Free Status Report - District Court of California - California

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 1 of 48 Exhibit X A May 28, 2008

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Variances Between Traders Equity Positions and Quick Books Calendar 2006 10/31/2006 BegEquity
TUCO BACK OFFICE TOTALS Tuco Single & Master Accounts Tuco Sub-member Accounts TUCO TOTAL MEMBERS - 2006 Adjustments to Back Office Totals: (1) Futures Activity Lanai Ltd. Limit Up Holdings John Streng Michael Feintuch 1,991,673.02 937,873.22 786,087.94 149,990.00 50,000.00 1,164,731.32 40,853.76 1,205,585.08

Profit/Loss
(26,518.08) 964,391.30 937,873.22

Contributions

Withdrawals

12/31/2006 EndEquity

927,942.29. (1,005,00%61) 1,061,147.92 6,000.00 (625,135.78) 386,109.28

933,942.29 (1,630,143.39) 1,447,257.20 15,000.00 (786,087.94) (201,626.44) (30,000.00) 0.00 (51,636.44) (30,000.00) 50,000.00

15,000.00

REVISED BACK OFFICE TOTALS

1,148,932.29 (2,647,857.77) 1,430,620.76

QUICK BOOKS RECORDS Opening equity from Evolution Tuco deposits received before 11/01/06 (1) Total Activity per Quick Books

1,663,186.91 597,159.00 2,260,345.91

937,873.22 !,088,564.57 (2,473,875.45) 1.,812,908.25 382,287.49

VARIANCE

268,672.89

0.00

(60,367.72)

173,982.32

Recap of Variances: Unidentified deposits/tvans on QB Unreconciled variances: Eric Grosser HG Trading Mike Grossband Mike Kestler Coper Coper Miscellaneous variances Transfers within accounts Variance in B/O totals to Opening Entx3~ 268,672.89 268,672.89 0.00

26,000.00

26,000.00

4,625.00 25,000.00 .2,800.00 5,000.00 48,409.63 1,980.00
(200.03)

4,625.00 25,000.00 2,800.00 5,000.00 48,409.63 1,980.00
(200.03)

(86,367.72)

86,367.72

0.00 268,672.89

(60,367.72) 173,982.32

382,287.49

(0.00)

0.00

0.00

0.00

(0.00)

Note: (1) The adjustments to back office totals and Tuco Class B Members deposits before November 1, 2006 are continuing to be analyzed by Ling as regards their impact to the Evolution net assets over liabilities contributed to Tuco a~ their impact on opening back office equity of Tuco. Exhibit l"T

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 2 of 48
Exhibit X B May 28, 2008

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Variances Between Traders Equity Positions and Quick Books Calendar 2007 ¯ 1/01/2007 BegEquity Profit/Loss Contributions
TUCO BACK OFFICE TOTALS .Tuco Single & Master Accounts Tuco Sub-member Accounts TUCO TOTAL MEMBERS -.2007 Adjuslanents to Back Office Totals: Futures Activity Class B Member Accounts Frank Roth Kyle Cleveland Marcos Co~mell Shawn McDopnald John Haynes 2006 Adjustments (31,636.44) 1,430,620.61 23,067,092.15 1,061,147.77 386,109.28 1,447,257.05 15,000.00 2,006,630.72 21,086,033.39 23,092,664.11 (25,571.96) 19,300.00 26,000.00 7,806,315.40 634,005.00 8,440,320.40

Withdrawals

12/31/2007 EndEquity 4,279,332.53 5,927,629.71 10,206,962.24 (86,231.09) 19,300.00 26,000.00 (5,000.00) (628.46) (25,000.00) (31,636.44)

(6,594,761.36) (16,178,517.96) (22,773,279.32) (75,659.13)

(5,000.00) (628.46) (25,000.00)

REVISED BACK OFFICE TOTALS

8,460,620.40 (22,854,566.91) 10,103,766.25

QUICK BOOKS RECORDS Total Activity per Quick Books

1,812,908.25 23,067,092.15 0.00

7,858,494.31 (22,779,618.53) 9,958,876.18 74,948.38 (144,890.07)

VARIANCE

382,287.64

(602,126.09)

Recap of Variances: Unidentified deposits/trans on QB Howard Schultz (Michael Grossbard Juan Delfino Mark Collantes Monterey Trading Group Unreconciled variances: T3 Coper Blackhawk Lanai Ltd. Pisces Accelerated Assets CT Trade Mike Kestler Ken Ancell Darrell Potter Joseph Machado Alex Fleet Michael Donlon Michael Feintuch Michael Ferrare Misc. variances Transfers within accounts 2006 Variance carried forward 382,287.49 382,287.49 0.15 0.00 0.00

(4,500.00) 25,000.00 650.00 (316,490.49) 55,000.00 (225,000.00) (41,054.48) 12,000.00 30.00

(4,500.00) 25,000.00 650.00 (316,490.49) (170,000.00) (41,054.48) 12,030.00 0.00 4,969.00 (!oo,oo0.o0) (1,700.19) 5,000.00. 20,000.00 13,000.00 1,000.00

4,969.00 100,000.00) (1,700.19) 5,000.00
20,000.00

13,000.00 1,000.00 (5,000.00) (8,000.00) 42,871.33 (5,000.00) 47.12 " (641,916.23) 641,916.23

(5,000.00) (8,000.00)

42,871.33 (5,000.00) 47.12 0.00 382,287.49

(602,126.09) 0.00

74,948.38 (0.00)

(144,890.22) f~.15

Exhibit ....

Page ,.~"'7' ~'~ ~"

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 3 of 48 Exhibit X C May 28, 2008

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Variances Between Traders Equity Positions and Quick Books As of May 5, 2008 1/01/2008 Profit/Loss Contributions BegEquity
TUCO BACK OFFICE TOTALS Tuco Single & Master Accounts Tuco Sub-member Accounts TUCO TOTAL MEMBERS - 2008 Adjustanents to Back Office Totals: Futures Activity Class B Member Accounts Haggen Henderson Chris Horning Andrew Shrebnik Serafin John Haynes 2006 Adjustments 2007 Adjusunents REVISED BACK OFFICE TOTALS (31,636.44) 14,671.54 10,103,766.27 12;997,543.43 4,279,332.55 5,927,629.71 10,206,962.26 (86,231.09) 2,597,228.83 10,479,907.92 13,077,136.75 (79,593.32) 3,233,677.58 0.00

Withdrawals

5/05/2008 EndEquity

(4,394,522.78) (11,624,420.32)

5,715,716.18 4,783,117.31

3,233,677.58 (16,018,943.10) 10'498,833.49 " 125,000.00 (14,423.19) (55,247.60)

(1,350.00) (1,000.00)
(30,000.00) (21,883.61) 25,000.00

(1,350.00) (1,000.00)
(30,000.00) (21,883.61) 25,000.00 (31,636.44) 14,671.54

3,358,677.58 (16,062,599.90) 10,397,387.38

QUICK BOOKS RECORDS Total Activity per Quick Books

9,958,876.18 (144,890.09)

12,997,543.43

3,050,445.82 (15,762,518.15) 10,244,347.28

VARIANCE Recap of Variances: Unidentified deposits/trans on QB Unreconciled variances: Argentina - Raul Fennanelli Robert Scalase Charles Mehler John Haynes Misc. variances Transfers within accounts 2006 Variance can-ied forward 2007 Variance carried forward

0.00

(308,231.76)

300,081.75

(153,040.10)

(3,500.00)
(4,000.00) (500.00) (150;01)

