Free Proposed Pretrial Order - District Court of Colorado - Colorado

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 1 of 27

EXHIBIT LIST Case No.: Civil Action No.: 04-ES-0560 (BNB) Case Caption: Bull v. Union Pacific Railroad Company 2005 Ex. No. 1. 2. Witness 02/04/1976 2323 01/01/80 48-256 Description Engineering diagram of UP engineer's seat from 1970s Locomotive Cab Seating (hereinafter LCS) Evaluation prepared by Rockwell, et al. Engineering conference memo re AAR seat survey Present seats do not comply with AAR design criteria ­ back tilt is 102° and AAR proposes 115° AAR LCS Manual of Recommended Practices Series of documents including UTU letters about AAR and BLE seat standards that were enacted in conjunction with elimination of cabooses Letter to Timmerman of Nebraska State Legislative Board Letter from SV Humphreys, manager operating practices, to Donald W. Boldt, director of equipment and facility requirements Letter from AAR to UP enclosing report "LCS evaluation: final report." from 1980 Stip. Offer Rec'd Page No. 1 PLAINTIFF'S LIST DATE: October 21,

Refused

Ruling Res'vd

Comments/Information

3. 4.

11/24/80 11/26/80

2313-22 2312

5. 6.

08/01/81 12/01/82

34-41 751-761

7. 8.

07/18/88 08/01/88

33-34 2349

9.

09/08/88

47

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 2 of 27

Ex. No. 10. 11. 12.

Witness 10/20/88 11/15/88 01/04/89 18 343-371 2675

Description Memo from Dick Shideler to Ralph Recommended ergonomic design guidelines for LCS by Rockwell; Letter from UTU Nebraska, state legislative board, Dennis F. Timmermann to UP Memo to Art Shoener marked personal and confidential Letter from JR Davis to Dennis Timmermann replying to January 4 letter re cumulative trauma and locomotive seats Letter with caption "Loco seat injury" at bottom Letter from UP to Chicago Northwestern Railroad re toadstool seats UP newsletter "Changes" with article UP committed to seat improvement Series of documents used in LCS presentation Letter from Dan Bolt telling managers to reference the LCS report Letter from D. Bolt to numerous union officials re changeout of seats Letter from ML Wall re: round seats still being used Letter to all superintendents

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

13. 14.

01/26/89 01/30/89

2674 2676

15. 16.

02/14/89 02/24/89

2679 2680

17.

03/89

2681-82

18. 19.

07/89 07/05/89

414-447 412

20.

10/04/89

2688-91

21. 22.

07/25/90 08/21/90

2694 2696

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 3 of 27

Ex. No. 23.

Witness 09/27/90 2698

Description Letter stating that all purchasing of toadstool type cab seats without armrests was discontinued in July 1989 2699 Memo from UP re: seat problems 2308-09 Memo re Don Sidell PI case 580-582 UP locomotives are equipped with USSC seats; SP different seats 2219Rockwell seat report with 2245 recommended ergonomic design guidelines prepared for UP SHEOP Engineers complain 4000 series (Cheyenne new seats most uncomfortable Safety since toadstools Meeting Minutes) 662-663 Summary of replacement program for 3365 hydraulic pedestals on seats in UP leads SHEOP Discussion on new 4000s seats SHEOP Discussion on seats on 4000 series 1087Slide presentation ­ ride quality 1089 testing ­ unit 8527 "air-ride seats" 909-914 SHEOP Cheyenne November 10, 2000 SHEOP New business: "need some sort of shock absorbing system on pedestal seats for long-term health of crews," per Wayne (Reese) and Larry Wessell SHEOP Old business: "shock absorbers on locomotive seats"

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

24. 25. 26. 27.

02/04/91 04/22/93 08/07/98 11/15/98

28.

07/06/00

29.

07/17/00

30. 31. 32. 33. 34.

08/03/00 09/07/00 10/23/00 11/10/00 04/19/01

35.

04/19/01

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 4 of 27

Ex. No. 36.

Witness 05/10/01 SHEOP

Description Need some sort of shock absorbing system for seats for safety reasons; take to FACP Letter to M. Wall: from Mark A. Coles re seat cushion wobble problems CF Lysinger: on UP 6882, seats covered with black electrical and duct tape Cheyenne PE&Y safety meeting: Wayne Reese: issue with locomotive seats, shock absorbers Per Wayne Reese's comments, there will be a study published on locomotive environment by BLE Partially illegible fine print list of excessive lateral/rough ride complaints Pietruszynski exhibit 5 ­ another copy of the series of rough rider reports Artist's concept of SD60 and widebody cabs for UP (showing seat) UP news release re new "comfort cabs" Letter to Mike Wall regarding complaints of hard seat cushions on SD60M units EMD memo re SD60M ride quality testing on Union Pacific Ride quality comparison between EMD SD60 and SD61M locomotives

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

37.

