Free Response ( Non Motion ) - District Court of California - California


File Size: 1,410.0 kB
Pages: 30
Date: April 25, 2008
File Format: PDF
State: California
Category: District Court of California
Author: unknown
Word Count: 11,208 Words, 65,561 Characters
Page Size: 610.56 x 790.56 pts
URL

https://www.findforms.com/pdf_files/cand/193955/9-2.pdf

Download Response ( Non Motion ) - District Court of California ( 1,410.0 kB)


Preview Response ( Non Motion ) - District Court of California
Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 1 of 30

1 EDMUND G. BROWN JR. Attorney General of the State of California 2 DANE R. GILLETTE Chief Assistant Attorney General 3 GERALD A. ENGLER Senior Assistant Attorney General 4 PEGGY S. RUFFRA Supervising Deputy Attorney General 5 SHARON G. BIRENBAUM Deputy Attorney General 6 State Bar No. 94925 455 Golden Gate Avenue, Suite 11000 7 San Francisco, CA 94102-3664 Telephone: (415) 703-5870 . 8 Fax: (415) 703-1234 Email: [email protected] 9 Attorneys for Respondent 10
11

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION

12
13

JORGE A. PANTOJA,
14 Petitioner, 15 16

C 07-3572 CRB

v.
K. PROSPER, Warden,

17 Respondent. 18 19 20 21 22 23 24 25 26 27 28

MEMORANDUM· OF POINTS AND AUTHORITIES IN OPPOSITION TO PETITION FOR WRIT OF HABEAS CORPUS

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 2 of 30

1 2 3 STATEMENT OF THE CASE 4 STATEMENT OF FACTS 5 6 7
Prior Incidents The Investigation Defense Case

TABLE OF CONTENTS Page

1 2 6 7 9 16 16

8 STANDARD OF REVIEW 9 ARGUMENT 10
11

THE STATE COURT REASONABLY FOUND THERE WAS SUFFICIENT EVIDENCE· OF MALICE TO SUPPORT THE SECOND DEGREE MURDER CONVICTION A. Law On Sufficiency Of Evidence B. C. CONCLUSION The State Courts' Opinions The State Court's Ruling Was Not Contrary To Or An Unreasonable Application Of Supreme Court Pre~edence

16 16 18 21 26

12
13

14 15 16 17 18 19 20 21 22 23 24 25 26 27 28

Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE
1

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 3 of 30

TABLE OF AUTHORITIES Page

2 16-18 18 16

17 17,25 17 21
2

21 21
18

17 17 17 17

Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE
11

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 4 of 30

TABLE OF AUTHORITIES (continued)
1

Page

2 United States v. Buffington 3 815 F.2d 1292 (9th Cir. 1987) United States v. Free 4 841 F.2d 321 (9th Cir. 1988) 5 United States v. Labrada-Bustamante 6 428 F.3d 1252 (9th Cir. 2004) United States v. Santana 7 175 F.3d 57 (9th Cir. 1999) 8 United States v. Vigil 9 989 F.2d 337 (9th Cir. 1993) 10 Woodford v. Visciotti 537 U.S. 19 (2002) Wright v. West 12 505 U.S. 277 (1992)
13 Statutes 14 15 16 United States Code, Title 28 . § 2254(d)(I)
11

21 17 21 17 17 16 17

16

California Penal Code § 21 17 § 187, subd. (a) § 188 18 § 189 . § 273a(a) 19 § 12022(b)(1) 20 21
Other Authorities

21 1,21 21 21
1 1

22 Antiterrorism and Effective Death Penalty Act of 1996 23 24 25 26 27 28

16, 18

Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

iii

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 5 of 30

1 EDMUND G. BROWN JR. ' Attorney General of the State of California 2 DANE R. GILLETTE Chief Assistant Attorney General 3 GERALD A. ENGLER Senior Assistant Attorney General 4 PEGGY S. RUFFRA Supervising Deputy Attorney General 5 SHARON G. BIRENBAUM Deputy Attorney General 6 State Bar No. 94925 455 Golden Gate Avenue, Suite 11000 7 San Francisco, CA 94102-3664 Telephone: (415) 703-5870 8 'Fax: (415) 703-1234 Email: [email protected] 9 Attorneys for Respondent 10 11 12
13

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA SAN FRANCISCO DIVISION

JORGE A. PANTOJA,

C 07-3572 CRB . Petitioner,

14
15

v.
16

K. PROSPER, Warden,
17 Respondent. 18 19 20 21

MEMORANDUM OF POINTS AND AUTHORITIES IN OPPOSITION TO PETITION FOR WRIT OF HABEAS CORPUS

STATEMENT OF THE CASE
On January 22,2002, the Humboldt County District Attorney filed an information charging

