Free Appendix - District Court of California - California


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Date: February 12, 2008
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State: California
Category: District Court of California
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Case 3:07-cv-05528-PJH

Document 24

Filed 02/12/2008

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Bingham McCutchen LLP WALTER M. STELLA (SBN 148215) [email protected] JACQUELINE S. BRONSON (SBN 222169) [email protected] Three Embarcadero Center San Francisco, CA 94111-4067 Telephone: 415.393.2000 Facsimile: 415.393.2286 Attorneys for Defendants UBS Financial Services Inc. (also sued as UBS/Paine Webber) and UBS PartnerPlus Plan (erroneously sued as UBS/Paine Webber Partner's Plus) UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION

Alva Gene Thaning, Plaintiff, v. UBS/Paine Webber, UBS/Paine Webber Partner's Plus, UBS Financial Services, Inc., Defendants.

No. 07-5528 MJJ APPENDIX OF SELECT AUTHORITIES CITED IN DEFENDANTS' REPLY IN SUPPORT OF MOTION TO COMPEL ARBITRATION AND STAY PROCEEDINGS Date: Time: Place: Judge: February 26, 2008 9:30 a.m. Courtroom 11, 19th Flr. Hon. Martin J. Jenkins

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A/72427141.1/0999992-0000982001

CASE NO.: 07-5528 MJJ

APPENDIX OF SELECT AUTHORITIES CITED IN DEFENDANTS' REPLY IN SUPPORT OF MOTION TO COMPEL ARBITRATION AND STAY PROCEEDINGS

Case 3:07-cv-05528-PJH

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Defendants UBS Financial Services Inc., (also sued as UBS/Paine Webber) and UBS PartnerPlus Plan (erroneously sued as UBS/Paine Webber Partner's Plus) submit the following select authorities cited in Defendants' Reply in Support of Motion to Compel Arbitration and Stay Proceedings: 1. NASD Code of Arbitration Procedure for Industry Disputes ยง 13904.

DATED: February 12, 2008

Bingham McCutchen LLP

By:

/s/ Walter M. Stella Walter M. Stella Attorneys for Defendants UBS Financial Services Inc (also sued as UBS/Paine Webber) and UBS/Paine Webber Partner's Plus (erroneously sued as UBS/Paine Webber Partner's Plus)

A/72427141.1/0999992-0000982001

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CASE NO.: 07-5528 MJJ

APPENDIX OF SELECT AUTHORITIES CITED IN DEFENDANTS' REPLY IN SUPPORT OF MOTION TO COMPEL ARBITRATION AND STAY PROCEEDINGS