06/07/01

2703-04

38.

04/11/02

SHEOP

39.

10/10/02

SHEOP

40.

11/07/02

SHEOP

41.

No date

869

42.

11/19/02

978-995

43.

01/01/87

377

44. 45.

01/17/89 04/04/89

2677-78 2683

46. 47.

12/04/89 12/15/89

2759-70 2722-38

Case 1:04-cv-00560-OES-BNB

Document 72-3

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Page 5 of 27

Ex. No. 48.

Witness 12/15/89 2777-93

Description Ride quality comparison between EMD SD60 and SD60M locomotives UP news release re program to buy 419 DASH-8 GE Comfort cab locomotives Memo from Mike Young, BLE chairman, to Don Bolt, general director of research and equipment field operations EMD memo re SD60 rough ride complaints SD60 rough ride summary listing 8 units with excessive lateral EMD letter to UP re ride quality of SD60 v. SD40 List of rough riders in 6000 series, including 6041 Memo to Mike Wall re lawsuit by plaintiff Bruce A. Staples and court-ordered locomotive vibration testing Memo from Ralph Yribarr mentions vibration testing being conducted September 17 Partially illegible list of SD60 rough riding units Memo from Tom Leary re lateral shocks for SD60 and rough riderss UP memo from Tom Leary attaching copies of his file on SD60 rough rides

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

49.

01/09/90

2692-93

50.

01/31/90

2794

51. 52. 53. 54. 55.

02/13/90 03/90 04/24/90 09/06/90 09/14/90

2795 2811-12 2813-17 2283-84 2298

56.

09/14/90

2299

57. 58.

09/30/90 07/05/91

2061-62 2096

59.

07/19/91

2101

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 6 of 27

Ex. No. 60.

Witness 11/07/91 2010

Description 6116 reported as excessive lateral; especially of trucks in North Platte service unit; excessive lateral has been a constant complaint on SD60s and SD60Ms; even with approved maintenance, the problem has persisted SD60 ride quality investigation ­ chronology of events. Detailed three page memo about activities between November 1989 and October 1991 Series of rough ride incident reports from April and May 1996; March and August 1997; January, June and September 2001 Series of 11 incident reports about rough ride from Cheyenne service unit 4/23/97-7/5/97 ­ rough ride injury reports Pietruszynski: memo signed by P. Rao re SD60 pitch and bounce, resonance similar to SD90 Tom Broadaway: units 6129 and 6029 and "SD-60 hotline" "Year 2000 ride reports" Safety hotline, Utah, all from May 2001 Hotline ­ Utah for month of June with rough ride protocal

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

61.

11/21/91

20112013

62.

04/96

876-894

63.

04/01/962001 04/23/97 10/15/97

23832394 925-926 12061210 SHEOP 10971100 2400-05 24062412

64. 65.

66. 67. 68. 69.

05/06/99 12/31/00 06/01/01 06/28/01

Case 1:04-cv-00560-OES-BNB

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Page 7 of 27

Ex. No. 70. 71. 72. 73. 74.

Witness No date No date 02/16/96 08/30/96 09/11/96 930-962 966-969 2641-46 2592 2604

Description Series of UP forms for reporting rough riders List of rough rider reports for 8000s (probably 2000) Computer printout "UP rough riding unit information" Greg Pietruszynski memo re 9043s bottoming out Letter from BLE Local Chairman SJ Caruso to General Chairman MA Young BLE Eastern Division Cheyenne letter from Mike Young, general chairman, to AL Shoener, executive VP operations re vibration and dreadful ride quality e-mail to Mike Mitchell re EMD SD90s rough ride Tom Leary, UP memo describing ride quality on 9043 test trip attended by SJ Caruso of BLE UP memo re ride quality evaluation trip Pietruszynski: Joe Santa Maria memo re SD9043 ride quality problems Joe Santamaria memo re SD9043 ride quality EMD engineering report of field tests of October 1996 SD90 tests 4/23/97-7/5/97 ­ rough ride injury reports

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

75.

09/12/96

2603

76. 77.

09/21/96 10/11/96

2591 2509-10

78. 79.

10/12/96 10/22/96

11761177 11731175 25982600 12381262 925-926

80. 81. 82.

10/27/96 02/97 04/23/97

Case 1:04-cv-00560-OES-BNB

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Page 8 of 27

Ex. No. 83.

