 10/22/87 and Proxy Statement Carteret Bancorp Proxy Statement Carteret Bancorp Special Notice of Meeting of Stockholders on 5/18/88 and Proxy Statement Home Group S-3 Registration Statement Transmittal Letter Home Group Form S-3 Registration Statement and Prospectus, Senior Subordinated Notes

Px. 1604 Px. 1605

CAM5211117

CAM5211192

4/17/1986

AMB021456

AMB021523

11/14/1986 Geoffrey M. Connor

Px. 1606 Px. 1607 Px. 1608 Px. 1609
AMB018577 AMB018635 KH029892 9/16/1987 12/31/1987 Robert B. O'Brien KH071694 C-AM-A0329723 C-AM-A0209647 KH071732 C-AM-A0329726 C-AM-A0209670 12/1/1986 12/2/1986

4/10/1987

Px. 1610 Px. 1611 Px. 1612 Px. 1613

KH029874

WOQ6991018 C-AM-A0209413 C-AM-A0208825

WOQ6991098 C-AM-A0209414 C-AM-A0208969

5/18/1988 5/17/1988

5/19/1988

8

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
C-AM-A0394896 C-AM-A0394941

Date
4/11/1989

Author

Recipient

Document Description
Home Group Notice of Annual Meeting of Stockholders on 5/19/89 and Proxy Statement Ambase Notice of Annual Meeting of Stockholders on 5/18/90 and Proxy Statement Ambase Tender Offer to Purchase 14 7/8% Senior Subordinated Notes and 14 7/8% Home Funding Group Debentures due June 1, 1999 Ambase Supplement to the Offer to Purchase dated 12/31/1990 Ambase Notice of Special Meeting of Stockholders on 1/29/91 and Proxy Statement Ambase Notice of Special Meeting of Stockholders on 2/12/91 and Proxy Statement Supplement Letter re: Ambase 14 7/8% Senior Subordinated Notes, Home Group Funding Corp. 14 7/8% Debentures due June 1, 1999 Ambase Notice of Annual Meeting of Stockholders on 5/11/91 and Proxy Statement Offering Circular, Common Stock, PostEffective Amendment 1, marked copy

Px. 1614 Px. 1615

KH093618

KH093643

4/16/1990

Px. 1616
C-AM-A0408947 C-AM-A0409061 KH039577 12/31/1990 1/15/1991

Px. 1617 Px. 1618

KH039561

KH080530

KH080557 C-AM-A0407778

1/29/1991

Px. 1619 Px. 1620

C-AM-A0407771

1/31/1991

CAM4022115

CAM4022115

3/7/1991

Diane Bligh

Tom Yurasek

Px. 1621
KH039551 KH039560 CAM4501919 5/11/1991 7/13/1983

Px. 1622

CAM4501898

Thrift Financial Reports

9

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AMB080109 AMB019634 AMB0196144 AMB019613 AMB019623 AM050356 AMB019591 AM050376 WOQ6652313 AM050345 AM050308 AM050320 WOQ6652300 AMB079818 AM035828 AMB020501 AMB079801 AM035870 AMB079835 AMB079852 AM035927 AMB080113 AMB019643 AMB019654 AMB019622 AMB019633 AM050365 AMB019600 AM050385 WOQ6652329 AM050355 AM050319 AM050331 WOQ6652312 AMB079834 AM035868 AMB020517 AMB079817 AM035911 AMB079851 AMB079868 AM035968

Date
12/31/1982 3/31/1987 6/30/1987 9/30/1987 12/31/1987 3/31/1988 6/30/1988 9/30/1988 12/31/1988 3/31/1989 6/30/1989 9/30/1989 12/31/1989 1/31/1990 3/31/1990 4/30/1990 5/31/1990 6/30/1990 7/31/1990 8/31/1990 9/30/1990

Author

Recipient

Document Description
FHLBB Semiannual Financial Report ­ Combined Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR

PX. 1701 PX. 1702 PX. 1703 PX. 1704 PX. 1705 PX. 1706 PX. 1707 PX. 1708 PX. 1709 PX. 1710* PX. 1711* PX. 1712* PX. 1713* PX. 1714* PX. 1715* PX. 1716* PX. 1717 PX. 1718 PX. 1719 PX. 1720 PX. 1721

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AMB079869 AMB079885 AM035969 AMB079603 AMB079884 AMB079901 AM036012 AMB079619 WOP3410035 AM030438 AMB079636 AMB079653 AM030481 AMB079670 AM030525 AMB079687 AMB079704

Date
10/31/1990 11/30/1990 12/31/1990 1/31/1991

Author

Recipient

Document Description
Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR Carteret Savings Bank TFR

PX. 1722 PX. 1723 PX. 1724 PX. 1725 PX. 1726

WOP3410019

2/28/1991 Carteret Savings Bank TFR 3/31/1991 Carteret Savings Bank TFR 4/30/1991 Carteret Savings Bank TFR 5/31/1991 Carteret Savings Bank TFR 6/30/1991 Carteret Savings Bank TFR 7/31/1991 Carteret Savings Bank TFR 9/30/1991 Carteret Savings Bank TFR 10/30/1991 Carteret Savings Bank TFR 11/30/1991

PX. 1727
AM030396

PX. 1728
AMB079620

PX. 1729
AMB079637

PX. 1730
AM030439

PX. 1731
AMB079654

Px. 1731a
AM030482

PX. 1732*
AMB079671

PX. 1733*
AMB079688

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AM030526 AM030571 AM035526 AM035577 CAM5350310 CAM4040764 CAM4040803 C-AM-A0399186 CAM4040948 C-AM-A0399130 C-AM-A0164658 C-AM-A0165081 C-AM-A0153994

Date
12/31/1991

Author

Recipient

Document Description
Carteret Savings Bank TFR Carteret Savings Bank TFR

PX. 1734* PX. 1735*
AM035489 3/31/1992

PX. 1736*
AM035539 6/30/1992 9/30/1992 3/31/1993 6/30/1993 9/30/1993 12/31/1993 3/31/1994

Carteret Savings Bank TFR

PX. 1737*
CAM5350260 Carteret Savings Bank TFR Carteret Federal TFR Carteret Federal TFR and Certification Carteret Federal TFR Carteret Federal TFR and Certification Carteret Federal TFR 6/30/1994 Carteret Federal TFR 9/30/1994 Carteret Federal TFR and Certification 12/31/1994 Carteret Federal TFR and Certification

PX. 1738
CAM4040722

PX. 1739
CAM4040782

PX. 1740 PX. 1741

C-AM-A0399179 CAM4040905

PX. 1742 PX. 1743 PX. 1744 PX. 1745

C-AM-A0399123 C-AM-A0164651 C-AM-A0165048 C-AM-A0153958

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
C-AM-A0154312 C-AM-A0154319

Date
3/10/1995

Author

Recipient

Document Description

PX. 1746

Carteret Federal TFR (1994)