22 petitioner with the murder of Maria Montero (Cal. Pen. Code, § 187(a), Count 1) in which he 23 personally used a deadly or dangerous weapon (a knife) within the meaning of section 12022(b)(1), 24 25 1. All references are to the CalifomiaPenal Code unless otherwise specified. "ACT" refers to relevant portions of the clerk's transcript on appeal from petitioner's first trial, case number 27 Al 01223, lodged with this Court as Exhibit A. "CT" refers to the clerk's transcripts ofpetitioner's second state court trial, lodged with this Court as Exhibit B. "RT" refers to the reporter's transcripts 28 of petitioner's state court trial, lodged with this court as Exhibit C.
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v, Prosper-C 07-3572 CRB

and child endangerment (Pen. Code, § 273a(a), Count 2). ACT257-258Y On November 18,2002,

26

1

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 6 of 30

1 the jury found petitioner guilty of first degree murder and child endangerment, and found that 2 petitioner personally used a knife in commission ofthe murder. ACT 546-552. Petitioner appealed, 3 and on September 7,2004, the California Court ofAppeal reversed petitioner's conviction based on 4 evidence it found erroneously admitted under Crawford v. Washington, 541 U.S. 36 (2004), which 5 was decided after petitioner's first trial. People v. Pantoja, 122 Cal.AppAth 1, 16 (2004). 6 On November 7,2005, petitioner waived jury trial, and a court trial began. CT 62, 66.

7 On December 21, 2005, the trial court found petitioner guilty of second degree murder and that he 8 personally used a deadly weapon in committing the offense. The trial court found petitioner not 9 guilty of child endangerment. CT 98-99. On February 2, 2006, the trial court sentenced petitioner 10 to a total prison term of 16 years to life. CT 101. Petitioner appealed. Exhs. D, E, and F. On 11· February 28,2007, the Court of Appeal affirmed the judgment. Exh. G. 12
13

On May 9,2007, the Supreme Court denied petitioner's Petition for Review. Exhs. H, I. . Petitioner filed the instant petition on July 11,2007.

14 15

STATEMENT OF FACTS
On August 30,2001, Star Bakas was at home at her apartment at Ninth and N Streets in

16 Eureka. 1 RT 190. She was in her office working on a home study course in medical transcripts. 17 1 RT 190. She had ingested some marijuana at about 9 a.m. and had one beer sometime before noon.

18 At about noon, after she had been working for two hours, she got up to take a break. 1 RT 191. She 19 looked out her bedroom window and saw her neighbor Maria Montero and her three year old 20 daughter (Kenia) walking over to their mailbox. She then saw them walking back from the

21 mailboxes toward their apartment. 1 RT 192-193. Bakas went back to her studies. (lRT 193. 22 About three minutes after seeing Montero and her daughter getting the mail, Bakas heard

23 "horrendous screams." 1 RT 193-194, 219. She knew it was Montero because there was no one else 24 around. Bakas ran to Montero's apartment. 1 RT 193-194. It just took her about a minute to get

25 there. 1 RT 222. She heard some more screams as she was going to the apartment, but about 26 halfway there, she no longer heard any screams. 1 RT 195. 27 The door to Montero's apartment was ajar. 1 RT 194. When Bakas banged on the door,

28 it opened. 1 RT 195. Petitioner was lying down on the floor in front of the door holding a butcher
Mem. of Points and Authorities ill Opposition To Pet. ForWrit of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

2

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 7 of 30

1 knife, facing Bakas. Montero was on the floor with her back against the couch, and appeared to be 2 dead. Kenia was behind her mother. 1 RT 196-197, 199. Petitioner began to sit up. Bakas did not 3 see any injuries on him. Petitioner was wearing a t-shirt, and Bakas did not see any blood on it. He 4 was holding the knife to his throat, and there was just a minor, trickling injury to the throat. 5 Petitioner did not say anything. 1 RT 197-198, 223,225. 6 Bakas ran to her landlord's apartment, which was about 12 to 15 feet away, banged on the

7 door and screamed, "Call 911. He's killed the wife. There's a baby inside." 1 RT 199-200. 8 However, no one was there. She ran back to Montero's apartment, yelling, "Somebody call 911." 9 1 RT 200-201. The door to Montero's apartment was still open. Montero and Kenia had not moved, 10 but petitioner was now sitting up. 1 RT 201. He was cutting his throat with the knife, and the injury
11

was much more severe; there was massive bleeding from his throat. She saw no injuries other than