Witness 06/18/97 2581-83

Description Letter from Flores of BLE, Seattle; to Federal Railroad Administration in Vancouver re rough riding UP locomotives BLE Washington State Legislative Board letter re SD90s ride like and ATV Pietruszynski: Slide presentation ­ SD90 MAC ride environment Pietruszynski: Phase one SD90s delivered Pietruszynski: First reports of ride quality issues (8504-8510) Pietruszynski: Phase two SD90s delivered Locomotive assignment inquiry Pietruszynski memo re putting SD90s in trail EMD slide presentation re SD90 ride quality Cabs are isolated to reduce sound 8530 rough rider; 8517 Pietruszynski memo re rough ride reporting forms Central SHEOP ­ Cheyenne ­ Larry Wessel re 8500 ride quality Pietruszynski attaching 108 rough ride reports Year 2001 ride reports showing numerous complaints Letter from road foreman and engineer HR Lewis to Wey Doyle Letter from GE re rough riding series 4800 locomotives

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

84.

07/20/97

2584

85. 86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

08/19/97 02/98 06/98 05/99 01/01/00 04/04/00 04/19/00 04/19/00 05/25/00 07/03/00 07/14/00 10/03/00 12/31/01 04/02/85 12/10/87

11871205 1171 1171 1171 929 2647-48 10481052 2521-47 890-894 2640 24132417 2649 11011124 2756 2297

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 9 of 27

Ex. No. 100. 101.

Witness 06/22/88 05/01/91 2716-21 2702

Description Ride quality comparison between GE unit 9162 and EMD unit 3761 Memo re Gary Middleton's memo of March 26, 1991 about seat belts Idaho service units safety hotline printout showing UP3479 as a rough rider UP letterhead ­ note saying that UP 6190 has caused two personal injuries Agenda from UP/EMD maintenance team UP news release about $70 million order for GE DASH 840CWs with comfort cabs Memo from Pietruszynski rough rider Pietruszynski attaching 108 rough ride reports, with attached reports "2000 Safety Hotline" list of complaints Year 2001 ride reports showing numerous complaints "2001 safety hotline" listing complaints about locomotives Summary of UP SD60 ride quality investigations Handwritten letter from Tom Leary to Bob attaching copies of test data log for UP 6003 ride testing EMD memo re SD60 summary car body resonance

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

102.

05/10/91

2277-84

103.

05/20/91

2083

104. 105.

10/25/91 02/18/93

20032005 2715

106. 107. 108. 109. 110. 111. 112.

05/12/00 10/03/00 03/06/01 12/31/01 01/18/02 03/19/90 05/31/90

2670 2649-66 870-71 11011124 872-74 2796-807 2818

113.

6/14/90

28192820

Case 1:04-cv-00560-OES-BNB

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Filed 10/21/2005

Page 10 of 27

Ex. No. 114.

Witness 09/27/90 2060

Description EMD letter re effects of speeds in excess of 60 mph, pedestal liner wear Memo from Yribarr re proposed change in maintenance policy due to rough riding SD60s Dan Grzybowski memo captioned "SD60 rough ride problem on Union Pacific railroad Handwritten letter from Tom Leary Bob attention to track conditions SD60 rough ride status report re Cheyenne/North Platte track problem Tom Leary memo on UP letterhead re track data EMD recommends ¼" pedestal liner clarance; UP disagrees and used 3/8ths Cover letter and attached data from Greg Pietruszynski to EMD re track data Pietruszynski: EMD engineering report of field tests of October 1996 SD90 tests Mike Wright says they've taken off the tie gangs out west Cheyenne service unit is going to be one of the largest expenditures of capital dollars in 1998

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

115.

10/31/90

2068

116.

04/22/91

2080-82

117.

05/31/91

2095

118.

07/08/91

2098

119. 120.

08/27/91 09/01/91

2106 2107-08

121.

11/12/96

2605-25

122.

02/97

12381262 SHEOP SHEOP

123. 124.

11/07/97 12/12/97

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 11 of 27

Ex. No. 125.

Witness 01/14/99 SHEOP

Description Management putting additional managers on in North Platte to deal with increasing business on Powder River Tom Broadaway: condition of locomotives Tie gang starting west of Cheyenne on Sidney sub Memo cc'ed to Pietruszynski re ride quality C60ACs Train velocity on Cheyenne service unit continues to improve The locomotive task force has fallen by the wayside "Locomotive conditions" Put in 95,000 ties on Cheyenne service unit Buying 1,000 DC locomotives from EMD over 3-5 years Slide presentation apparently by EMD regarding corrective action plan Engineers complain that in winter, the old locomotives are cold Laying new rail on western part of Cheyenne service unit Mr. Davidson and the UP board have determined to proceed with capital improvement program, deferred maintenance Larry Wessel: complaints re locomotive consist makeup Locomotive repairs are appearing of low quality

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

126. 127. 128. 129. 130. 131. 132. 133. 134.

