Case 3:08-cv-03188-JSW
Document 39
Filed 08/21/2008
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NICHOLS KASTER & ANDERSON LLP Matthew C. Helland, CA State Bar No. 250451 [email protected] One Embarcadero Center, Suite 720 San Francisco, CA 94111 Telephone: (415) 277-7235 Facsimile: (415) 277-7238 NICHOLS KASTER & ANDERSON, PLLP James H. Kaster, CA State Bar No. 248949 [email protected] 4600 IDS Center, 80 S. 8th Street Minneapolis, MN 55402 Telephone: (612) 256-3200 Facsimile: (612) 338-4878
UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA Charles Jason Moran, Plaintiff, v. Piper Jaffray & Co., d/b/a Piper Jaffray, Defendant. Complaint Filed: June 19, 2008 Honorable Jeffrey S. White STATEMENT OF SUPPLEMENTAL AUTHORITY
CASE NO: 08-cv-3188 (JSW)
Pursuant to the Court's Notice of Tentative Ruling and Questions (Dkt. 38), Plaintiff hereby notifies the Court and Defendant of his intent to rely on FINRA Code of Arbitration Procedure for Industry Disputes ยง 13309(a) at the hearing scheduled for August 22, 2008 at 9:00 A.M. Pursuant to the Court's Notice of Tentative Ruling and Questions, Plaintiff will make copies of the rule available at the hearing. Dated: August 21, 2008 By: NICHOLS KASTER, LLP /s/Matthew C. Helland Matthew C. Helland NICHOLS KASTER, PLLP Attorneys for Plaintiffs
STATEMENT OF SUPPLEMENT AUTHORITY