Thrift Financial Report Revisions PX. 1801
AM046267 AM046326 WOP3410121 CAM5080681 CAM5081030 5/15/1991 6/12/1991 8/14/1991 Carla M. O'Connor R. Falconer R. Falconer R. Falconer John Griffin I. Jarrin I. Jarrin I. Jarrin Letter Transmitting Amended TFRs December 1989-December 1990 Fax Transmittal of Revisions to TFR Schedules of 3/31/91 Memo re Revisions to TFR Schedules as of 6/30/1991 Fax Transmittal of Revisions to TFR Schedules as of 7/31/1991 Fax Transmittal of Revisions to TFR Schedules of 9/30/91, 5/31/91, 7/31/91 and 8/30/91

PX. 1802
WOP3410103

PX. 1803
CAM5080674

PX. 1804
CAM5081029

PX. 1805
CAM5081758 C-AM-A0245118 KH016621 AMBNP029673 WOQ6340812 C-AM-A0264592 CAM5081770 C-AM-A0245143 KH016672 AMBNP029730 WOQ6340812 C-AM-A0264654 10/28/1991 R. Falconer I. Jarrin

Business & Financial Plans PX. 1901 PX. 1902 PX. 1903 PX. 1904 PX. 1905
1986 10/6/1989 1987 9/11/1989 4/17/1990 Carteret Savings Bank 1987 Business Plan Carteret Savings Bank 1990 Business Plan Carteret Savings Bank Strategic Plan, 1987, 1988, 1989 Examiner's Note Regarding Review of Business Plan Carteret Bancorp Inc. and Carteret Savings Bank 1990 Business Plan

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
C-AM-A0221643 C-AM-A0220382 WOR0600616 C-AM-A0100337 C-AM-A0202156 WOP3300273 WOQ6981404 AM00003492 C-AM-A0320027 C-AM-A0320071 AMB019331 C-AM-A0272041 WOQ6750001 WOQ6800816 C-AM-A0221729 C-AM-A0220509 WOR0600644 C-AM-A0100501 C-AM-A0202196 WOP3300444 WOQ6981405 AM00003510 C-AM-A0320070 C-AM-A0320073 AMB019433 C-AM-A0272043 WOQ6750247 WOQ6800846

Date
2/28/1991 6/28/1991 1/1/1987

Author

Recipient

Document Description
Carteret Savings Bank 1991 Business Plan Carteret Savings Bank 1991-1993 Business Plans Carteret Business Plan

PX. 1906 PX. 1907 PX. 1908 PX. 2001 PX. 2002 Px. 2003 Px. 2004 Px. 2101 Px. 2102* Px. 2103* Px. 2104* Px. 2105 Px. 2106 Px. 2107

Capital Plan and Reports
9/30/1991 10/21/1991 2/28/1992 3/2/1992 7/16/1982 5/16/1986 10/31/1986 2/1/1988 7/18/1988 5/22/1989 6/4/1990 Angelo A. Vigna Carteret Board of Directors Carteret Savings Bank Capital Plan Carteret Savings Bank Supplemental Data to Sept. 30, 1991 Capital Plan Carteret Savings Bank Capital Plan Letter re: Conditional Approval of Capital Plan 1982 FHLBB Report of Examination 1986 FHLBB Report of Examination 1986 FHLBB Exam Transmittal Letter 1988 FHLBB Report of Examination 1988 FHLBB Exam Transmittal Letter 1989 OTS Report of Examination 1990 OTS Report of Examination of Holding Co ­ Ambase (final)

Examination Reports

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOP3431027 KH054193 WOQ6981432 C-AM-A0320812 AMB004369 WOP3322394 KH062140 WOP3381241 WOP3341044 C-AM-A0214176 WOQ6730039 C-AM-A0054144 WOP2971347 AM015930 AM035211 C-AM-A0249578 WOQ6850738 WOP3431030 KH054393 WOQ6981507 C-AM-A0320990 AMB004370 WOP3322397 KH062160 WOP3381262 WOP3341064 C-AM-A0214177 WOQ6730154 C-AM-A0054166 WOP2971357 AM015933 AM035305 C-AM-A0249581 WOQ6850755

Date
6/4/1990 6/4/1990 6/11/1990 6/17/1991 7/29/1991 8/22/1991 9/3/1991 11/6/1991 11/25/1991 12/10/1991 6/15/1992 6/19/1992 12/13/1993

Author

Recipient

Document Description
1990 Interim Examination Report 1990 OTS Report of Examination 1990 FDIC Report of Examination 1991 OTS Report of Examination 1991 FDIC Examination Letter 1991 Interim Examination Report 4 1991 FDIC Report of Examination 1991 OTS Report of Examination Holding Co. 1991 FDIC letter to A. Vigna 1991 FDIC Exam Transmittal Letter 1992 OTS Report of Examination 1992 FDIC Report of Examination 1993 OTS Report of Examination 1986 Exam Response 1989 Exam Response w/ Attachments

Px. 2108 Px. 2109 Px. 2110 Px. 2111 Px. 2112 Px. 2113 Px. 2114 Px. 2115 Px. 2116 Px. 2117 Px. 2118 Px. 2119 Px. 2120 Px. 2201 Px. 2202 Px. 2203 Px. 2204

Responses to Reports of Examination
12/17/1986 3/26/1990 David R. Dorgan, Joseph P. Kehoe Robert B. O'Brien, Robert C. Walsh, et al

1/25/1991 3/1/1991

1990 Exam Response letter 1991 Exam Comment Status Report

15

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOQ6850736 WOQ6850761 CAM3811343 WOQ6850250 WOQ6850248 C-AM-A0360326 C-AM-A0231763 WOQ6790119 WOQ6790120 C-AM-A0177829 WOQ6790090 WOQ6790083 WOQ6790074 WOQ6790080 WOQ6790072 WOQ6981119 WOQ6790023 WOQ6790022 WOQ6850736 WOQ6850781 CAM3811344 WOQ6850257 WOQ6850249 C-AM-A0360327 C-AM-A0231770 WOQ6790119 WOQ6790123 C-AM-A0177835 WOQ6790094 WOQ6790087 WOQ6790079 WOQ6790082 WOQ6790073 WOQ6981220 WOQ6790027 WOQ6790022

Date
4/4/1991 4/30/1991 5/6/1991 5/30/1991 6/4/1991 8/7/1991 8/30/1991 12/9/1991 6/5/1992 1/14/1992 1/30/1992 2/28/1992 3/26/1992 4/2/1992 4/27/1992 6/15/1992 9/30/1992 9/30/1992

Author

Recipient

Document Description
1991 Exam Comment OTS Review 1991 Exam Comment Status Report 1991 FDIC CSM Response INTENTIONALLY LEFT BLANK 1991 Exam Comment Status Report 1991 Exam Comment OTS Review 1st Response to 1991 FDIC CSB Exam Report 1990 Exam OTS Response 1991 Exam Comment OTS Review 1992 Exam Comment Status Report FDIC CSB Exam Response Letter 1992 Exam Comment Status Report 1991 Exam Comment Status Report 1991 Exam Comment Status Report 1991 Exam Comment OTS Review 1991 Exam Comment OTS 1992 Exam Comment Status Report 1992 Exam Comment Status Report Exam Response ­ OTS Review