12 injuries on his neck. 1 RT 202-203,226. Petitioner took the knife from his throat and pointed it at 13 his stomach area. 1. RT 227. Bakas screamed "no" a couple of times. Petitioner did not respond. 14 He seemed "blank" and laid back down. Bakas called for Kenia to come to her. Kenia looked 15 frightened and did not move at first, but after about a minute, came to her. 1 RT 204-205, 228. 16 17 206-208. Bakas picked Kenia up, took her outside, and sat on arock in front ofthe apartment. 1 RT Another neighbor, RyanCowell, had come out, looked into the apartment, and called

18 911. 1 RT 208-209. Cowell stayed outside with Bakas and Kenia until police arrived. The police 19 suggested Bakas take Kenia to the neighbor's apartment to watch cartoons. 1 RT 210-211. At that 20 point, Bakas noticed a lot ofblood splatters on Kenia's clothes and face, but no injuries. 1 RT 211. 21 Kenia asked Bakas, "Why did my daddy hurt my mommy?" She would not let go of Bakas until 22 someone from Child Protective Services arrived, and she vomited. RT 212. 23 Montero and petitioner's daughter, Kenia Vasquez, who was seven years old at the time

24 she testified, lived in an apartment with her mother in 2001. 1 RT 272-273, 281. There was only 25 one door to get into the apartment. 1 RT 274. The last time she saw her mother they had gone 26 grocery shopping at Winco. Her mother put the groceries in the car trunk and they drove home. 1 27 RT 274-275. When they first got back to the apartment, there was no one there. She did not see 28 petitioner come into the apartment; he did not knock. They went into the apartment and suddenly
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

3

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 8 of 30

1 petitioner was there. Kenia could not remember where she was when petitioner came in, but her 2 mother was in the kitchen. Petitioner had a knife in his hand and he cut her mother on her chest and 3 belly. 1 RT 276, 287. Her mother had not said anything to petitioner before he cut her, and . 4 petitioner had not said anything to her mother. Her father "slammed" her mother into the couch. 5 1 RT 277. Keniahid in the closet because she did not want to see. When she came out ofthe closet, 6 her mother (Montero) was lying still on the couch. Kenia did not know what the blood was; she got 7 a shirt and wiped her mother. She did not know where petitioner was when she did this. 1 RT 278.
8

According to Xenia, her mother never had the knife. If someone said that her mother

9 found the knife and gave it to petitioner, it would not be the truth. Her mother never said anything 10 to petitioner about hurting him; her mother did not have time to say anything. 1 RT 279. Kenia did 11 not remember seeing the police, throwing up, or watching cartoons in someone else's apartment. 12 1 RT 293. Kenia denied that anyone told her what happened to her mother or how she was supposed 13 to tell the judge what happened; her adoptive parents just told her to tell the truth. 1 RT 292. 14 Eureka Police Sergeant Mike Johnson and Officer Tim Jones were the first officers to

15 arrive at Montero's apartment. They arrived at the scene at 12:42 p.m.. 1 RT 136, 138, 142. 16 Petitioner was lying on his back in the middle of the living room floor in a puddle of blood, 17 attempting to stab himself in the neck with a knife. 1 RT 137. Sergeant Johnson drew his gun and 18 ordered petitioner to drop the knife. He stepped on petitioner's arm, and then kicked the knife away 19 from him. 1 RT 138-139. The knife was secured as evidence. 1 RT 140, 143-144. 20 Sergeant Johnson saw a female about five feet behind and to the left of petitioner. She was on her 21 knees, leaning back against the couch. She was not moving. 1 RT 140-141. 22 Eureka Police Officer Bryan Franco collected evidence from the scene. 1 RT 153-154.

23 He recovered a wallet from a shelfin the living room with indicia belonging to Montero. There was 24 a receipt from Winco Foods, date and time stamped August 30,2001, 12:09 p.m. 1 RT 156. In the 25 trunk of a Silver Toyota Camry, Officer Franco found groceries in brown Winco bags with items 26 matching the receipt found in Montero's wallet. 1 RT 156-157, 173-175. He videotaped the scene. 27 1 RT 160. The tape showed a knife on the kitchen counter that resembled the knife petitioner had 28 been holding. 1 RT 165-167.
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

4

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 9 of 30

1

The videotape of the scene showed a partition next to the couch and a dresser with

2 drawers. There were numerous vanity' items on the dresser, and nothing was knocked over. The 3 kitchen had normal clutter; there did not appear to have been a struggle there. Nothing was knocked 4 out ofplace on the shelves across from the couch, where the wallet was found. There was no sign 5 ofa struggle. 1 RT 179-180. There was blood on the wall near the comer of the couch. There was 6 no other castoff or flung blood in any other area. There was no blood in the bedroom. There was 7 some blood on-the kitchen floor, but none on the cabinets or table. 1 RT 180-181.