(3,500.00)
(4,000.00) (500.00) 0.00 (150.01) 0.00

382,287.49 (527,177.71) (144,890.22) 0.13

(300,731.76) 0.00 (308,231.76) 0.00 0.00

300,731.76 300,081.75 0.00

382,287.49 (527,177.71) (153,040.23) 0.13

Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Thomas F. Lennon, Receiver Tuco Trading, LLC -~ Variance Analysis of Broker Account Activity to Summary Trader Equity to Record Trader Profit and Loss Derived P&L 12/31/06 Broker Accounts: Penson (Tuco Accts) (202,216.87) xxxx-4075 0.00 xxxx-0155 0.00 xxxx-7813 Penson (Evolution) xxxx-8812 295,490.55 xxxx-8721 (618,598.34) xxxx-2806 13,740.61 (32,046.07) xxxx-2814 ViewTrade Holding Corp. Wedbush Morgan Securities Evolution Financial Back Office Lending Jefferies & Co. Southwest Advantage Futures Mann Financial Group MB Trading Futures Total P&L Per Broker Statements Penson Cash Movement Activity Futures Account Variances Adjusted Broker Statements Balance Total Profit & Loss Per Tuco Back Office Futures Accounts not in Back Office Revised Profit & Loss Total-Tuco Back Office Variance Cumulative Variance Note: (543,630.12)
937,873.22

Page 4 of 48 ExtfibRXI May28,2008

Derived P&L 12/31/07

Derived P&L 05/05/08

20,082,560.18 3,016,500.48 (130,679.68) (153,280.99) 0.00 0.00 0.00 2,433.73 29,144.12 1,000.80 (1,361.79) 8,538.25 421,129.00 (36,467.82) 11,434.53 (538.67)

8,474,290.87 2,013,709.75 (447.62)

0.00 0.00 0.00 0.00
123,850.49 26.83 74.01 0.00 0.00 0.00 (3,705.84) (75,887.48) 0.00 10,531,911.01 (5,570.00) 3,505.97 10,529,846.98 13,077,136.75 (79,593.32) 12,997,543.43 ............... 3,707,918.48 (1)

(543,630.12)

23,250,412.14 47,685.43 10,275.89 23,308,373.46
23,092,664.11 (25,571.96)

937,873.22 1,481,503.34 1,481,503.34

23,067,092.15 (241,281.31) 1,240,222.03

(1)

The Receiver, Allen Matldns, IT and Ling will continue to investigate the reason for the unreconciled variances, which include built in gains or losses on the November 1, 2006 Evolution Penson accounts transferred to Tuco, liquidation and distribution of certain Evolution members not transferring to Tuco, and other items related to Evolution still un~l~y~estigat~; and additional charges made to Tuco but not charged to Class B Members. Pag~ _.._~" ~7~/d__~

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 5 of 48 Exhibit XII May 28, 2008

Thomas F. Lennon, Receiver Tuco Trading, LLC Comparison to Period Ended December 31, 2006 Tuco Federal Tax Return to QuickBooks Records As of December 31, 2006

2006 Tax Return
Assets Cash CCS / MTS Accounts AiR - GLB Commissions Property and equipment 1,135,022 Liabilities Payroll Tax Payable Credit Card Payable " Accounts Payable AiP - Evolution (GLB commission) Loan Payable - J KMdand Line of Credit (from Evolution) Loan Payable - Frank McDonald Equity Total equity

QuickBooks Records

Variance

273,867 861,155

157,485 1,156,109

116,382 (294,954)

151,470 21,000
1,486,064

(15-1,470) (21,000)
(351,042i

3,836 700 (2,731)

700 718 105,891 100,000

3,836 0 (3,449) (105,891) 254,670

354,670

100,000
1,050,000

(100,000)
(1,050,000)

778,547 1,135,022

128,755 1,486,064

649,792 (351,0"42)

Note: The tax return filed for the period October 31 to December 31, 2006 for Tuco was not accurate. It did not record all assets, liabilities or capital account transactions.

IZ~ Exhibit Page_ 4,___?,

__~.,

loB,

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 6 of 48
Exhibit XIII May 28, 2008

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary Statement of Net Assets Over Liabilities (1) As of May 5 and March 5, 2008 and December 31, 2007 and 2006 May 5, 2008 ASSETS: Cash and cash equivalents Broker trading accounts Accounts receivable - broker commissions Accounts receivable - other Note receivable - Bob Lechman Total current assets Property and equipment Other assets
Total assets

December 31, 2007

December 31, 2006

2,774,622 7,387,294 450,501 25,000 100,000 i0,737,417

630,568 8,045,340 1,893,507 25,000 100,000 10,694,415 21,000

198,119 8,479,761 2,203,118 212,500 1i,093,498 21,000

157,485 1,156,109 151,470

1,465,064 21,000

(1)

21,000

(2)
10,758,417 10,715,415 11,1i4,498 1,486,064

LIABILITIES: Accounts payable and accrued expenses A/P - Evolution (GLB cormnissions) Line of credit - Bank of America Line of credit - JP Morgan Chase Note payable - Jonathan Kirkland Loan payable - McDonald Loan payable - Back Office Lending Total liabilities Net Assets over Liabilities

(4) (5)

1,407,698 83,852

1,407,698 83,852

443,215 93,852 437 700,000

1,418 105,891 100,000 100,000 1,050,000

1,491,550 9,266,867

1,491,550 9,223,865

1,237,504 9,876,994

1,357,309 128,755

Note:

(1)

The Tuco summary statement of net assets over liabilities is prelhninary and includes all adjustments to reconcile all bank and broker accounts to actual balances. QuickBooks records have been updated to May 5, 2008 with the P~eceiver, Allen Matkins, IT and Ling continuing to reconcile variances. The Tuco computer equipment was liquidated by the Receiver for $21,000. This is the value used for property and equipment for all periods. Tuco may have a !0% ownership interest in the Class B Members with Sub-accounts, T3. No value has been listed for this interest. Please refer to the Receivers report for additional information. The Receiver has prepared a list of creditors as of March 5 and May 5, 2008. This is the estimated amounts used for accounts payable and accrued expenses. The balance for the Evolution Bank of America line of credit is approximate. Ling has not received a 2008 statement for the line of credit to determine the actual balance.

(2)
(3)

(4) (5)

Exhibit Page,, ~'"

#

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 7 of 48

Thomas F.Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of December 31, 2006
# of Members

Exhibit XIV A May 28, 2008

Name

Negative Balance

MASTER ACCOUNTS Manny Rmnirez TOTAL MASTER ACCOUNTS

(2o.oo) (2o.oo)
(44,252.82) (18,360.95) (11,120.47) (9,198.84) (6,923.07) (6,900.54) (6,759.27) (6,422.34) (6,283.58) (6,194.11) (5,549.77) (4,975.19) (4,669.43) (4,422.83) (4,253.52) (4,014.83) (3,402.89) (3,382.12) (3,360.17) (2,537.78) (2,375.63) (2,361.00) (1,679.11) (1,658.47) (1,384.20) (1,344.50) (1,282.27) (1,185.49) (1,137.77)

SINGLE MEMBER ACCOUNTS Jan-od Vrazel Dan Gibby Brad Niles Priydarshan Shelgikar Tuco Risk Account Nicolas Anderson Steven Girden Joseph C. Machado Michael Jolmson Adam Lewensky Richard Matenaer Ben Berrens John Pavidis Todd Combre Frank Rose Christopher Weight Heath Sims Robert Bosler Mark Rosalbo Michael Wright Chris Homing Sean Fritz Sean McLaughlin Sean Ahem Blake Jackson Phil Kemaedy Adam Melsek Jonathan Kirkland Kent Morgan Robert Norine
Page 1 of 2

(1,127.35)
Exhibit

Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 8 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of December 31, 2006 # of Members Negative Balance (881.40) (659.18) (384.14) (352.44) (341.35) (294.27) (283.82) (199.21) (189:89) (182.67) (131.88) (67.35) (65.53) (63.12) (51.82) (38.06)

Exhibit XIV A May 28, 2008

Name

Strelcov Dmitriy Kevin Gawle Shturman Sergey Phillip Johnson Trimorush Sasha Gvaramanze Vadim Petrova Valeria Shlenova Eugene Pavloskly Nikita Valkoni Petr Kevin Ciccarelli Jmnes P Stoessel Boldirev Ivan Trent Fechter Ferdinand Ledesma Barbela Igor
TOTAL SINGLE MEMBER ACCOUNTS

(182,706.40) (6,652.73)
(6,652.73)

SUB-MEMBER ACCOUNTS BLACICHAWK TOTAL SUB-MEMBER ACCOUNTS

TOTAL MEMBER ACCOUNTS - 12/31/06

(189,379.13)

Note: Any negative trader equity position of $10.00 or less was not included in this schedule.