Px. 2205 Px. 2206 Px. 2207 Px. 2208 Px. 2209 Px. 2210 Px. 2211 Px. 2212 Px. 2213 Px. 2214 Px. 2215 Px. 2216 Px. 2217 Px. 2218 Px. 2219 Px. 2220 Px. 2221 Px. 2222 Px. 2223

16

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Exhibit No. 1

Bates No.
WOQ6790088 CAM3870038 C-AM-A0184828 WOQ6790007 WOQ6790089 CAM3870038 C-AM-A0184829 WOQ6790009

Date
10/1/1992 10/30/1992 11/24/1992 11/25/1992

Author

Recipient

Document Description
Exam Response ­ OTS Review 1992 Exam Comment Status Report 1992 Exam Comment Status Report Letter re: 1992 Exam Comment Status Report Update

Px. 2224 Px. 2225 Px. 2226 Px. 2227 Px. 2301

Scott D. Samlin

John C. Griffin Robert Albanese Robert Albanese

Examination Workpapers and Related Documents
WOP9161048 4/8/1988 WOQ6991443 AMB025018 WOQ6991575 WOP3340424 5/6/1988 5/18/1988 7/15/1988 10/5/1989 10/13/1989 WOQ6821670 WOP3322397 C-AM-A0273192 WOT7071089 1/24/1990 8/22/1991 11/20/1991 11/22/1991 Thomas J. Robert Ferdinand D. Fulgencio Tom J. O'Rourke Neal Moran John C. Griffin David R. Dorgan Kevin Hoyt Kevin Hoyt Bruce W. Bean Examination Division: Informational Report Examination Division: Informational Report Letter re: Application of The Home Group to acquire Carteret EDS Part III Examination Ratings Interoffice Memo re: Carteret's Interim Report Memo of Oral Communication re: General Exam Findings Internal Memo re: Carteret Minimum Capital Requirement Examiner Memo, Interim Report 4 ­ Asset Quality Issues 1991 Transcript of Meeting with OTS Examiner Memo re: Presentation of Report

Px. 2302 Px. 2303 Px. 2304 Px. 2305 Px. 2306

WOQ6991442 AMB025009 WOQ6991558 WOP3340423 WOQ6990985

Px. 2307 Px. 2308 Px. 2309 Px. 2310

WOQ6821664 WOP3322394 C-AM-A0273139 WOT7071086

17

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date

Author
O'Rourke

Recipient
Albanese, John C. Griffin, Scott B. Smith, Mike Finn Thomas O'Rourke

Document Description
of Examination to Board of Directors of Carteret

Px. 2311 Px. 2312 Px. 2313

KH 026948 WOT7071037

KH 026948 WOT7071038

12/17/1991 2/27/1992

Debra Blanco Thomas J. O'Rourke Thomas J. O'Rourke

WOP3171658

WOP3171659

5/31/1992

M. Simone, et al

Px. 2314

WOP3171660

WOP3171670

6/5/1992 John C. Griffin, Scott B. Smith, Michael L. Simone, Donald S. Hom

1991 OTS Transcript Transmittal Letter Examiner Memo re: Meeting with Board of Directors on February 27, 1992 Examiner Memo - Status Report, Commercial Assets Division, 5/31/92 Results ­ Final Examiner Workpapers - Commercial Assets Division Balance Sheet at 5/31/92 and REO Activity Report

Px. 2315 Px. 2316

WOP3320715

WOP3320719

6/2/1992

Tom O'Rourke Thomas J. O'Rourke

WOP3171655

WOP3171657 WOP3270660

6/10/1992 6/10/1992

M. Simone, et al

Px. 2317 Px. 2318 Px. 2319

WOP3270640

WOP3171642 WOP2920119

WOP3171654 WOP2920120

6/24/1992 7/2/1992 Thomas J. Angelo A.

Interoffice Memo - CSB Profitability Analysis Transmitting Examiner Memo ­ Analysis of 1st Quarter Operating Results Examiner Memo - Status Report, Commercial Assets Division, 5/31/92 Results ­ Final (Revised) EDS Part III ­ Examination Ratings, Profile Data System Examiner Workpaper ­ Commercial Asset Division, Trial Balance of Loans, REO & Reserves, 5/31/92 Examiner Memo ­ Report on Operating

18

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date

Author
O'Rourke

Recipient
Vigna, Robert Albanese, Michael L. Simone, John C. Griffin, Scott B. Smith Angelo A. Vigna, Robert Albanese, Michael L. Simone, John C. Griffin, Scott B. Smith, Mike Finn Robert C. Albanese, Michael L. Simone, John C. Griffin, Scott B. Smith, Thomas J. O'Rourke Robert C. Albanese, Michael L. Simone, John C. Griffin, Scott B. Smith,

Document Description
Results ­ 5 Months Ended 5/31/92

Px. 2320
WOP3171640 WOP3171641 7/2/1992

Thomas J. O'Rourke

Examiner Memo ­ Commercial Asset Division, 6/30/92 Results - Preliminary

Px. 2321
WOP3340871 WOP3340873 7/6/1992 Michael E. Finn

Examiner Memo ­ Report on Operating Results ­ 5 Months Ended 5/31/1992

Px. 2322
WOP3340867 WOP3340870 7/7/1992 Michael E. Finn

Interoffice Memo re: Carteret Asset Dispositions

19

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date

Author

Recipient
Donald S. Hom

Document Description
OTS Examiner Memo re: Carteret's 3/31/1992 Capital Calculations Examination Workpaper ­ Financial Projections Using LZO Variables

Px. 2323
WOP3161492 WOP3161494 WOP2920159 WOP3330901 7/14/1992 8/18/1992 8/26/1992 Thomas J. O'Rourke Michael Finn Carla O'Connor

Px. 2324
WOP2920149

Px. 2325
WOP3330899

Px. 2326 Px. 2327

WOP3171628 WOP3171622

WOP3171639 WOP3171627

8/31/1992 8/31/1992 Angelo A. Vigna, Robert C. Albanese, Michael L. Simone, John C. Griffin, Scott B. Smith, Angelo Vigna, et al Angelo Vigna, et al

Examiner Memo re: August 24, 1992 Meeting Recap Examiner Workpaper ­ Commercial Assets Division Trial Balance of Loans, REO & Reserves at 8/31/92 Examiner Workpaper ­ Commercial Assets Division Balance Sheet as of 8/31/92

Px. 2328
WOP3250091 WOP3250095 9/15/1992

Thomas J. O'Rourke Thomas J. O'Rourke Thomas J. O'Rourke

Px. 2329
WOP3171619 WOP3171620 10/6/1992

Px. 2330
WOP3171613 WOP3171618 11/9/1992

Examiner Memo - LZO Asset Review ­ Reserve Adjustments Examiner Memo ­ Status Report Commercial Assets Division 8/31/92 Results Examiner Memo ­ Status Report Commercial Assets Division 9/30/92 Results