8
9

Chief forensic pathologist Mark Super did an autopsy on Maria Montero on September 1, 2001. Cause ofdeath was multiple stab wounds. 1 RT 28. Montero sufferedwell over two dozen

10 wounds. 1 RT 30. There was a cluster of large stab wounds on the left upper chest. 1 RT 40. 11 Several ofthe wounds suffered by Montero would have been fatal alone. 1·RT 3O. One was a large 12 gaping wound in the upper right breast which penetrated the right lung. Another penetrated the right 13 side deep into the chest cavity. A third wound was over the right breast bone, which went through 14 the sac around the heart and penetrated the heart. A fourth potentially fatal wound was to the left 15 of the breast bone, cutting the costal cartilage. 1 RT 32, 47-48. The fifth lethal wound was to the 16 upper middle abdomen which cut part ofthe sternum and went into the abdominal cavity, cutting the 17 stomach and penetrating the liver. A sixth wound also struck internal organs. 1 RT 33. Montero 18 suffered a single knife wound on the mid back, striking the spine. It hit the bone, protecting the 19 spinal cord, so it alone would not have incapacitated her. 1 RT 69-70. 20 21 Dr. Super retrieved the tip of a knife embedded in Montero's upper left arm bone. 1 RT 34, 49. It was consistent with Montero having her arms out or in front trying to defend against the

22 knife attack. 1 RT 50. One of Montero's ribs was cut by the knife. 1 RT 35-36. The knife 23 introduced into evidence as Exhibit lA (a large butcher knife with a wooden handle, a broad single 24 edged blade, with the tip broken) was consistent with causing all of these wounds. 1 RT 34-35. 25 Montero suffered so many superficial stabs or cuts that Dr. Super did not count them. He

26 explained that the wounds indicated that she was being assaulted by someone wielding a knife and 27 trying to ward off the blows by grabbing the knife or attempting to knock the arm away. He 28 characterized the small wounds, especially on the forearms and hands, as defensive wounds. 1 RT
Mem. of Points and Authorities ill Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRB

5

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 10 of 30

1 37-38,41,51-52,56-57. Manyofthewoundson the fingers, palms, and knuckle ofMontero's hands 2 were deep cuts, showing that Montero grabbed the knife. 1 RT 57, 59-60,63-65,67-69. 3 4

Prior Incidents
On April 23, 2001, Eureka Police Officer Curtis Honeycutt responded to Montero's

5 apartment in the early afternoon.. There was an older female with Montero, as well as a man named 6 Herrera. 1 RT 85-87. He tried to talk to Montero but she only spoke Spanish and he only spoke 7 English. However, he could tell that she was upset - her voice was elevated, she seemed excited, 8 and she spoke in a hurried tone. 1 RT 88. He made arrangements to return later. 1 RT 88-89. 9 Officer Honeycutt returned about two hours later with Officer Reyna-Sanchez, who spoke

10 Spanish. 1 RT 89-90. At that time Montero was calmer. J RT 90. After this, the officers went to 11 an apartment complex on Third Street and talked to petitioner. Petitioner was detained, but not 12 arrested. 1 RT 91-92.
13

Eureka Police Officer Rodrigo Reyna-Sanchez was born in Mexico and Spanish was his

14 native language. 1 RT 100. He first had contact with Montero at about 6:00 p.m. on September 28, 15 2000, at Don Juan's Restaurant. 1 RT 98. He accompanied her to her apartment because she claimed 16 her ex-husband or boyfriend was there. When they arrived, petitioner was there. 1 RT 98-99. 17 Reyna-Sanchez told petitioner that Montero did not want him there and that he needed to leave. 18 Petitioner was concerned about being able to see his daughter ifhe and Montero were separated or 19 divorced. 1 RT 101. It was a casual conversation. Reyna-Sanchez focused on how the legal system 20 worked, and how custody and child visitation worked. Petitioner never claimed Montero had been 21 physically violent towards him and did not see any injuries on petitioner. 1 RT 101-102. Petitioner 22 had been drinking, but was not intoxicated. 1 RT 103. Petitioner agreed to leave. 1 RT 102. 23 24 25 On April 23, 2001, Officer Reyna-Sanchez responded to Montero's apartment with Officer Honeycutt to translate. 1 RT 103-104. After that, they contacted petitioner at his Third Street apartment. Petitioner said went to Montero's apartment, they got into an argument, and he