02/04/99 03/13/99 05/13/99 06/10/99 07/01/99 08/12/99 09/09/99 11/11/99 12/15/99

SHEOP SHEOP 2667 SHEOP SHEOP SHEOP SHEOP SHEOP 10181028 SHEOP SHEOP SHEOP

135. 136. 137.

01/06/00 01/13/00 02/18/00

138. 139.

03/02/00 03/02/00

SHEOP SHEOP

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 12 of 27

Ex. No. 140. 141.

Witness 04/06/00 04/19/00 SHEOP 10371046 SHEOP

Description Cheyenne safety meeting, seats in poor shape EMD slide presentation by Steven Johnson of Bogie Development Group Fred Lysinger ­ hydraulic seat raising pedestals on locomotives failing "Central SHEOP ­ Cheyenne" notes of safety meeting, 8500 ride quality Junker engines still on point of locomotive consists with comfort cabs HTC Bogie memo re plans to improve ride quality Safety hotline, Utah, all from May 2001 Wayne Reese: general condition of locomotives is poor Wayne Reese ­ some long pool trains arrive in Cheyenne with daily inspection past due North Platte safety blitz "locomotives excessive rough riders" Brochure for Swedish VE-GE seats, apparently air-ride seats Detailed memo on locomotive cab seats Memo from Don Bolt about seats Memo from Dick Shideler to Don Bolt re locomotive cab seats

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

142.

05/04/00

143.

07/14/00

895-899

144.

09/07/00

SHEOP

145. 146. 147. 148.

11/27/00 06/01/01 08/09/01 11/08/01

964-965 2400-05 SHEOP SHEOP

149.

07/19/02

889

150. 151. 152. 153.

No date 07/20/88 07/30/88 07/30/88

854-865 2324-28 32 42-46

Case 1:04-cv-00560-OES-BNB

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Filed 10/21/2005

Page 13 of 27

Ex. No. 154. 155. 156. 157.

Witness 09/12/88 10/88 10/03/88 10/03/88 26-30 21-22 310-331 21992218 24 10-11-12

Description Letter from Thomas Rockwell of R&R Research Typed "proposed agenda" for seat evaluation Thomas Rockwell's ergonomic evaluation of seven LCSs for UP Thomas Rockwell ­ an ergonomic evaluation of seven locomotive cab seats at UP railroad Letter and photo from Steve King to Larry Prier re: Bremshey seals Flow chart and timeline from Rockwell for seat refitting program Series of letters from UP to seat manufacturers Instructions re application of new style USS cab seats UP letter to UTU official, North Platte: describes seat evaluation process Letter to purchasing department re discontinuing purchasing seats without armrests UP LCS evaluation report, with handwritten note re USSC seats Memo from Dick Shideler to numerous management people in Omaha Dick Shideler memo with attached flow diagram UPRR locomotive cab seats specification

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

158. 159.

10/05/88 12/01/88

160. 161. 162.

12/09/88 01/04/89 04/04/89

266-308 2672-73 2684-85

163.

06/28/89

2686

164. 165.

07/89 07/21/89

379-411 2687

166. 167.

09/14/89 09/29/89

15-17 2246-61

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 14 of 27

Ex. No. 168. 169. 170.

Witness 10/21/89 (?) 10/31/89 11/89 19 448-477 497-498

Description Handwritten memo apparently from Dick Shideler UP LCS specification 10.5-2.3.11 Draft copy for NovemberDecember changes in newsletter announcing new LCS design after a year long search Cost/benefit analysis of seat related injury claims List of 50 locomotives showing use of seats Memo from Wey Doyle to UP officials re USSC seats Memo re locomotive seat study Memo from Doyle, locomotive seat standardization Memo re locomotive seat retrofit program LCS history by Greg Pietruszynski Pietruszynski exhibit 11 ­ EMD modifications Memo about SD90s being removed from intermodal service and allocated to low speed Pietruszynski service department modification bulletins Tracings from vibration testing machines captioned "ride activity at Bushnell, Nebraska" Testing plan to evaluate SD60s that ride rough Memo from Ralph Yribarr on SD60 trip report

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

171. 172. 173. 174. 175. 176. 177. 178. 179.