1982 & 1986 Supervisory Acquisitions

20

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AM022804 AM022809

Date
1/8/1982 2/22/1982 C-AM-A0407442 WOR0630808 WOQ1050016 WOQ1050007 WOR0590420 WOR0640274 WOR0630300 CAM3830973 WOR8390066 WOR0631008 3/11/1982 4/21/1982 4/30/1982 5/28/1982 6/15/1982 7/7/1982 7/7/1982 7/9/1982 7/13/1982 7/14/1982 7/15/1982

Author
J. M. Blanz Thurman C. Connell Thurman C. Connell Robert B. O'Brien Robert E. Showfety Gene L. Hall Britt Evans

Recipient
Thurman C. Connell Bernie McKee Bernard McKee Angelo Vigna Gene L. Hall J. J. Finn Brent Beesley

Document Description
Letter re: Hollywood Federal Turning Down Merger Offer from First Federal Memo re: First Federal and the Possibility of a Merger Memo re: First Federal Merger Shopping Carteret Bid Form for First Federal Savings and Loan Association of Burlington County Letter re: Guaranty Agreement for Advances First Federal Memo re: First FS&LA Letter re: Homestead Savings Propsal to Acquire First Federal Analysis of FSLIC Assistance for Barton Savings and Loan Association Carteret Bid Form for Barton Savings and Loan Association Letter re: Meeting with parties at First Federal re: Merger Bid Forms from Carteret and City FS/LA for Barton Letter re: Carteret Merger with First Federal Memo re: Carteret Savings Meeting with Brent Beesley and Richard Grant

Px. 2401 Px. 2402
OAM0051779

Px. 2403 Px. 2404 Px. 2405 Px. 2406 Px. 2407 Px. 2408 Px. 2409 Px. 2410 Px. 2411 Px. 2412 Px. 2413

C-AM-A0407441 WOR0630807 WOQ1050015 WOQ1050004 WOR0590419 WOR0640272 WOR0640299 CAM3830969 WOR8390064 WOR0631004 WOR0640270

Robert B. O'Brien Robert B. O'Brien

Angelo Vigna H. Brent Beesley Richard Grant

Robert B. O'Brien DPF

H. Brent Beesley File

21

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOP1890010 WOP1890016

Date
7/29/1982 8/2/1982 8/4/1982

Author
H. Brent Beesley Cordie L.Nelson Theodore R. Hanzl Joseph A. Muldoon Joseph A. Muldoon Douglas P. Faucette Robert D. Pierson Tom Timzine Edward J. McGuirk Robert B. O'Brien

Recipient
FHLBB

Document Description
Memo re: FSLIC Assisted Merger of River Edge S&LA into Carteret First Federal Authorization for merger with Carteret Carteret Authorization for merger with First Federal of Delray Letter re: Notification That the Boards of Directors of Carteret and First Federal Have Met to Discuss a Merger Letter Advising of Authorizations of Merger between Carteret and Delray Letter re: Carteret Bid for First Federal Savings and Loan Association Letter re: Revised Bid for Barton Savings and Loan Association Memo re: Compliance with OTS and FSLIC Guidelines Memo re: Viability Analysis of Merger Between Delray and First Savings Association of Wisconsin Letter re: Revised Bid for Barton Savings and Loan Association Merger Agreement between Delray and Carteret Review Summary of Merger Agreement between Carteret and Delray, and Carteret

Px. 2414 Px. 2415 Px. 2416 Px. 2417
WOR0640276 8/9/1982 WOF0111901 WOR6820917 WOR6820911 OAM0051763 8/9/1982 8/24/1982 8/31/1982 9/10/1982 WOR8390274 WOR8390273

Thurman C. Connell H. Brent Beesley Gene L. Hall FHLBB Thurman C. Connell

Px. 2418
WOF0111889

Px. 2419 Px. 2420 Px. 2421

WOR6820915 WOR6820910 OAM0051757

Px. 2422 Px. 2423 Px. 2424 Px. 2425

WOR8390077 WOF0111769 WOR8390284 WOR8390276

WOR8390079 WOF0111771 WOR8390295

9/14/1982 9/16/1982 9/29/1982 9/29/1982

Richard Grant Gene L. Hall

P. J. Grant

Robert B. O'Brien

22

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOR8390296 WOR8390299

Date
9/29/1982

Author
Directors, First Federal of Delray Secretary & Directors, Carteret S&LA David Schechner

Recipient

Document Description
and Barton Certification of Resolution Approving Merger between Delray and Carteret Certification of Resolution Approving Merger between Carteret and Delray Statement That a Merger Was Authorized between Barton and Carteret Amended Assistance Agreement between FSLIC and Carteret Copy of Resolution 82-662 Letter re: Mergers of Delray and Barton into Carteret Certification That Delray and Barton Are or Will Be Insolvent "S" Memos re: FSLIC Assister Merger of Barton and Unassisted Supervisory Merger of Delray into Carteret Federal Home Loan Bank Board Approval of Merger Statement of Condition Showing Adjustment to Market Value of Delray and letter from T. Taney to C. O'Toole FHLBB (3/1/84) Statement of Condition Showing Adjustment to Market Value of Barton FHLBB Approval of Merger of Barton and Delray into Carteret

Px. 2426 Px. 2427 Px. 2428 Px. 2429 Px. 2430 Px. 2431 Px. 2432 Px. 2433 Px. 2434

WOR8390312 WOR8390345 WOR6820691 WOR0630732 WOR0640224 WOR8390372

WOR8390344

9/29/1982 9/29/1982

WOR6820734 WOR0630737 WOR0640227

9/29/1982 9/30/1982 9/30/1982 9/30/1982 J. J. Finn J. J. Finn Robert B. O'Brien Robert B. O'Brien

OAM0060016 WOR8390362

OAM0060029 WOR8390366

9/30/1982 9/30/1982

H. Brent Beesley J.J. Finn

Px. 2435 Px. 2436 Px. 2437

WOR0600006 WOR060010 WOR8390367

WOR0600008

9/30/1982 9/30/1982

WOR8390370

9/30/1982

J.J. Finn

23

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOF0112100 AM022589 WOR8390073 WOR6820682 WOF0112103 AM022604 WOR8390076 WOR6820689

Date
9/30/1982 9/30/1982 9/30/1982 10/12/1982

Author
J.J. Finn

Recipient
Robert B. O'Brien Directors, FHLBB Robert B. O'Brien

Document Description
Letter re: Mergers of Delray and Barton into Carteret Agenda for Meeting re: Assisted Merger of Barton and Delray into Carteret Barton Financial Information Presentation Letter re: September 30, 1982 Forbearance Letter Letter re: Carteret Acquiring Four Branch Offices of Freedom Savings and Loan Association Memo re: C-160 Carteret/Barton Opening Audit as of September 30, 1982 Letter re: Phone Conversation re: Carteret Savings and Loan Association F. A.