Pa~e 2 of 2

Exhibit Page

0£}/_ ~'3 0@l'~~''

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 9 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of December 31, 2007
# of Members

Exhibit XIV B May 28, 2008

Name

Negative Balance

MASTER ACCOUNTS JONATHAN HEE BAE TUCO HOUSE ACCOUNTS ARGENTINA ESTEP INS MANNY RAMIREZ Yd~NT EVANS
TOTAL MASTER ACCOUNTS SINGLE MEMBER ACCOUNTS Joseph C. Machado Jamie Hodge Steven Girden Nicolas Anderson Richard Matenaer Todd Combre Robert Omsby Samuel Grossman Ben Berrens Jolm Pavidis Frafik Rose Trent Fechter Christopher Weight Thijs Janssen Heath Sims Like Sha Mark Rosalbo Matt Thomas Robert Norine Michael Wright Ryan Gray Steven Patterson Scott Seggennan Searl Ahel-n Sean McLaughlin
Page 1 of 3

(777,991.06) (33,033.44) (4,442.86) (4,219.20) (4O.OO) (0.00) 6 (819,726.56)

(8,171.57) (8,070.37) (7,316.27) (6,900.54) (5,549.77) (5,247.70) (5,067.16) (4,982.58) (4,975.19) (4,669.43) (4,339.52) (4,078.89) (4,014.83) (3,684.93) (3,402.89) (3,397.39) (3,360.17) (3,156.36)

(3,101.82)
(2,537.78) (2,527.98) (2,279.67) (2,233.44) (1,728.47) (1,714.42~xhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 10 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of December 31, 2007
# of Members

Exhibit XIV B May 28, 2008

Name

Negative Balance (1,709120) (1,385.51) (1,326.47) (1,282.27) (1,185.49) (1,142.74) (1,126.39) (944.66) . (799.25) (659.18) (142.59) (105.22) (91.36) (63.11) (56:60) (51.82) (30.83) (26.00) (26.00) (25.90) (22.76) (21.68) (21.50) (15.00) (10.85)

David Cat'roll Dan Gibby Jason Reyes Adam Melsek Jonathan Kirkland Jelmifer Campbell Dane Baron Vladislav Novak Todd McPherson Kevin Gawle Matt Annin Beatrice Pitocco Chris Shepherd Tamara Hatnideh Brandon Hill Crawford Ferdinand Ledesma Guo Jian Lu (Kevin) Delland Bartlett Tom Ranglas Jaquoline Anton Justin Brewer Shawn Macdonald Michael Ferrare Leeland Hrushldn Rod Henley TOTAL SINGLE MEMBER ACCOUNTS
SUB-MEMBER ACCOUNTS BLACI~A-IAWK TOTAL SUB-MEMBER ACCOUNTS FUTURES ACCOUNTS Rod Hel~ey K_it Reed.
Page 2 of 3

50

(118,781.52)

(231,711.12) (231,711.12)

(123,678.47) (12,773.00) Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 11 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of December 31, 2007 # of Members Negative Balance (2,988.19) 4 (139,439.66)

Exhibit XIV B May 28, 2008

Name

Ryan Johnson TOTAL FUTURES ACCOUNTS ~ot included in Back Office)

TOTAL MEMBER ACCOUNTS - 12/31/07

(1,309,658.86)

Note: Any negative trader equity position of $10.00 or less was not included in this schedule.

Page 3 of 3

Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 12 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of March 5, 2008 # of Members Negative Balance

Exhibit XIV C May 28, 2008

Name

MASTER ACCOUNTS Johnathan Hee Bae Mike Kestler Argentina Master Acct 3

(879,255.04) (36,932.71) (18,964.85)

TOTAL MASTER ACCOUNTS

(935,152.60)

SINGLE MEMBER ACCOUNTS Tuco Quant Jarrod Vrazei Dan Gibby ' Joseph C. Machado Jmnie Hodge Steven Girden Nicolas Anderson Adam Lewensky Richard Matenaer Todd Combre Robert Omsby Samuel Grossman Ben Ben'ens John Pavidis Frank Rose Trent Fechter Christopher Weight Thijs Janssen Heath Sims Mark Rosalbo Matt Thomas Bill Raffo Robert Norine Like Sha Michael Wright . Ryan Gray Steven Patterson
Page 1 of 3

(51,969.25) (44,360.70) (35,343.05) (8,171.57) (8,070.37) (7,316.27) (6,900.54) (6,204.11) (5,549.77) (5,247.70) (5,067.16) (4,982.57) (4,975.19) (4,669.43) (4,339.52) (4,078.89) (4,014.83) (3,684.93) (3,402.89) (3,360.17) (3,156.36) (3,102.83) (3,101.81) (2,547.39) (2,537.78) (2,527.98) (2,279.67) Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 13 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of March 5, 2008

Exhibit XIV C May 28, 2008

Name

# of Members

Negative Balance (2,007.22) (1,878.40) (1,768.86) (1,714.42) (1,709.20) (1,384.20) (1,326.47) (1,282.27) (1,185.49) (1,142.74) (1,126.39) (944.66) (802.01) (799.25) (659.18) (302.00) (250.00) (230.00) (161.39) (142.59) (105.22) (104.36) (104.00) (103.90) (67.00) (63.11) (60.00) (56.60) (52.00) (52.00) (51.82) (45.52) (30.83) (26.00) (21.68) (21.50)

Ryan Hoffmann Scott Seggerrnan Victor Salamone Sean McLaughlin David Carroll Blake Jackson Jason Reyes Adam Melsek Jonathan Kirldand Jennifer Cmnpbell Dane Baron Vladislav Novak Neil Beaney Todd McPherson Kevin GaMe Howells Wang Jason Hilger Tuco Quant 2 Solomon Sharbat Matt Annin Beatrice Pitocco Mark Matthews Delland Bartlett Jaquoline Anton Leeland Hrushkin Tamara Hamideh Jay Hen-in Brandon Hill Crawford Petrova Valeria Kenneth Solecki Ferdinand Ledesma Justin Brewer Guo Jian Lu (Kevin) Tom Ranglas Shawn Macdonald Michael Ferrare
Page 2 of 3

Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 14 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As .of March 5, 2008 # of Members Negative Balance . (20.00) (20.00) (16.00) (10.85)
241/217 (262,811.86)

Exhibit X1V C May 28, 2008

Name Marmy Ramirez Mamay Ramirez Paul Larney Rod Henley
TOTAL SINGLE MEMBER ACCOUNTS

SUB-MEMBER ACCOUNTS BLACICA-IAWK
TOTAL SUB-MEMBER ACCOUNTS FUTURES ACCOUNTS Rod Henley K.it Reed David Berndes Ryan Jolmson Shawn Sparks

(266,080.98)

6

(266,080.98)

(124,437.31) (12,773.00) (9,416.73) (2,988.19)

TOTAL FUTURES ACCOUNTS (Not included in Back Office)

4

(149,615.23)

TOTAL MEMBER ACCOUNTS - 3/5/08

(1,613,660.67)

Note: Any negative trader equity position of $10.00 or less was not included in this schedule.