01/01/90 07/02/90 03/28/91 04/05/91 04/02/92 01/25/93 06/27/03 No date No date

766 500 2700 2701 2708 2310-11 374-376 996 997

180. 181.

No date No date

12851913 20072009 2063 2065-67

182. 183.

10/05/90 10/21/90

Case 1:04-cv-00560-OES-BNB

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Page 15 of 27

Ex. No. 184. 185. 186. 187. 188.

Witness 02/26/91 3/91 03/21/91 07/24/91 09/91 2069 2014-15 2073 2104 21142198 21092112 2006 2000-02

Description Letter from ML Wall re ride quality List of SD60 rough riders Memo from Ralph Yribar re rough rider Memo from Tom Leary outlining tests, track hunting Cooperrider evaluation of locomotive ride on UP units 3555 and 9187 Memo from Leary re SD60 corrective action Letter to EMD recommending corrective action for SD60 Series of memos ­ ride quality tests have confirmed excessive lateral on SD60s EMD ride quality tests of SD60 locomotive suspension modifications EMD memo with instructions for applying lateral shock absorbers Memo from Tom Leary re ride quality test Pietruszynski: UP memo re ride quality evaluation trip Pietruszynski: Joe Santa Maria memo re SD9043 ride quality UP memo from Joe Santamaria on SD9043 rough ride Joe Santamaria memo re SD9043 ride quality Pietruszynski: EMD memo re SD90 ride evaluation tests

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

189. 190. 191.

09/27/91 10/25/91 05/28/91

192.

12/09/91

2016-42

193. 194. 195. 196. 197. 198. 199.

01/28/92 10/11/96 10/12/96 10/22/96 10/23/96 10/27/96 01/01/97

2043-46 2601-02 11761177 11731175 2506-08 25982600 12111212

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 16 of 27

Ex. No. 200. 201. 202. 203. 204. 205. 206.

Witness 02/97 03/04/97 05/09/97 06/24/97 07/10/97 07/16/97 07/21/97 12381262 2450-72 12131214 2594-97 12211237 2593 2585-87

Description Pietruszynski: EMD engineering report of field tests EMD letter to Pietruszynski with attached EMD engineering report Pietruszynski: Handwritten notes of 8098 ride quality tests Series of computer notes on rough ride Pietruszynski: GM investigation update re: SD90 Memo from Greg Pietruszynski UP letter from Mike Wall, director train operating practices, to BLE Pietruszynski: Raw test data of ride quality under different conditions Notes and powerpoint slides from EMD to address rough ride complaints Printout showing the result of oscillation testing on concrete and wood ties Memo from Pietruszynski with test ride in 8509 Pietruszynski memo re testing of SD90s Memo from Presanna Rao re ride tests from North Platte to Grand Junction Description of two test runs Presanna Rao memo re vertical ride issues

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

207.

08/18/97

11781186 2473-505

208.

10/15/97

209.

01/09/98

2511-15

210. 211. 212.

08/03/99 08/08/99 08/10/99

2448-49 1013 1014

213. 214.

08/18/99 08/19/99

1015 1016

Case 1:04-cv-00560-OES-BNB

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Filed 10/21/2005

Page 17 of 27

Ex. No. 215. 216. 217. 218.

Witness 12/14/99 12/23/99 01/01/00 01/00 973 10311032 10931094 1171

Description Memo from Pietruszynski re: SD90s Steven Johnson memo re detailed test plan Slide presentation, UP proposed short term containment strategies Pietruszynski: EMD performed over-road pre and post zero lateral mod tests on 90s and 9043s Pietruszynski memo re testing at 70 mph Pietruszynski memo: EMD does not believe ride problems are the same as truck-induced problems Pietruszynski: EMD testing of pitching and underframe bending Memo from Iden, bcc to Pietruszynski: EMD doing testing at LaGrange, Illinois Slide presentation re SD90 ride quality Pietruszynski: Dogbone modifications starts UP modification instruction form High back seats will be installed on new 4000s Pietruszynski memo: the ride quality saga has been going on too long Memo to Jim Critchley and Ron Naro UP modification instruction form for axle shimming

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

219. 220.

01/10/00 03/18/00

10331034 1047

221. 222.

04/00 04/07/00

1171 10651067 10481052 1171 10731079 SHEOP 1083

223. 224. 225. 226. 227.

04/19/00 06/00 07/07/00 09/08/00 10/05/00

228. 229.

10/17/00 12/22/00

974 2434-40

Case 1:04-cv-00560-OES-BNB

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Page 18 of 27

Ex. No. 230. 231. 232. 233. 234. 235. 236. 237. 238.