Px. 2438 Px. 2439 Px. 2440 Px. 2441 Px. 2442 Px. 2443 Px. 2444

Lawrence W. Hayes Thomas F. Tansey William B. Martin Patrick J. Grant

OAM0031923 WOM0290102 WOR0640275

OAM0031924 WOM0290104

12/16/1982 3/8/1983 7/8/1983

Charles O'Toole Steve Eckhart William Dobrzykowski The Board of Directors, Carteret Savings and Loan Assn.

Px. 2445 Px. 2446 Px. 2447 Px. 2448

WOR0600009

WOR0600010

1/10/1984

Peat, Marwick, Mitchell & Co. Thomas F. Tansey Robert J. Moore Deloitte Haskins & Sells

Accountants' Letter re Accounting Procedures for Carteret's Acquisition of Barton Intentionally Left Blank Letter with Enclosed Copy of Peat, Marwick, Mitchell & Co. Opinion Memo re: Audit Report of Mountain Security Consolidated Financial Statements for the Year Ending December 31, 1984 and Accountants' Report

WOQ6990197 WOP2940398

WOQ6990199 WOP2940399

3/1/1984 5/1/1984

Charles O'Toole Lamar Heath

Px. 2449

WOP3000161

WOP3000185

12/31/1984

24

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOP2891085 WOP2891013 OAM0052714 WOP2891014

Date
12/12/1985 4/7/1986 6/10/1985

Author
Mark Rundle Robert J. Cohrs Robert J. Cohrs

Recipient
Bernie McKee J. Mark Rundle Lamar Heath

Document Description
Memo re: Mountain Security Memo re: Mountain Security History of Efforts to Find an Acquirer Memo re: Withdrawal of York, Lipson, and Scott from Acquisition of First Federal Consolidated Statements of Loss and Retained Deficit: First Federal Savings and Loan Association of Montgomery County, Virginia and Subsidiary

Px. 2450 Px. 2451 Px. 2452

Px. 2453

WOP3000190

WOP3000193

6/30/1985 and 1984 The Board of Directors, First Federal Savings and Loan Association of Montgomery County, Virginia:

Px. 2454 Px. 2455 Px. 2456 Px. 2457 Px. 2458 Px. 2459

WOP3000186

WOP3000189

6/30/1985

WOP3000042

WOP3000056

9/13/1985

WOP3000069 WOP3000097 WOP3000101 WOP3000094

WOP3000070 WOP3000100

9/13/1985 9/20/1985 9/27/1985

Peat, Marwick, Mitchell, & Co. FHLBB, State Corporation Commission FHLBB, Office of Examinations and Supervision FHLBB Charles H. Richards Paul Tarbox

Consolidated Financial Statements Joint Report of Examination, for Mountain Security Privileged Information Section from Examination of Mountain Security Report of Examination Letter re: Management Response of First Federal of Montgomery County Memo re: Special Examination First FS&LA, Blacksburg, VA

Paul Tarbox Lamar Heath

WOP3000096

9/27/1985

25

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOQ4002138 WOQ4050103 WOP3000103 WOR9610234 WOP3000232 WOP3000238 WOP3000104 WOQ4002139

Date
11/12/1985 11/26/1985 11/29/1985 12/6/1985 12/18/1985

Author
Bobby L. Hughes Robert J. Cohrs Robert J. Cohrs Robert J. Cohrs Willard M. Smith, Jr

Recipient
S. G. Frank Haas Mark Rundle Members of the Board Mark Rundle

Document Description
Letter re: Proposed Acquisition of MDIF Insured Thrift by Carteret Letter re: Insolvency of First Federal Letter re: Special Limited Report of Examination as of September 20, 1985 Memo re: Mountain Security Recommended Transfer to FLSIC Consent Resolution of Mountain Security Savings Bank Letter re: Telephone Conference with Virginia SCC and Commissioner of Banking Memo re: Bid Proposals for First Federal Memo re: Mountain Security FHLBB Quarterly Financial Report for First Montgomery INTENTIONALLY LEFT BLANK Memo re: Bid Comparison, Carteret and Meritor Bids Letter re: Notice of taking possession of Mountain Security Savings Bank Memo re: Proposed Acquisition of Admiral ­ Builders by Carteret Letter re: Proposed Acquisition by Carteret of First Federal, Mountain Security, and Admiral-Builders

Px. 2460 Px. 2461 Px. 2462 Px. 2463 Px. 2464 Px. 2465 Px. 2466 Px. 2467 Px. 2468 Px. 2469 Px. 2470 Px. 2471 Px. 2472 Px. 2473

WOQ3971825 WOQ2880148 WOR9610346 WOP3000205

WOQ3971826 WOQ2880153

1/9/1986 1/16/1986 1/30/1986

Robert J. Cohrs Robert J. Cohrs Greg Longest

Bernard McKee Bernard McKee Tony Samson

WOP3000212

3/1986

WOR9610052 WOQ2880415 WOP3001333

WOR9610061 WOQ2880417 WOP3001351

3/11/1986 6/6/1986 4/7/1986

Carlos M. Fiol Joseph Codega Robert J. Cohrs

Tony Samson Jeff Sconyers Michael L. Simone

AMB029637

AMB029649

4/11/1986

Richard Trotter

Bernard McKee

26

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
C-AM-A0073846 WOT6820588 AM00003590 WOR0590761 WOP3000221 WOP3000213 WOT6820596 AM00003636 WOR0590766 WOP3000228 WOP3000220

Date
5/3/1986 5/16/1986 5/16/1986 5/29/1986 5/29/1986 5/29/1986

Author
Carlos M. Fiol Richard P. Trotter FHLBB Jeffrey J. Carfora

Recipient
Tony Samson Bernie McKee, Jr. Ledyard H. Smith

Document Description
Memo re: Viability Analysis of Acquisition of First FS&LA by Carteret Letter re: Submission of Revised Request for Forbearances Report of Examination Memo re: Acquisition Accounting FHLBB Quarterly Financial Report for First FS&LA for March 1986 FHLBB Monthly Financial Report for Mountain Security for March 1986 S-Memorandum re: FSLIC Assisted Merger of Admiral-Builders, First Federal, and Mountain Security into Carteret Cost Summary: Financial Information Presentation, First FS&LA, Montgomery County and Mountain Security Savings Bank FHLBB Monthly Financial Report for Mountain Security for April 1986 Letter with Review of Accounting Procedures for Goodwill "A" Memo re: Merger of Mountain Security, First Federal, and New Admiral-Builders into Carteret Legal Opinion re: Merger of New AdmiralBuilders, Mountain Security, and First