Page 3 of 3

Page Exhibit~.~ ~

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 15 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of May 5, 2008 # of Members Negative Balance

Exhibit XAV D May 28, 2008

Name

MASTER ACCOUNTS. JONATHAN HEE BAE SIMON AMOS TUCO HOUSE ACCOUNTS MIKE KESTLER ARGENTINA HOWELLS WANG MANNY RAMIREZ

(879,255.06) (194,851.10) (141,476.31) (54,715.15) (25,964.39) (432.72) (40.00)
(1,296,734.73)

TOTAL MASTER ACCOUNTS SINGLE MEMBER ACCOUNTS Joseph C. Machado Jamie Hodge Steven Girden Prospect Accounting Richard Matenaer Todd Combre Robert Omsby Samuel Grossman Ben Berrens Abdel Waheb Khedhira Jolm Pavidis Jerry Hagman Frank Rose Trent Fechter Christopher Weight Thijs Janssen Victor Salamone Heath Sims Mark Rosalbo Matt Thomas Bill Raffo Robert Norine Michael Wright Roman Walter
Page 1 of 3

(8,171.57) (8,070.37) (7,316.27) (5,634.04) (5,549.77) (5,247.70) (5,067.16) (4,982.57) (4,975.19) (4,872.55) (4,669.43) (4,509.90) (4,339.52) (4,078.89) (4,014.83) (3,730.45) (3,601.93) (3,402.89) (3,360.17) (3;156.36) (3,130.83) (3,101.82) (2,689.78) (2,686.29)
Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 16 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of May 5, 2008
# of Members

Exhibit XIV D May 28, 2008

Name

Negative Balance (2,547.39) (2,527.98) (2,279.67) (1,981.45) (1,901.16) (1,714.42) (1,709.20) (1,326.47) (1,282.27) (1,185.49) (1,142.74) (1,126.39) (944.66) (799.25) (755.62) (660.69) (659.18) (285.18) (276.84) (250.00) (179,52) (165.52) (161.39) (150.00) (106.46) (105.22) (74.04) (73.95) (56.60)

Like Sha Ryan Gray Steven Patterson Yuke Chen Scott Seggennan Sean McLaughlin David Cat'roil Jason Reyes Adam Melsek Jonathan Kirkland Jemaifer Campbell Dane Baron Vladislav Novak Todd McPherson Neil Beaney Michael Johnson Kevin Gawle Matt Armin Jay Herrin Jason Hilger Jeff Gresham Michael Donlon Solomon Sharbat Gvarmanze Vadim Qionglong Diao Beatrice Pitocco Mark Matthews Tmnara Hamideh Brandon Hill Crawford Petrova Valeria Ferdinand Ledesma Michael Ferrare Shawn Macdonald Guo Jian Lu (Kevin) Delland Bartlett Tom Ranglas
Page 2 of 3

(52.00)
(51.82)
(43.18) (32.52) (30.83) (26.00) (26.00) Exhibit Page .... '7/

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 17 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Negative Trading Equity Positions As of May 5, 2008
.# of Members

Exhibit XIV D May 28, 2008

Name

Negative Balance (25.90) (22.52) (21.68)

Jaquoline Anton Steve Braker Michael Ydllfoil David Rabie Leelmad Hmshldn Rod H~nley Robert Rains Leslie Ellis Marc Femllo Tom Kaufinma Yankee Trading LLC (Ben Erichsen)
TOTAL SINGLE MEMBER ACCOUNTS SUB-MEMBER ACCOUNTS BLACIG-IAWK TOTAL SUB-MEMBER ACCOUNTS FUTURES ACCOUNTS Rod Henley Kit Reed David Bemdes " Ryan Johnson Shawn Sparks 79

(21.68)

(15.00)
(10.85) (10.84) (10.84) (10.84) (10.84) (10.84)
(137,223.21)

(266,080.98) 6 (266,080.98).

(124,437.31) (12,773.00) (9,416.73) (2,988.19)

TOTAL FUTURES ACCOUNTS (Not included in Back Office)

(149,615.23)

TOTAL MEMBER ACCOUNTS - 2008

96

(1,849,654.15)

Note: Any negative trader equity position of $10.00 or less was not included in this schedule. Exhibit ~fPage 3 of 3 Page 7..2.- O-t

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 18 of 48

o o~

~

on

0 0 0

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 19 of 48

d

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 20 of 48

o~

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 21 of 48

0

d

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 22 of 48 Exhibit xvi May 28, 2008

Thomas F. Lennon, Receiver Tuco Trading, LLC Comparison of Tuco Net Assets Over Liabilities To Positive Trader Equity Positions, Shortfall, As Defined As of May 5 and March 5, 2008 and December 31, 2007 and 2006

May 5, 2008 (2) Estimated net assets over liabilities Estimated positive Tuco Trading, LLC (1) trader equity position, as defined Estimated Tuco Trading, LLC equity position Shortfall $ 9,266,867 $

March 5, 2008

December 31, December 31, 200"/ 2006 9,876,994 $ 128,755

9,223,865 $

12,293,240

12,214,670

11,430,390

1,636,636

$ (3,026,373)$ (2,990,805)$ (1,553,396)$ (1,507,881)

(1)

Estimated positive Class B Members trader equity positions, as defined, group all positive equity single member accounts, master accounts and all members who allow sub-accounts. Negative equity single accounts, master accounts or members who allow sub-accounts total approximately $1,849,654, $1,613,668, $1,309,659 and $189,379 as of May 5 and March 5, 2008 and December 31, 2007 and 2006, respectively. Estimated net assets over liabilities on May 5, 2008 reflect liquidated broker accounts and DO NOT reflect any operating expenses paid by the Receivership after March 5, 2008. This presentation allows the May 5 and March 5, 2008 presentation to be approximately comparable.

(2)

Exhibit, Page

7'7 o /a3

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 23 of 48

Exhibit XVII May 28, 2008
Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Doug Frederick

11/03/06 12/05/06 01/02/07 01/18/07 03/02/07 03/22/07 03/26/07 04/20/07 05/11/07 06/15/07 07/10/07 07/27/07 08/06/07 08/07/07 09/18/07 10/04/07 11/01/07 12/18/07 12/31/07 02/11/08 03/03/08

Doug Frederick Doug Frederick Doug Frederick Doug Fredel-ick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick Doug Frederick

Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Advance Consulting fees Repayment of advance Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees

10,000.00 10,000.00 1,500.00 10,000.00 10,000.00 10,000.00 30,000.00 10,000.00 15,000.00 15,000.00 15,000.00 50,000.00 15,000.00 (50,000.00) 15,000.00 15,000.00 15,000.00 15,000.00 15,000.00 25,000.00 25,000.00
276,500.00

Total direct payments to Doug Frederick 02/15/08 02/27/08 03/03/08 2007 2008 Landmark Title Michigan home sale American Express Michigan home sale Keesel Young mad .. Legal fees Rent, utilities & other house expenses Rent, utilities & other house expenses

101,065.01 10,936.48 30,000.00 27,999.95 16,989.69 186,991.13 463,491.13

Total indirect payments for Doug Frederick Total related party payments - Doug Frederick

Page 1 of 2

Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 24 of 48

Exhibit XVII May 28, 2008
Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Doug Frederick

Class B Member Trading Activity: Doug Frederick (3 Accounts)

11/01/06 12/31/06 12/31/06 12/3 i/06 12/31/06
12/31/07 12/31/07 12/31/07 12/31/07

Balance Profit/Loss Contributions Withdrawals Balance
Profit/Loss Contributions Withdrawals Balance

0.00 0.00 0.00 0.00 0.00 49,867.71 0.00 0.00 49,867.71

05/05/08 05/05/08 05/05/08 05/05/08

Profit/Loss Contributions Withdrawals Balance

(29,599.83) 0.00 0.00 20,267.88

Exhibit Page
Page 2 of 2

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 25 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Mike Kestler Consulting fees Consulting.fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees

Exhibit XVIII May 28, 2008

01/03/06 01/04/07 03/06/07 03/23/07 03/26/07 04/26/07 05/11/07 05/15/07 06/19/07 07/11/07 08/10/07 09/21/07 10/23/07 11/23/07 12/19/07 01/07/08 02/11/08 03/05/08

Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler Mike Kestler

10,000.00 10,000.00 10,000.00 10,000.00 30,000.00 10,000.00 15,000.00' 5,000.00 15,000.00 15,000.00 15,000.00 15,000.00 15,000.00 15,000.00 15,000.00 15,000,00 25,000.00 25,000.00 270,000.00 1,104.11 2,208.22 1,104.09 1,000.00 1,103.87 1,568.25 1,102.95 2,000.00 3,000.00 1,125.00 5,000.00 5,000.00 5,000.00 30,316.49 25,000.00 300,316.49 Exhibit Page ~d

Total direct payments to Mike Kestler 11/20/06 01/29/07 02/27/07 03/22/07 04/18/07 05/30/07 06/15/07 07/27/07 09/20/07, 10/16/07 11/09/07 01/07/08 02/28/08 Bank of America Bank of America Bank of America Bank of Axnenca Bank of America Bank of America Bank of America Bm~k of America Bm~k of America Bank of America Bank of America Bank of America Bmxk of America Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment Line of Credit payment

Total indirect payments for Mike Kestler Advance to Black Cat, a Kestler related entity Total related party payments - Mike Kestler Page 1 of 2

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 26 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Mike Kestler

Exhibit XVIII May 28, 2008

Class B Member Trading Activity: Mike Kestler (2 Accounts)

11/01/06 12/31/06 12/31/06 12/3 i/06 12/31/06 12/31/07 12/31/07 12/31/07 12/31/07 05/05/08 05/05/08 05/05/08 05/05/08

Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance

20,949.05 (8,288.32) 3,500.00

(5,000.00)
11,160.73 (3,294.34) 135,504.88 (128,934.61) 14,436.66 (94,151.81) 25,000.00 0.00 (54,715.15)

Exhibit Page
Page 2 of 2

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 27 of 48

Exhibit XIX May 28, 2008 Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Jonathan Kirkland

09/29/06 11/09/06 12/11/06 02/06/07 02/23/07 04/30/07 06/11/07 07/09/07 08/23/07 09/17/07

Jonathan Kirldand Jonathan Kirkland Jonathan Kirkland Jonathan Kirkland Jonathan Kirkland Jonathan I(_irkland Jonathan Kirkland Jonathan Kirkland Jonathan Kirkland Jonathan Kirkland

Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees Consulting fees

9,900.00 10,000.00 10,000.00 5,951.87 10,000.00 10,000.00 10,000.00 10,000.00 10,000.00 10,000.00 95,851.87

Total direct payments to Jonathan Kirldand

09/29/06 10/03/06 01/02/07 01/02/07

Jonathan Kirldand Loan repayment American Express Loan repayment Jonathan Ydrkland Loan repayment Polygon Investments Loan repayment

75,000.00 27,864.82 38,417.00 61,583.00 202,864.82

Total loan payments for Jonathan Kirldand (1)

Total related party payments - Jonathan Kirldand

298,716.69

Note: (1) I~drkland purportedly made a $200,000 loan to Evolution that was repaid by Tuco as listed above.

Page 1 of 2

Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 28 of 48

Exhibit XIX May 28, 2008
Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Jonathan Kirkland

Class B Member Trading Activity: Jonathan Kirldand (3 Accounts, including Kirkland, Blackhawk and Blackhawk Futures acct.)

11/01/06 12/31/06 12/31/06 12/31/06 12/31/06 12/31/07 12/31/07 12/31/07 12/31/07 05/05/08 05/05/08 05/05/08 05/05/08

Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance

(6,480.89) (1,357.33) 0.00 0.00 (7,838.22) 466,422.95 27,980.00

(705,000.00)
(218,435.27) (34,369.86) 0.00 0.00 .(252,805.13)

Page 2 of 2

Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 29 of 48

Exhibit XX May 28, 2008
Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - GLB Trading, Inc.

11108106 12/08/06 12/12/06 01/19/07 02/20/07 05/14/07 06/15/07

GLB Trading, Inc. GLB Trading, Inc. GLB Trading, Inc. GLB Trading, Inc. GLB Trading, Inc. GLB Trading, Inc. GLB Trading, Inc.

License expense Telecolmnunications License expense Supplies License expense License expense License expense

1,540.00 150.00 6,000.00 341.67 7,622.00 4,509.00 518.00 20,680.67

Total related party payments - GLB Trading, Inc.

GLB Commission Statement (10/1/06 to 3/31/08) Gross Commissions GLB Net Charges Against Commissions Earned Clearing Costs ECN Fees NSCC Fees Blue Sheet Charges Inet Reroute Fee Adjustment GLB Cut ITS Credit NYFIX Credit 112 Legal fee- Canada 112 Security deposit Chicago Office Rent Chicago office Phone & T1 Interest Expense en'or account Equipment & supplies & misc.

13,747,458.28 (2,177,994.58)

(83o,o53.81)
(954,119.93) (54,575.00) (89,675.08) (255,000.00) 802.50 1,840.56 (1,750.00) (1,S00.00) (15,560.00) (4,750.00) (1,018.84) (19,370.00)

Other: DVP (Doug) Blinkbox (David) Blinkbox (Doug) Sterling rebate Hazlewood Cell Phones / Sprint Registrations
Page 1 of 2

50,511.72 163,004,55 97,060.74 9,765.00 1,275.00 4,740.72 E'" it (3~993.00)
XnlD ~~-,

Page ~ 07tz-[O3

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 30 of 48

Exhibit XX May 28, 2008
Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - GLB Trading, Inc.

DAS Software CFSB Overcharge John Douglas CRD Fees Overcharge ACTIV Joey Gilbert Loss Alex Software & Stock Equipment digerrati computers ODD LOT Charge "George" Legal Fees "Wells response" ARCA Wells follow up response Legal Fees "TITLE ODD-LOT" Nasdaq - ODD LOT Nasdaq - ODD LOT "Audit_Banerjee" Nasdaq - Notice of termination Chicago Office Legal Fees Legal Fees -SEC notice to preserve computer records Legal Fees - SEC (Tuco) Receiver Legal Fees - Chan Penson legal charge Legal Fees -Chan (FINRA Arbitration) Forensecon (SEC notice to preserve computer records) Penson chg on error acct-lmterest Joe - Fingerprints Double billed Coper Michael Halperin Commissions Citadel Underpayment from March Unidentified no detail for 10/06 billing Total GLB Net Charges Against Commissions Earned
Net Commissions Earned

2,730.00 2,686.39 11,573.83 (1,494.55) 1,010.09 9,899.89 3,290.00 (4,OOO.OO) (10,000.00) (42,353.48) (8,836.34) (115,000.00) (84,290.02)

(37,500.00)
(264.90) (109,000.00) (55,000.00) (4,837.50) (41,618.85) (875.00) (2,717.85) (42,235.00) (22,539.51) 22.00 1,016.00 2,713.30 499.60 2,986.13 3,841.57 (105,891.48) (4,726,545.13) 9,020,913.15

Note: (1) GLB would issue a monthly cmmnission statement to Tuco (Frederick) illustrating commissions earned by Tuco and mnounts deducted for various charges. The Receiver, Allen Matkins and Ling are investigating the various charges by GLB to Tuco as sulm~aarized above. Exhibit
Page 2 of 2 Page 2,,5""-

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 31 of 48

Exhibit XXI May 28, 2008 Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Robert Lechman Loan Loan repayment Loan repayment Loan repayment Loan repayment 250,000.00 (37,500.00) (37,500.00)

11/15/07 12/27/07 01/02/08 02/05/08 03/03/08

Penson Doug Frederick Doug Frederick Doug Frederick Doug Frederick

(37,500.00)
(37,500.00) 100,000.00 ...