Witness 12/27/00 01/10/01 01/19/01 08/13/01 01/31/02 08/26/02 08/28/02 10/02 11/09/02 2441 13201334 998 13451449 2442-47 2628 2629 1172 1313

Description EMD engineering service release Pietruszynski: EMD service department modification bulletins Memo from Pietruszynski re 8527 rough ride test Pietruszynski: Mechanical maintenance instructions EMD cab isolator change and vibration measurement e-mail from Pietruszynski to EMD Pietruszynski memo to EMD on phase one SD90s (8500-8521) Pietruszynski: re poor reliability of SD90s Pietruszynski: List of locomotives completed between 2001 and 2002 EMD slide presentation on SD90 rough ride Letter, author unknown, to safety and casualty management in Texas Memo to Mike Wall from Wey Doyle re USSC update Letter to Wey Doyle from RT Boussard, director, locomotive system shop Letter from Mike Young of BLE in Cheyenne Letter from Jim Bridger with proposed Idaho locomotive seat policy

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

239. 240.

01/28/03 02/10/92

11531170 2705

241. 242.

02/13/92 02/14/92

2706 2707

243. 244.

03/26/92 04/06/92

2713-14 2709-10

Case 1:04-cv-00560-OES-BNB

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Filed 10/21/2005

Page 19 of 27

Ex. No. 245.

Witness 04/16/92 2711-12

Description Letter Schoer to Michael Young of the BLE Cheyenne responding to March 26, 1992 letter re adjustable engineer's seats Series of documents about adding seat drop rate control shock absorbers to seats Letter from McFlores of BLE, Seattle; to Federal Railroad Administration in Vancouver Encloses letter between BLE and FRA dated June 18, 1997 Portland service unit notice 39 Tucson bulletins St. Louis Bulletin #23 Tom Broadaway ­ fifth district engineer, legislative representative There is still a problem of comfort cabs second or third in consist Tie gang starting west of Cheyenne on Sidney sub Memo: time is of the essence here Document titled "Engineer Defects from January 1998 to December 2000 Series of e-mails from Michael Eiden re 8169 rough ride Series of rough rider completed form reports with fax date November 19, /99 Memo from Pietruszynski re EMD ride quality meeting December 15, /99

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

246.

11/95

565-579

247.

06/18/97

2581-83

248. 249. 250. 251. 252.

07/20/97 01/01/98 01/01/99 01/01/99 03/04/99

2584 2361 2371-73 2396 SHEOP

253. 254. 255. 256.

03/11/99 03/13/99 05/27/99 09/01/99

SHEOP SHEOP 2668 927-928

257. 258.

09/17/99 11/29/99

2638-39 2548-80

259.

12/16/99

975-976

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 20 of 27

Ex. No. 260.

Witness 01/01/00 2379-80

Description "2000 safety hotline" list of complaints from Cheyenne /Green River Draft letter re rough ride; numerous rough ride complaints on C60ACs St. Lake City bulletin #110, #111, #54 Memo from Michael Iden Need to continue to stress urgency with EMD Pietruszynski memo EMD representatives came out to check the ride quality of their engines Ron says 8500s being modified to address ride problems "Cheyenne SHEOP action items bubbled up to central SHEOP;" Central SHEOP ­ Cheyenne T.E. & Y. Cheyenne safety meeting; Larry Wessel All 8500s have gone through modifications Cheyenne SHEOP Pietruszynski: Dogbone bolts coming loose Pietruszynski memo re dogbone modification Jim Critchley ­ locomotive update Pietruszynski memo re meeting with EMD

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

261.

01/17/00

2669

262. 263. 264. 265. 266.

11/9902/28/00 03/15/00 04/04/00 04/04/00 06/01/00

2368-70 1057 977 2647-48 SHEOP

267. 268. 269. 270. 271. 272. 273. 274. 275. 276.

07/14/00 07/14/00 09/08/00 10/12/00 10/13/00 10/13/00 11/00 11/07/00 11/10/00 11/13/00

SHEOP 901 902 2420-22 916 920 1171 1095 SHEOP 999

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 21 of 27

Ex. No. 277.