Px. 2474 Px. 2475 Px. 2476 Px. 2477 Px. 2478 Px. 2479 Px. 2480

WOP3000002

WOP3000016

5/30/1986

Michael Simone

Edward J. O'Connell

Px. 2481 Px. 2482 Px. 2483 Px. 2484 Px. 2485

WOR9990240 WOP3000229 WOR0590759

WOR9990253 WOP3000230 WOR0590760

5/30/1986 5/30/1986 6/4/1986

C. Fiol

Peat, Marwick, Mitchell, &Co. Thurman C. Connell Corporate and Securities

Carteret Board of Directors

WOQ2880340 WOQ2880271

WOQ2880347 WOQ2880277

6/5/1986 6/5/1986

FHLBB FSLIC Division, Office of the

27

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date

Author
Division, Office of the General Counsel

Recipient
General Counsel, Office of Examinations and Supervision

Document Description
Federal into Carteret

Px. 2486 Px. 2487 Px. 2488

WOQ2880332 AMB000162 WOR0640001

WOQ2880339 AMB000181 WOR0640097

6/5/1986 6/6/1986 6/6/1986

Thurman C. Connell

FHLBB

Issues Memo re: Merger of Mountain Security, First Federal, and New AdmiralBuilders into Carteret Copy of Resolution No. 86-566 Assistance Agreement between FSLIC and Carteret INTENTIONALLY LEFT BLANK L Memo: re Merger of Mountain Security, First Federal, and New Admiral-Builders into Carteret Letter re: Regulatory Exemptions for Carteret Because of the Merger Supervisory Report Memo re: Response to the report of FHLBB Supervisor/Agent Pursuant to Report of Examination as of May 16, 1986 Draft of Profitability Analysis of Carteret for Fiscal Year 1987 INTENTIONALLY LEFT BLANK INTENTIONALLY LEFT BLANK

Px. 2489 Px. 2490 Px. 2491 Px. 2492 Px. 2493 Px. 2494 Px. 2495 Px. 2496
WOQ2880317 WOR0630955 AM00003637 WOQ2880331 WOR0630956 AM00003639 6/6/1986 6/12/1986 10/31/1986 Harry W. Quillian Jeff Sconyers Michael Simone Charles J. McCabe FHLBB Robert B. O'Brien Carteret Board of Directors Carteret Board of Directors

AM00003642 WOR0600610

AM00003645 WOR0600615

11/19/1986 1/1/1987

28

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date

Author

Recipient

Document Description
INTENTIONALLY LEFT BLANK INTENTIONALLY LEFT BLANK INTENTIONALLY LEFT BLANK INTENTIONALLY LEFT BLANK INTENTIONALLY LEFT BLANK INTENTIONALLY LEFT BLANK INTENTIONALLY LEFT BLANK INTENTIONALLY LEFT BLANK

Px. 2497 Px. 2498 Px. 2499 Px. 2500 Px. 2501 Px. 2502 Px. 2503 Px. 2504 Px. 2505 Px. 2506

WOP3340684

1/1/1992

Angelo Vigna Robert B. O'Brien Carteret Savings Bank

WOR9610799

WOR9610800

FHLBB

Letter re: CoreStates and Carteret Letter re: Regulatory Forbearance in Connection with Carteret Acquisition of Mountain Security and First Federal Legal Opinion on Merger Stock for Stock Exchange Agreement and Plan of Reorganization of Carteret and the Home Group, including the Agreement of Merger of JAM Financial Corp. with CBI and the Stock Option Agreement Merger Amendment Appendix D ­ Amendment of Merger Memo on Proposed Settlement of Carteret Litigation Letter Transmitting Application of the Home

Acquisition of Carteret by The Home Group Px. 2601
KH019967 KH019969 7/29/1987 Skadden, Arps

Px. 2602 Px. 2603 Px. 2604 Px. 2605

AMBNP029493 AMB068044 AMB044347 AMBNP026447

AMBNP029590 AMB068045 AMB044348 AMBNP026449

8/4/1987 1/18/1988 12/3/1987 12/4/1987 Bruce Bean Arnold Porter File FHLBB

29

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date

Author

Recipient

Document Description
Group to Acquire Carteret Bancorp and Carteret Saving Bank Application H-(e)1 Filed by The Home Group Inc. to Acquire Carteret Bancorp Legal Opinion on Stock Purchase Agreement Amendment 1 to Application H-(e)1 Amendment 2 to Application H-(e)1 Amendment 3 to Application H-(e)1 The Home Group, Inc., Credit Agreement, The Chase Manhattan Bank (National Association) as Agent FHLBB District Bank Memo re: HGI Acquisition Application H-(e)1

Px. 2606 Px. 2607 Px. 2608 Px. 2609 Px. 2610 Px. 2611

CAM4410001 AMB072526 AMB028474 AMBNP026559 AMB028450

CAM4410074 AMB072528 AMB028503 AMBNP026583 AMB028461

12/4/1987 2/18/1988 3/1/1988 4/1/1988 5/17/1988

The Home Group Skadden, Arps

FHLBB

AMBNP013405

AMBNP013593 FAM0010019

6/10/1988 6/30/1988 Corporate and Securities Division, Office of General Counsel Darrel W. Dochow Office of Regulatory Policy, Oversight and Supervision John M. Buckley

Px. 2612

FAM0010005

Px. 2613 Px. 2614

FAM0010030 ODD0120410

FAM0010064 ODD0120418

7/29/1988 8/2/1988

Memo re: The Home Group Application to Buy Carteret Memo re: H-(e)1 Application Filed by The Home Group to Acquire Carteret Resolution No. 88-657 Approval of Home Group Acquisition of Carteret Bancorp Inc. and Carteret Savings Bank Consolidated Income Tax Agreement between the Home Group and Carteret Bancorp

Px. 2615 Px. 2616

AMB009230

AMB009236

8/5/1988

FHLBB

AMB069583

AMB069586

8/8/1988

30

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AMB0009226 AMB009202 AMB0009229 AMB009203

Date
8/8/1988 8/15/1988

Author

Recipient

Document Description
Stipulation and Agreement of The Home Group re: Resolution No. 88-657 Agreement on IPF Repurchase Accounting Letter in Support of the Home Group Accounting for the Acquisition of Carteret Letter re: Home Group's Acquisition of Carteret & RCMA Letter re: Home Group's Acquisition of Carteret Transmitting Accounting Letter and Agreement on IPF Repurchase HGI Merger Certification Letter Responding to Hunter's Letter Dated 9/7/88 Letter re: Home Group's Acquisition of Carteret & RCMA Regulatory Capital Maintenance / Dividend Agreement Letter re Chase Manhattan Offer to Arrange Credit for Home Group Merger

Px. 2617 Px. 2618 Px. 2619 Px. 2620 Px. 2621 Px. 2622 Px. 2623 Px. 2624 Px. 2625 Px. 2626*

AMB009201 AMB009270

AMB009201 AMB009277

9/6/1988 9/7/1988

KPMG R. Hunter

J. Plaxe L. Swan

AMB009197 AMB009199 AMB009195 AMB009204 AMBNP001097

AMB009198 AMB009200 AMB009196 AMB009205 AMBNP001106

9/7/1988 9/1988 10/4/1988 11/23/1988 11/28/1988

R. Hunter

L. Swan

C. O'Toole R. Hunter

R. Hunter C. O'Toole

AMBNP019393

AMBNP019402

1/25/1988

Richard R. Butler & Mark S. Thorum

Px. 2627 Px. 2701

C-AM-A0362905

C-AM-A0362923

3/1/1988 12/6/1999

Robert O'Brien Wayne S. Green

Jack R. Plaxe Darrel W. Dochow and Linda Mercurio Swan

Letter Requesting Approval for the Acquisition of Imperial Premium Finance Declaration in Support of FDIC's Motion for