Total related party payments - Robert Lechman
Margin Loansto 10/31/06 11/01/06 11/02/06 11/03/06 11/07/06 11/09/06 11/15/06 11/17/06 11/17/06 11/21/06 11/29/06 11/30/06 12/01/06 12/06/06 12/07/06 12/08/06 12/14/06 12/18/06 12/20/06 12/22/06 01/04/07 01/08/07 01/10/07 01/12/07 01/18/07 01/23/07 01/24/07 01/24/07 01/26/07 01/30/07

Tuco (Opening loan balmace) Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending. Back Office Lending Back Office Lending Back Office Lending Back Office Lending. Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending
Page 1 of 2

295,000.00 205,000.00 (295,290.00) (205,150.00) 220,000.00 (220,200.00) 250,000.00 (250,200.00) 400,000.00 (400,400.00) 200,000.00 (200,250.00) 300,000.00 380,000.00 (300,300.00) (380,375.00) 310,000.00 (310,305.00) 500,000.00 (500,490.00) 700,000.00 (700,800.00) 300,000.00 (300,250.00) 500,000.00 (500,500.00) 500,000.00 (3,620.28)

(500,500.00)
100,o00.00 /Q_ Exhibit -¯ . _ -,

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 32 of 48

Exhibit XXI May 28, 2008
Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Robert Lechman 01/31/07 02/01/07 02/05/07 02/06/07 02/07/07 02/09/07 02/09/07 02/14/07 02/15/07 04/03/07 04/05/07

Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending Back Office Lending

403,000.00

(lOO,lOO.OO)
(403,300.00) 300,000.00 782,000.00 (300,300.00) (782,800.00) 300,000.00 (300,300.00) 195,000.O0 (195,192.00)
(9,782.28)

Total Margin Loans - Back Office Lending (net interest paid)

Page 2 of 2

Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 33 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Frank McDonald

Exhibit XXII May 28, 2008

Southwest Broker Account Activity: Loan Frank McDonald 03/30/07 Caledonia Trading LLC 05/21/07 Worldwide Trader Capital Inc. 05/21/07 Caledonia Trading LLC 05/25/07 Caledonia Trading LLC 05/25/07 Caledonia Trading LLC 05/25/07 Caledonia Trading LLC 05/25/07 05/25/07 Worldwide Trader Center, Inc. Caledonia Trading LLC 06/11/07 06/11/07 Worldwide Trader Capital Inc. Loan Frm~ McDonald 06/12/07 Caledonia Trading LLC 06/15/07 Worldwide Trader Capital Inc. 06/15/07 Loan 07/12/07 Frmxk McDonald 10/01/07 Worldk,vide Trader Center, Inc. Worldwide Trader Capital Inc. 10/05/07 10/08/07 Worldwide Trader Center, Inc. Worldwide Trader Capital Inc. 12/31/07 Total related party payments - Southwest Broker Account
SulT11Tlary:

(100,000.00) 740,325.00 519,000.00 (200,000.00) 200,000.00 200,000.00 (701,825.00) (802,150.00) 650,000.00 650,000.00

(200,000.00)
(701,885.00) (701,885.00)

(655,ooo.oo)
1,500,000.00 (751,995.00) 500,000.00 266,929.00 411,514.00 (4,614,740.00) 5,026,254.00 411,514.00 9,615.00 (421,129.00) 0.00

Total wires to Southwest/McDonald Total wires fi'om Southwest/McDonald Sub-total Interest expense Derived Members profit & loss

Margin Loans to Tuco Caledonia Trading LLC 10/30/06 Caledonia Trading LLC 11/03/06 Caledonia Trading LLC 11/06/06 Caledonia Trading LLC 1.1110/06 Caledonia Trading LLC 11/13/06 Caledonia Trading LLC 11/13/06 Caledonia Trading LLC 11/17/06 Caledonia Trading LLC 11/24/06 Caledonia Trading LLC 11/27/06

(Opening loan balance)

650,000.00 (651,650.00) 650,000.00 (651,650.00) 650,000.00 (651,650.00) 650,000.00 (652,800.00)

Page 1 of 9

Exhibit 650,~.00 Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 34 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Frank McDonald

Exhibit XXII May 28, 2008

12/01/06 12/04/06 12/06/06 12/08/06 12/08/06 12/11/06 12/15/06 12/18/06 12/22/06 12/26/06 12/29/06 01/04/07 01/08/07 01/10/07 01/12/07 01/12/07 01/17/07 01/18/07 01/18/07 01/19/07 01/19/07 01/19/07 01/22/07 01/22/07 01/24/07 01/26/07 01/26/07 01/26/07 01/30/07 01/31/07 02/02/07 02/06/07 02/09/07 02/12/07 02/16/07 02/20/07 02/23/07 02/26/07 03/02/07 03/02/07 03/05/07

Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC
Page 2 of 9

(651,675.00) 600,000.00 75,000.00 (75,150.00) (601,675.00) 600,000.00 (601,675.00) 600,000.00 (601,675.00) 700,000.00 (701,775.00) 600,000.00 (601,675.00) 400,000.00 200,000.00 (400,660.00) 300,000.00 110,000.00 (300,500.00) (200,875.00)

(300,500.00)
300,500.00 (110,340.00) 400,000.00 300,000.00 100,000.00 (300,525.00) (401,065.00) 700,000.00 (100,325.00) (701,463.00) 800,000.00 (801,675.00) 800,000.00 (802,075.00) 700,000.00: (701,475.00) 700,000.00 (701,750.00) 262,000.00 675,000.00 Exhibit Pa~e

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 35 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Frank McDonald

Exhibit XXII May 28, 2008

03/06/07 03/09/07 03/12/07 03/16/07 03/19/07 03/23/07 03/26/07 03/30/07 04/02/07 04/05/07 04/09/07 04/13/07 04/16/07 04/20/07 04/23/07 04/27/07 04/30/07 05/02/07 05/04/07 05/07/07 05/11/07 05/14/07 05/15/07 05/18/07 05/30/07 06/01/07 06/06/07 06/08/07 06/18/07 06/22/07 06/25/07 06/29/07 07/02/07 07/06/07 07/10/07 07/13/07 07/16/07 07/20/07 07/23/07 07/27/07 07/30/07

Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC
Page 3 of 9

(262,690.00) (701,775.00) 700,000.00 (701,775.00) 700,000.00 (701,825.00) 700,000.00 (701,825.00) 700,000.00 (701,825.00) 700,000.00 (701,825.00) 700,000.00 (701,825.00) 710,000.00 (701,825.00) 600,000.00 40,000.00 (701,825.00) 700,000.00 (701,825.00) 475,000.00 250,000.00 (701,825.00) 600,000.00 (701,425.00) 800,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 Exhibit____~~., Page o__~~7@-/'~ 5

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 36 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity- Frank McDonald 08/03/07 08/06/07 08/10/07 09/18/07 09/21/07 09/24/07 09/28/07 10/09/07 10/12/07 10/15/07 10/19/07 10/22/07 10/26/07 10/29/07 11/02/07 11/05/07 11/09/07 11/12/07 11/16/07 11/19/07 11/23/07 11/26/07 11/30/07 12/04/07 12/07/07 12/11/07 12/14/07 12/17/07 12/21/07 12/26/07 12/28/07 12/31/07 01/04/08 01/07/08 01/11/08 01/15/08 01/16/08 01/16/08 01/18/08 01/22/08 01/25/08 Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC
Page 4 of 9

Exhibit XXII May 28, 2008 .