Witness 11/13/00 1085

Description Joe Santa Maria memo, cc'd to Pietruszynski re ride quality meeting with EMD Pietruszynski: Memo re EMD meeting Pocatello SHEOP ­ all series UP 8500-8563 locomotives are not to be used on the point of any train Utah bulletins ­ maximum speed on series 8500 or 7500 lead units Pietruszynski: Due to continuous ride complaints, decision made to run units in trail pending improvements Pietruszynski e-mail documenting six ride quality reports for C60ACs in November Superintendent Bulletin 156 (Los Angeles) Pietruszynski: Remove SD90ACs from intermodal service Portland Superintendent Bulletin 34, some locomotives have poor ride characteristics St. Louis Bulletin #52-36 2001 safety hotline Cheyenne /Green River Another version of Cheyenne 2001 safety hotline list 8500 locomotives not to be used as lead locomotives; being inspected by manufacturer Personal injuries reported since last meeting

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

278. 279.

11/13/00 11/15/00

1470 922-923

280. 281.

11/27/00 12/00

2374-78 1171

282.

12/04/00

2671

283. 284. 285.

12/18/00 01/01 01/01/01

2354 1171 2358

286. 287. 288. 289.

01/01/01 01/01/01 01/01/01 01/11/01

2366-67 2381-82 2399 SHEOP

290.

02/08/01

SHEOP

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 22 of 27

Ex. No. 291. 292.

Witness 03/01/01 03/08/01 SHEOP SHEOP

Description New business: "re: company supplied back braces." 8500s either not on point or transferred down south to lower speed railroad Pietruszynski: Units to run in trail service until rough ride mods completed Hotline ­ Utah for month of June North Platte train and engine safety meeting Fred (Lysinger) read letter from Steve Kenyon requiring comfort cabs on head and locomotive consists Safety blitz ­ Cheyenne Wide body cabs on consists during the hot summer months Wayne Reese: general condition of locomotives is poor UP 300 has been cited repeatedly for rough riding Memo from Pietruszynski enclosing list of rough ride reports from 2001 and 2002 List of rough riders reported between Freemont and North Platte Cheyenne safety suggestions at safety cookouts Pietruszynski exhibit 7: "referral maintenances for rough ride for 8500s

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

293.

04/01

1172

294. 295. 296.

06/28/01 07/10/01 07/12/01

24062412 SHEOP SHEOP

297. 298. 299. 300. 301.

08/01/01 08/07/01 08/09/01 05/09/02 05/11/02

SHEOP SHEOP SHEOP SHEOP 2632-33

302.

08/19/02

2626-27

303. 304.

10/02/02 10/30/02

SHEOP 970-972

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 23 of 27

Ex. No. 305.

Witness 12/02/02 SHEOP

Description Locomotive environment study will be bubbled up to SAC-P . . . B Huber System general order #9 with rough ride, notified train dispatcher and reduced speed UP9760: terrible ride; bounce and lateral Memo: George Bull injured in rough riding UP 6263 Safety action item ­ Rawlins safety committee issue number 2003-13 E-mail from Brian McCoy, UTU local chairman, to Pietruszynski Memo from Pietruszynski re very rough ride above 30 mph on 8541 Another copy of Pietruszynski ride quality chronology Year 2003 ride reports Year 2003 ride reports

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

306.

12/13/02

307. 308. 309.

02/13/03 02/20/03 03/20/03

SHEOP 6263 SHEOP

310. 311. 312. 313. 314.

05/10/03 05/13/03 10/03 12/31/03 12/31/03

2631 2630 10001002 11251144 11451152

315. 316.

11/28/1990 No date 2835

317.

No date

28362838

Memo captioned "Locomotive seat injuries" Four photographs of Air Chief seat bases on the locomotive and on pallets Series of notes, apparently by Pietruszynski, recaps dispute about seats

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 24 of 27

Ex. No. 318.

Witness 03/2004 28402850

Description Cooperrider March 2004 ride measurements on UP locomotives operating in Nebraska Memo from John Lockhart of CIT Leasing E-mail Lockhart to Pietruszynski re EMD testing of four seats EMD report on study of Knoedler cab seats on locomotives 100-119 Union Pacific letter from Karen Watson, director of purchasing, to CIT Memo from Wilhelm Sturhan at Knoedler to John Lockhart of CIT Leasing Memo Pietruszynski forwarding John Lockhart April 29, 2004 letter (2857-58) Copy of Bates 2859-2860 with handwritten notes "replacement taken completely away from warranty." Memo from Pietruszynski to Watson and others ­ CIT seat update Memo Pietruszynski to Watson re USSC seat bases and reupholstering to meet Canadian requirement Memo Pietruszynski to Kanuch Memo Mark Poepping at CIT to Karen Watson Memo Pietruszynski to Lockhart at CIT

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

319. 320. 321. 322.

03/01/2004 03/09/2004 2852 03/09/2004 2853-55 04/29/2004

323.

04/29/2004 2857-58

324.