Expert Reports & Declarations

31

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date
5/19/2007 7/14/2006 7/12/2007

Author
C. Calomiris C. Calomiris C. Calomiris

Recipient

Document Description
Summary Judgment Declaration of Charles Calomiris Declaration of Charles Calomiris Supplemental Declaration of Charles Calomiris Acquisition Valuation: Carteret Bancorp, Inc., Morristown, NJ Valued as of August 8, 1988 Carteret $5.5 Billion Purchased Mortgage Servicing Rights Evaluation $5 Billion Purchased Mortgage Servicing Rights Evaluation Internal Memo: Re Summary of Meeting with Kidder Peabody & Co re: Carteret Memo Re: Deadline Extension for Carteret to Raise Capital Interoffice Memo: Re: Scheduling Carteret for Appointment Actions Carteret Savings Bank ­ Company & Investment Opportunity Overview

Px. 2702 Px. 2703 Px. 2704

Other Reports & Carteret Investment Documents Px. 2801* Px. 2802 Px. 2803 Px. 2804 Px. 2805 Px. 2806 Px. 2807 Px. 2808
CAM441 1092 CAM441 1288 1/18/1989 Kaplan, Smith & Associates Hamilton, Carter, Smith & Co., Incorporated Hamilton, Carter & Smith Consulting, Inc. John C. Griffin Angelo A. Vigna Aaron B. Kahn Kidder, Peabody & Co. and Merrill Lynch & Co. D. Kramer T. Timothy Ryan Angelo A. Vigna

WOQ6610968

WOQ6611165

5/7/1991

WOP3161866 WOQ6531462 WOP3341035 WOR5130018

WOP3161903 WOQ6531463 WOP3341037

11/14/1991 1/17/1992 1/17/1992 1/29/1992

WOP3322080 C-AM-A0402064

WOP3322093 C-AM-A0402066

3/9/1992 3/13/1992

Merrill Lynch

Letter with Responses to Questions

32

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOP3340941 WOQ6981400 C-AM-A0178749 AMB071530 WOP3340896 WOP3340890 WOP3340891 WOP3340942 WOQ6981401 C-AM-A0178752 AMB071563

Date
4/15/1992 5/27/1992 6/2/1992 6/4/1992 6/22/1992 6/25/1992

Author
Angelo A. Vigna Angelo A. Vigna N. Cohen

Recipient
John F. Downey Richard A. Bianco D. Heppner, Merrill Lynch

Document Description
Interoffice Memo re: Conference Call with Representatives of Carteret, Ambase, Kidder Peabody, and Merrill Lynch Letter re: Extension of Time to Complete Capital Marketing Efforts Letter with Additional Information CSB Financial Projections Sensitivity Analysis Letter re: Meeting with Representatives of Ambase, Carteret, and Merrill Lynch Interoffice Memo re: Prospective Investment in Carteret Letter re: Extension of Time to Permit Merrill Lynch and Kidder Peabody to Complete Capital Marketing Efforts Letter re: Objection to Extension of Time to Complete Recapitalization INTENTIONALLY LEFT BLANK

Px. 2809 Px. 2810 Px. 2811 Px. 2812 Px. 2813 Px. 2814 Px. 2815 Px. 2816 Px. 2817 Px. 2818 Px. 2819 Px. 2820 Px. 2821

Angelo A. Vigna Brian S. Steffey

Richard Bianco John C. Griffin Richard A. Bianco Nicholas Ketcha

WOQ6981402 WOP3340862

WOP6981403 WOP3340864

7/6/1992 7/7/1992

Angelo A. Vigna Robert C. Albanese Hamilton, Carter & Smith Consulting, Inc. Robert C. Albanese

WOP3161613 WOQ6791063 CAM3820732 CAM3820739

WOP3161845 WOQ6791064 CAM3820733 CAM3820741

7/22/1992 11/17/1992 2/1/1995 3/4/1995

File

$7.6 Billion Purchased & Originated Loan Servicing Portfolio Data (July 22, 1992) Internal Memo re: Meeting on Carteret Savings Bank Purchase, Sales and Maturities Transaction Report From 1/1/95 to 1/31/95 Purchase, Sales and Maturities

33

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date

Author

Recipient

Document Description
Transaction Report From 2/1/95 to 2/28/95 Purchase, Sales and Maturities Transaction Report From 3/1/95 to 3/31/95 Purchase, Sales and Maturities Transaction Report From 4/1/95 to 4/30/95 Purchase, Sales and Maturities Transaction Report From 5/1/95 to 5/31/95 Purchase, Sales and Maturities Transaction Report From 6/1/95 to 6/30/95 Purchase, Sales and Maturities Transaction Report From 7/1/95 to 7/31/95

Px. 2822
CAM3820947 CAM3820949 CAM3821001 CAM3821032 CAM3821077 CAM3821109 3/31/1995 5/1/1995 6/5/1995 7/6/1995 7/31/1995

Px. 2823
CAM3821000

Px. 2824
CAM3821031

Px. 2825
CAM3821076

Px. 2826
CAM3821108

Board of Directors and Committee Meeting Minutes Carteret Savings Bank Board of Directors Px. 2901 Px. 2902
OAM0070248 OAM0070249 C-AM-A0252480 AMB051340 AMB051349 11/20/1985 1/15/1986 2/26/1986 3/19/1986 C-AM-A0367519 C-AM-A0367520 10/26/1982 Excerpt from Minutes of Meeting of Carteret S&LA Excerpt from Minutes of Meeting of Board of Directors of Carteret S&LA CSB Board of Directors Meeting Minutes Organizational Meeting CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes

Px. 2903 Px. 2904

C-AM-A0252477 AMB051332

Px. 2905
AMB051341

34

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AMB051350 AMB051363 AMB051377 C-AM-A0373697 AMB051388 AMB051399 AMB051411 AMB051424 AMB051440 AMB051455 C-AM-A0285330 C-AM-A0285318

Date
4/16/1986 5/21/1986

Author

Recipient

Document Description
CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes Excerpt from Minutes of Meeting of Board of Directors of Carteret Savings Bank re Virginia and Maryland Acquisitions CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes INTENTIONALLY LEFT BLANK

Px. 2906 Px. 2907
AMB051364

Px. 2908 Px. 2909

C-AM-A0373683 AMB051378

5/21/1986 6/18/1986 7/16/1986 8/20/1986 9/17/1986 10/22/1986 11/19/1986 12/17/1986

Px. 2910
AMB051389

Px. 2911
AMB051400

Px. 2912
AMB051412

Px. 2913
AMB051425

Px. 2914
AMB051441

Px. 2915 Px. 2916 Px. 2917

C-AM-A0285321 C-AM-A0285309

1/14/1987

CSB Board of Directors Meeting Minutes

35

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AMB051477 AMB051478 AMB051470 AMB051493 AMB051504 AMB051517 AMB051528 C-AM-A0285206 AMB051547 AMB051556 C-AM-A0285171 C-AM-A0285127 AMB019674