(701,885.00) 700,000.00 (701,885.00) 500,000.00 (501,125.00) 510,000.00 (551,350.00) 500,000.00 (501,350.00) 500,000.00 (501,350.00) 525,000.00 (751,885.00) 700,000.00 (751,990.00) 810,000.00 (877,350.00) 875,000.00

(877,525.00)
875,000.00 (877,350.00) 875,000.00 (877,350.00) 875,000.00 (877,350.00) 875,000.00 (877,350.00) 875,000.00 (877,350.00) 700,000.00 (701,825.00) 800,000.00 (701,825.00) 800,000.00 (902,490.00) 900,000.00 902,490.00 (902,490.00) (902,490.00) 900,000.00 (902,490.00) Exhibit Pa_~e

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 37 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity Frank McDonald

Exhibit XXII May 28, 2008

01/28/08 02/01/08 02/04/08 02/08/08 02/11/08 02/15/08 02/19/08 02/22/08 02/25/08 02/29/08

Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC Caledonia Trading LLC

900,000.00 (902,490.00) 900,000.00 (952,615.00) 900,000.00 (902,490.00) 900,000.00 (1,804,980.00) 900,000.00 (1,804,980.00)
(2,404,183.00)

Total Penson loans and repayments - Caledonia Trading LLC

11101/06 11103106 11/07/06 11110/06 11/14106 11/17/06 11/17/06 11/22/06 11/28/06 11/29/06 11/29/06 12/01/06 12/01/06 12/01/06 12/04/06 12/06/06 12/08/06 12/08/06 12/11/06 12/13/06 12/15/06 12/15/06 12/15/06 12/18/06 12/18/06 12/18/06 12/20/06 12/20/06

Worldwide Trader Capital Worldwide Trader CapitalInC. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader Capital Inc, Inc. Worldwide Trader Capital Worldwide TraderCapital Inc. Worldwide TraderCapital Inc. Worldwide TraderCapital Inc. Worldwide TraderCapital Inc. Worldwide TraderCapital Inc. Worldwide TraderCapital Inc. Worldwide TraderCapital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc.
Page 5 of 9

350,000.00 (350,550.00) 400,000.00 (400,875.00) 450,000.00 400,000.00 (450,925.00) (401,250.00) 300,000.00 230,000.00 150,000.00 (230,410.00) (300,650.00) (150,550,00) 200,000.00 475,000.00 (475,750.00) (200,550.00) 200,000.00 450,000.00 (450,775.00) (200,550.00) 300,000.00 200,000.00 100,000.00 (300,900.00) 210,000.00 Exhibit Page (10~t_TS.00)

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 38 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity Frank McDonald

Exhibit XXII May 28, 2008

12/22/06 12/22/06 12/28/06 01/03/07 01/04/07 01/08/07 01/10/07 01/10/07 01/12/07 01/12/07 01/12/07 01/17/07 01/18/07 01/18/07 01/19/07 01/19/07 01/19/07 01/22/07 01/22/07 01/26/07 01/30/07 02/02/07 02/06/07 02/09/07 02/12/07 02/16/07 02/20/07 02/23/07 02/26/07 03/02/07 03/05/07 03/09/07 03/12/07 03/16/07 03/19/07 03/23/07 03/26¢07 03/30/07 04/02/07 04/05/07 04/09/07

WorldwideTrader Capital Inc. WorldwideTrader Capital Inc. WorldwideTrader Capital Inc. WorldwideTrader Center, Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. WorldwideTrader Capital Inc. WorldwideTrader Capital Inc.

Worldwide TraderCapital Worldwide TraderCapital InC. Worldwide Trader Capital InC. Worldwide Trader Capital InC. Worldwide Trader Center, InC. Worldwide Trader Capital InC. Worldwide TraderCapital InC. Worldwide TraderCenter, InC. Worldwide TraderCenter, Inc. Worldwide TraderCenter, Inc. Worldwide Trader Capital Inc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. WorldwideTrader CapitalInc. Worldwide Trader CapitalInC. Worldwide Trader Center,InC. Worldwide Trader CapitalInC. Worldwide Trader CapitalInC. Worldwide Trader Center,InC. Worldwide Trader Center,InC. Worldwide Trader CapitalInC. Worldwide Trader Center,InC. Worldwide Trader Center,InC. InC. Worldwide Trader Capital Worldwide Trader CapitalInC. Worldwide Trader CapitalInC. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader Center,Inc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc.
Page 6 of 9

(200,550.00) (210,375.00) 250,000.00 (250,825.00) 500,000.00 (501,325.00) 400,000.00 200,000.0O 400,000.00 (200,395.00) (400,660.00) 600,000.00 74,000.00 (600,925.00) (401,650.00) (600,925.00) 600,925.00 800,000.00 (74,195.00) (802,060.00) 700,000.00 (701,462.00) 700,000.00 (701,475.00) 700,000.00 (701,775.00) 800,000.00 (801,675.00) 800,000.00 (802,075.00) 825,000.00 (802,100.00) 800,000.00 (802,100.00) 800,000.00 (802,150.00) 800,000.00 (802,150.00) 800,000.00 (802,150.00) 800.000.00 Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 39 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Frank McDonald
04/13/07 04/16/07 04/20/07 04/23/07 04/27/07 04/30/07 05/04/07 05/07/07 05/11/07 05/14/07 05/18/07 05/30/07 06/01/07 06/06/07 06/08/07 06/18/07 06/22/07 06/25/07 06/29/07 07/02/07 07/06/07 07/10/07 07/13/07 07/16/07 07/20/07 07/23/07 07/27/07 07/30/07 08/03/07 08/06/07 08/10/07 09/24/07 09/28/07 10/12/07 10/15/07 1 O/19/07 10/22/07 10/22/07 10/26/07 10/29/07 11/02/07

Exhibit XXII May 28, 2008

Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital .Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Center, Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Worldwide Trader CapitalInC. Worldwide Trader CapitalInC. Worldwide Trader Center, InC. Worldwide Trader CapitalInC. Worldwide Trader CapitalInC. Worldwide Trader Center,Inc. Worldwide Trader CapitalInc. Worldwide Trader Center,Inc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader Capital Inc. Inc. Worldwide Trader Capital Worldwide Trader CapitalInc. Worldwide Trader Center,Inc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader CapitalInc. Worldwide Trader Center,InC. Worldwide Trader Center,InC. Worldwide Trader CapitalInC. Worldwide Trader CapitalInC. Worldwide Trader CapitalInc.
Page 7 of 9

(802,150.00) 800,000.00 (802,150.00) 790,000.00 (802,150.00) 860,000.00 (802,150.00) 800,000.00 (802,150.00) 775,000.00 (802,150.00) 900,000.00 (801,800.00) 600,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00). 700,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00) 700,000.00 (701,885.00) 190,000.00 (150,535.00) (501,375.00) 500,000.00 (501,375.00) 500,000.00 975,000.00 (751,885.00) 800,000.00 (751,~.00) Exhibit

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 40 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity Frank McDonald

Exhibit XXII May 28, 2008

11/05/07 11/09/07 11/12/07 11/16/07 11/19/07 11/23/07 11/26/07 11/30/07 12/04/07 12/07/07 12/11/07 12/14/07 12/17/07 12/21/07 12/26/07 12/28/07 12/31/07 01/04/08 01/07/08 01/11/08 01/15/08 01/16/08 01/16/08 01/18/08 01/22/08 01/25/08 01/28/08 02/01/08 02/04/08 02/08/08 02/11/08 02/15/08 02/19/08 02/25/08

Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Center, Inc. Worldwide Trader Center, Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Center, Inc. Worldwide Trader Center, Inc. Worldwide Trader Capital Inc. Worldwide Trader Center, Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital, Inc. Worldwide Trader Capital, Inc. Worldwide Trader Center, Inc. Worldwide Trader Capital, Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Inc. Worldwide Trader Capital Worldwide Trader CapitalInC. Worldwide Trader CapitalInC. Worldwide Trader CapitalInC. Worldwide Trader CapitalInC. Worldwide Trader Center,InC. Worldwide Trader CapitalInc.