05/03/2004 2859

325.

05/03/2004 2861-62

326.

05/04/2004 2863

327.

05/06/2004 2864

328. 329. 330.

05/06/2004 2865 05/07/2004 2867 05/07/2004

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 25 of 27

Ex. No. 331.

Witness 05/10/2004 2872-74

Description Memo Karen Watson to Poepping at CIT outlining dispute about who pays for what with seat replacement program e-mail from Bob Goulet at CPR to Randy Hanks at UP re: Knoedler CTSD90 MAX seat issues Memo Pietruszynski re getting seat modifications done e-mail from Randall Hanks at UP to Bob Goulet at CPR, cc'ed to Pietruszynski e-mail from Karen Watson to CIT Fax coversheet to Pietruszynski enclosing manager's PI reports Karen Watson memo to Pietruszynski Bob Goulet e-mail. CP will replace Knoedler seats with USSC in 20 leased units Pietruszynski memo ­ it will cost $17704.00 in materials to put 3 new seats in each unit Seats installed in UP-leased units; it will take USSC five weeks to deliver for CP's 20 unit Manufacturer brochure picture for Air Chief seat, made by Knoedler Handwritten fax cover sheet from Pietruszynski to Bob Reynolds enclosing PI reports

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

332.

05/10/2004 2876

333. 334.

05/11/2004 2877 05/13/2004 2881

335. 336. 337. 338.

05/18/2004 2883 05/20/2004 2884 05/21/2004 2885 05/21/2004 2886

339.

05/26/2004 2887

340.

06/25/2004 2888

341. 342.

No date

2889; 2891 06/01/2004 28922898

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 26 of 27

Ex. No. 343.

Witness

Description Effect of Pedestal Liner Clearance and Resilience on Rail Vehicle Operation, 1999 Fall ASME/AREMA JOINT RAIL CONFERENCE September 15-16, 1999; authors Mehdi Ahmadian and Robert Cantwell; Speed tape from Locomotive 6263 on date of accident
No date 141 - 150 Transcript of interview with Danny Joe Eberl, engineer (who operated UP6263 immediately after Bull was injured) List of engineer defects entered from OMS for locomotives with initial UP number 6263 006263 UNKN EMG no waybill Blue card for 6263 Blue card for 6263 Inspection record by Kirby O'Connor for milepost 623-633 (two days before Bull's injury) Held detail by locomotive since 10/11/99 ­ UP6263 UP inspection records/forms ("inspection card") which has signatures and initials, apparently of engineers or conductors for specific day of the month) Locomotive assignment inquiry Unit 6263 UP 705 report (accident report) by engineer Floyd Martinez Handwritten notes of conversations with Martinez by Bill (illegible) Interview of Floyd Martinez, engineer Interview with conductor Dick C. Steensen

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

344. 345.

346. 347. 348. 349. 350. 351. 352.

No date

250 - 259

No date 01/09/2003 01/11/2003 02/26/2003

313 399 ­ 400 397 ­ 398 093 - 96

199403/2003 01/200303/2003

193 - 249 029 - 031

353. 354. 355. 356. 357.

03/02/2003 03/03/2003 03/03/2003 03/07/2003 03/14/2003

035 173 174 160 - 172 180 - 185

Case 1:04-cv-00560-OES-BNB

Document 72-3

Filed 10/21/2005

Page 27 of 27

Ex. No. 358. 359. 360.

Witness
03/14/2003 01/08/2004 0100 767 ­ 768

Description
(handwritten notes on document) Locomotive failures

Stip.

Offer

Rec'd

Refused

Ruling Res'vd

Comments/Information

361. 362. 363. 364. 365. 366.

Selected portions of medical records from Hans Coester, M.D., Front Range Center for Brain and Spine Surgery (02/05/02) Selected portions of medical records from Vincent J. Ross, M.D. (02/16/02) Selected portions of medical records from Dr. Ketchem (3/11/03) Selected portions of MRI films dated 3/24/03 Selected portions of medical records from Robert J. Benz, M.D. (4/24/03) Selected portions of medical records from Jeffrey B. Kleiner, M.D. (6/19/03) Diagnosis of Bone and Joint Disorders, Resnick, 3d Ed. 1995 Video and still photos taken by WH Muzzy at seat inspection of CEFX 133 Photos of SD90s Spine model Illustration of spine by Frank Netter, M.D. Results of testing performed by EMD in Hinkle, Oregon Any exhibit listed by defendant Any exhibits needed for impeachment Any exhibit necessary for rebuttal

367. 368. 369. 370. 371. 372. 373. 374. 375. 376.