Date
1/14/1987 1/14/1987 2/18/1987 3/18/1987 4/15/1987 5/20/1987 6/17/1987 7/15/1987 8/4/1987 8/19/1987 9/16/1987 10/22/1987

Author

Recipient

Document Description
CSB Board of Directors Meeting Minutes Organizational Meeting Fourth Annual Meeting of Stockholders of CSB CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes Executive session

Px. 2918 Px. 2919
AMB051466

Px. 2920
AMB051484

Px. 2921
AMB051494

Px. 2922
AMB051505

Px. 2923
AMB051518

Px. 2924 Px. 2925

C-AM-A0285197 AMB051539

Px. 2926
AMB051550

Px. 2927 Px. 2928 Px. 2929

C-AM-A0285164 C-AM-A0285117 AMB019669

36

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.

Date

Author

Recipient

Document Description
CBI & CSB Board of Directors Meeting Minutes CBI & CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes Executive session CBI & CSB Board of Directors Meeting Minutes CBI & CSB Special Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CBI & CSB Board of Directors Meeting Minutes CBI & CSB Board of Directors Meeting Minutes CBI & CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes

Px. 2930
AMB019680 AMB019686 AMB019694 AMB019697 AMB019436 AMB058276 AMB019463 C-AM-A0262360 C-AM-A0262404 C-AM-A0262515 KH095828 AMB019517 11/4/1987 12/9/1987 12/16/1987 1/14/1988 1/18/1988 1/20/1988 2/10/1988 2/17/1988 2/24/1988 3/16/1988 4/20/1988

Px. 2931
AMB019689

Px. 2932
AMB019695

Px. 2933
AMB019435

Px. 2934
AMB058263

Px. 2935
AMB019457

Px. 2936 Px. 2937 Px. 2938 Px. 2939

C-AM-A0262357 C-AM-A0262388 C-AM-A0262509 KH095817

Px. 2940
AMB019504

37

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
C-AM-A0253782 C-AM-A0253510 C-AM-A0253276 AMB019569 C-AM-A0253791 C-AM-A0253518 C-AM-A0253285 AMB019569 KH094709 AMB019550 HK095526 AMB019558 AMB057654

Date
5/18/1988 6/15/1988 7/20/1988 8/17/1988 9/16/1988 9/20/1988 10/12/1988 12/12/1988 1/17/1989

Author

Recipient

Document Description
CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes Ad Hoc Committee CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes Ad Hoc Committee CSB Board of Directors Meeting Minutes Minutes of Annual Meeting of Stockholders of CSB CBI - Unanimous Written Consent of the Board of Directors in Lieu of Annual Reorganization Meeting Minutes of Special Meeting of the Stockholders of CSB CSB Board of Directors Meeting Minutes

Px. 2941 Px. 2942 Px. 2943 Px. 2944 Px. 2945

KH094707

Px. 2946 Px. 2947 Px. 2948

AMB019541 KH095525 AMB019551

Px. 2949
AMB057653

Px. 2950
AMB057650 AMB057651 C-AM-A0239160 C-AM-A0284707 1/17/1989 2/3/1989 3/14/1989

Px. 2951 Px. 2952

C-AM-A0239157 C-AM-A0284696

38

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AMB057572 AMB057573 AMB019207 AMB019218 AMB051862 AMB059527 AMB019239 AMB026063 AMB051920 C-AM-A0411540 CAM4270277 C-AM-A0250406

Date
4/3/1989 6/20/1989 7/27/1989 9/26/1989 9/26/1989 12/19/1989 2/13/1990 3/20/1990 4/27/1990 6/4/1990

Author

Recipient

Document Description
CBI - Unanimous Written Consent of the Board of Directors in Lieu of Special Meeting CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Unanimous Written Consent of Board of Directors in Lieu of Meeting CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Unanimous Written Consent of Board of Directors in Lieu of Meeting CSB - Unanimous Written Consent of Board of Directors in Lieu of Meeting

Px. 2953 Px. 2954
AMB019195

Px. 2955
AMB019208

Px. 2956
AMB051854

Px. 2957
AMB059525

Px. 2958
AMB019228

Px. 2959
AMB026059

Px. 2960
AMB051911

Px. 2961 Px. 2962

C-AM-A0411532 CAM4270271

Px. 2962a

C-AM-A0250405

7/18/1990

39

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
AMB026082 AMB026083

Date
7/18/1990

Author

Recipient

Document Description
CSB Board of Directors Special Meeting Minutes INTENTIONALLY LEFT BLANK

Px. 2963 Px. 2964 Px. 2965
CAM3571850 CAM3571859 AMB026096 C-AM-A0284245 C-AM-A0249577 C-AM-A0221794 AMB053604 AMB053862 C-AM-A0231415 C-AM-A0231441 C-AM-A0231452 7/20/1990 12/19/1990 1/2/1991 1/25/1991 3/28/1991 4/9/1991 4/22/1991 4/29/1991 5/15/1991 5/21/1991

CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Unanimous Written Consent of Board of Directors in Lieu of Meeting CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Special Meeting of the Board of Directors CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes

Px. 2966
AMB026088

Px. 2967 Px. 2968 Px. 2969 Px. 2970

C-AM-A0284245 C-AM-A0249574 C-AM-A0221789 AMB053597

Px. 2971
AMB053854

Px. 2972 Px. 2973 Px. 2974

C-AM-A0231413 C-AM-A0231438 C-AM-A0231442

40

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1

Bates No.
WOQ6041183 WOQ6041184 C-AM-A0220950 C-AM-A0231603 C-AM-A0220249 C-AM-A0220240 WOP3171036 WOP3171039 C-AM-A0232105 C-AM-A0232396 WOP317 1022 WOP3171009 C-AM-A0241649

Date
5/22/1991 6/7/1991 6/27/1991 7/5/1991 8/16/1991 8/29/1991 9/5/1991 9/24/1991 10/3/1991 10/23/1991 11/20/1991 12/16/1991

Author

Recipient

Document Description
CSB Special Meeting of the Board of Directors CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes Special Meeting CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes CSB Board of Directors Meeting Minutes

Px. 2975 Px. 2976 Px. 2977 Px. 2978 Px. 2979 Px. 2980
WOP3171025 C-AM-A0220944 C-AM-A0231598 C-AM-A0220248 C-AM-A0220239

Px. 2981
WOP3171037

Px. 2982 Px. 2983 Px. 2984

C-AM-A0232098 C-AM-A0232395 WOP3171013

Px. 2985 Px. 2986
WOP3171002 C-AM-A0241638

41

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Ambase Corp. and Carteret Bancorp, Inc. and FDIC v. United States, Case No. 93-531C Plaintiffs' Exhibit List (Revised 2/08/08)
Exhibit No. 1