940,000.00 (877,350.00) 875,000.00 (877,525.00) 875,000.00 (877,350.00) 875,000.00 (877,350.00) 875,000.00 (877,350.00) 875,000.00 (877,350.00) 875,000.00 (877,350.00) 800,000.00 (802,150.00) 700,000.00 (802,150.00) 1,000,000.00 (902,490.00) 900,000.00 (902,490.00) 902,490.00 (902,490.00) 900,000.00 (902,490.00) 900,000.00 (902,490.00) 1,000,000.00 (952,615.00) 900,000.00 (902,490.00) 900,000.00 900,000.00 2,168,203.00 (235,980.00)

Total Penson loans and repayments - Worldwide Trader Capital Net Interest Paid on Margin Loans

Page 8 of 9

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 41 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Frank McDonald

Exhibit XXII May 28, 2008

Class B Member Trading Activity: Frank McDonald / Schiller, LLC Account 1 (1 Account)

11/01/06 12/31/06 12/31/06 12/31/06 12/31/06 12/31/07 12/31/07 12/31/07 12/31/07 05/05/08 05/05/08 05/05/08 05/05/08

Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance

0.00 0.00 0.00 0.00 0.00 (20,007.74) 24,980.00 (4,972.26) 0.00 0.00 0.00 '0.00 0.00

Page 9 of 9

Exhibit Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 42 of 48 Exhibit XXIII May 28, 2008

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Lisa Hyatt

12/12/07 Lisa Hyatt 12/17/07 Lisa Hyatt Total direct payments to Lisa Hyatt

Travel IT Consulting

1,525.50 10,000.00 11,525.50

02/12/07 07/27/07 11/24/07 12/06/07 12/06/07

Bridge loan E.S. Lovell Bridge loan E.S. Lovell Bridge loan Kayo Financial Bridge loan E.S. Lovell r/c from prof. fees Bridge loan

(150,000.00) 100,000.00 217,000.00 (150,000.00) (17,000.00) 0.00

Total bridge loan activity for Lisa Hyatt Interest on bridge loan Interest on bridge loan

10/31/07 11/09/07

E.S. Lovell E.S. Lovell

100.00 1,000.00 1,100.00

Total indirect payments for Lisa Hyatt

Total related party payments - Lisa Hyatt

12,625.50

Exhibit Page
Page 1 of 2

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 43 of 48

Exhibit XXIII May 28, 2008 Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Lisa Hyatt

Class B Member Trading Activity: Lisa Hyatt (1 Account)

11/01/06 12/31/06 12/31/06 12/31/06 12/31/06 12/31/07 12/31/07 12/31/07 12/31/07 05/05/08 05/05/08 05/05/08 05/05/08

Balm~ce Profit/Loss Comributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance

16,861.50 29.42 0.00 0.00 16,890.92 (7,966.42) 0.00 0.00 8,924.50 0.00 0.00 0.00 8,924.50

Exhibit
Page 2 of 2

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 44 of 48 Exhibit XXIV May 28, 2008

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - David Halperin

i O/17106 1 O/17/06 11117/06 12119106 01118/07 02123107 03122107 04118107 04123107 05116107 05123107 06120107 07117107 07120107 08116107 08116107 08123107 09117107 09117107 09124107 10124107 11115107 11115107 11116107 12118107 12118107 12/18107 01116108 01116108 02119108 02121108

David Halpenn David Halperln David Halperln David Halpenn David Halperln David Halpenn David Halperln David Halperln David Halperln David Halperln David Halperln David Halperln David Halperln David Halpenn David Halperln David Halperln David Halperln David Halperln David Halperln David Halperln David Halperln David Halperln David Halpenn David Halperln David Halperln David Halperln David Halpenn David Halperin David Halperin David Halperin David Halperin

Commissions & fees Consulting fees Commissions & fees Consulting fees Cmmnissions & fees Commissions & fees ComlmSSlOnS & fees Col~nAIl~SSlOnS &fees Cox'nmlssxons & fees ColllmlSslons &fees ConlmlSslOnS &fees Colrtm~sslons & fees Commissions & fees Colill'nlSslons & fees ColrnnlSSlOnS& fees Commissions & fees Co~TilSS~Ons & fees CO~TLmlSSlOnS & fees ColTllnlSslons & fees ColYllTllSSlOnS & fees ColYllIllSSlons & fees ConTllllSSlOnS & fees ComlTllSSlOnS & fees COIYIITllSSlOnS & fees ColIllnlSslons & fees Coll'llrtlS slons& fees Collmalsslons & fees Commissions & fees Comm~sslons & fees Commissions & fees Commissions & fees

86,310.02 10,000.00 10,671.18 10,491.42 6,698.99 9,078.64 5,340.10 9,488.15 8,316.37 6,541.49 13,205.00 19,921.02 14,071.28 11,577.00 37,248.33 30,454.00 10,202.00 49,027.64 19,970.00 18,856.00 9,173.89 115,200.92 3,223.42 31,488.11 34,605.18 15,000.00 4,970.00 18,000.00 2,000.00 70,000.00 57,800.89 596,160.15 41,737.70 14,624.34 12,470.00 56,362.04 Exhibit~ 652,522.19

Total direct payments to David Halperin

10/18/07 12/31/07 02/20/08

CT Corporation CT Corporation Michael Halpefin

Cmmnissions & fees Commissions & fees Commissions & fees

Total indirect payments for David Halperin
Total related party payments - David Halperin Page 1 of 2

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 45 of 48

Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - David Halperin

Exhibit XXIV May 28, 2008

Class B Member Trading Activity: David Halperin (3 Accounts identified directly to Halperin) 11/01/06 12/31/06 12/31/06 12/31/06 12/31/06 12/31/07 12/31/07 12/31/07 12/31/07 05/05/08 05/05/08 05/05/08 05/05/08 Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance 15,795.40 (20,610.01) 14,800.00 0.00 9,985.39 513,355.12 425,000.00 (594,412.46) (1) 353,928.05 727,347.39 0.00 (98,000.00) 983,275.44

Note: (1) Included in the 2007 distributions is a distribution paid to Marquis Jet Partners totaling $225,801.46, which muount was paid to Marquis Jet Partners at Halperin's direction, per Frederick. Also included in 2007 distributions are two (2) distributions totaling $175,000 sent to CT, LLC.

Exhibit Page
Page 2 of 2

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 46 of 48

Exhitib XXV May 28, 2008
Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Brad Phillips

01/18/07 02/02/07 06/12/07 07/20/07

Brad Phillips Brad Phillips Brad Phillips Brad Phillips

Other professional fees Other professional fees Office expenses Office expenses

1,450.74 1,450.74 26.35 24.77 2,952.60

Total related party payments - Brad Phillips

Exhibit, Page

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 47 of 48

Exhibit XXVI May 28, 2008
Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Jonathan Bae

06/07/07 Jonathan Bae

Commissions & fees

5,151.61 5,151.61

Total related party payments - Jonathan Bae

Class B Member Trading Activity: Jonathan Bae (12 Accounts)

11/01/06 12/31/06 12/31/06 12/31/06 12/31/06 12/31/07 12/31/07 12/31/07 12/31/07 05/05/08 05/05/08 05/05/08 05/05/08

Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance Profit/Loss Contributions Withdrawals Balance

0.00 0.00 0.00 0.00 0.00 (1,664,883.06) 997,970.00 (111,078.00) (777,991.06) (264.00) 0.00 (101,000.00) (879,255.06)

Exhibit ,/~ Page /~2- ~ /0~

Case 3:08-cv-00400-DMS-BLM

Document 33-3

Filed 06/02/2008

Page 48 of 48

Exhibit XXVII May 28, 2008 Thomas F. Lennon, Receiver Tuco Trading, LLC Summary of Related Party Activity - Thomas Wilbeck / Woncey Inc.

11/28/06 12/12/06 01/08/07 01/08/07 02/01/07 03/07/07 04/09/07 04/25/07 05/24/07 07/06/07 08/02/07 10/31/07 12/14/07 01/11/08 02/26/08

Woncey Inc. Thomas Wilbeck Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc. Woncey Inc.

Colrunissions & fees Colrmaissions & fees Colr~nissions & fees Consultant - Sales Commissions & fees Consultant - Sales Consultant - Sales Consultant - Sales Consultant - Sales Consultant - Sales Consultant - Sales Consultant - Sales Consultant - Sales Commissions & fees Commissions & fees

1,594.73 286.00 1,957.83 25,000.00 2,429.02 2,272.92 1,854.57 3,662.14 4,620.24 5,349.93 6,389.66 45,938.45 34,640.88 56,823.46 20,815.88 213,635.71

Total related party payments - Thomas Wflbeck/Woncey Inc.

Exhibit Page