26 drove by her apartment three times after the argument. He never said she was violent towards him, 27 and he said he was not violent towards her. 1 RT 104-105. Petitioner still expressed concern about

28 having the right to see his daughter because he and Montero were on the verge ofseparation, divorce,
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRB

6

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 11 of 30

1 and restraining order. 1 RT 105. Officer Reyna-Sanchez explained to petitioner how restraining. 2 and custody orders worked, and that he would not lose his right to visit his child. Petitioner seemed 3 reassured. Petitioner had been drinking, but he did not express any difficulties with Montero about 4 his drinking. Nor was the subject of his drinking brought up with respect to visitation. 1 RT 106.
5

On August 26,2001, Officer Reyna-Sanchez went to Montero's residence, where he met

6 with Montero and petitioner outside the apartment. They were having a verbal altercation, and he 7 ordered them to stop. He did not see any blows or any injuries. They both behaved once he showed 8 up. Petitioner told him that Montero was driving a car registered to him, and he knew she was not 9 licensed to drive. He was afraid she might get pulled over. Petitioner needed to be reassured he 10 would not be held responsible for any damages resulting from her driving the car. 1 RT 108-111. 11 Petitioner was intoxicated, and, Officer Reyna-Sanchez gave him a ride back to his

12 residence. It was about 9:00 a.m. Petitioner was emotional- he was crying and upset because of 13 his concern about his right to see his daughter. 1 RT 111-112. Petitioner had been told that

14 Montero was getting a restraining order and did not want to be with him anymore, and he was 15 worried he would not be able to see his daughter if she got the restraining order. 1 RT 112-113. 16 When they got to petitioner's apartment, Officer Reyna-Sanchez again explained to petitioner how 17 custody agreements, visitation orders, and restraining orders worked. 1 RT 114-115. Officer Reyna18 Sanchez gave petitioner his card, and told him that he was available any time if petitioner wanted 19 to talk to him or ifhe had any questions. 1 RT 115. By the time Officer-Sanchez left, petitioner was 20 calm, and thanked him for explaining things to him. 1 RT 115-117. 21 Officer Reyna-Sanchez did not have any further contact with petitioner until the day

22 following Montero's death. He went to jail to interview petitioner, but petitioner stated that he did 23 not wish to talk without an attorney. 1 RT 117-119. In his contacts with petitioner and Montero, 24 Officer Reyna-Sanchez never heard Monteromake any threats against petitioner or use bad language. 25 1 RT 134. He also never heard petitioner threaten Montero. 1 RT 135. 26 27
The Investigation

Elvia Saavedra, Montero's brother's sister-in-law, helped Montero with paperwork for a

28 restraining order against petitioner a day or two before Montero was killed. 1 RT 240-241, 243, 246.
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

7

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 12 of 30

1 Montero told her she was afraid ofpetitioner. 1 RT 244. The boxes on the form for child support 2 and custody were checked off. The trial court took judicial notice of the file in which a judicial

3 officer, on August 28, 2001, signed a temporary order pursuant to the Domestic Violence Prevention 4 Act, and filed it on August 29,2001. The trial court took judicial notice ofthe dates, but made clear 5 it was not considering any documentation or declarations contained in or supporting the order, as 6 they would be hearsay. 1 RT 260-262. The day before Montero died, Saavedra went with Montero 7 to pay the sheriff to have the order delivered. 1 RT 262-263. The receipt from Humboldt County 8 Sheriff's Office was dated August 29, 2001. 1 RT 265-266.

9

After Montero's death, Officer Reyna-Sanchez and Detective Hubbard taped a

10 conversation with Carlos Cervantes. 3 RT 709.: Cervantes said he went to Burger King with 11 petitioner the day before Montero was killed. Petitioner said he had been advised that Montero

12 started legal proceedings for child custody, and he was upset, nervous, and concerned about losing 13 his right to see his daughter. Petitioner said he was concerned about the possibility that he might do 14 something he might regret. 3 RT 710. Cervantes did not say he thought this meant that petitioner 15 was thinking of going to Mexico. Instead, Cervantes stated he assumed petitioner was concerned 16 that he might harm Montero. 3 RT 711, 714. Cervantes also said that petitioner expressed concern 17 that Montero might prevent him from seeinghis daughter, and that he was sad. 3 RT 715-716. 18 Petitioner and Montero had threatened each other about taking the child to Mexico. 3 RT 716. 19 20 21 Carlos Pantojas Cervantes testified he was petitioner's cousin and confirmed he went to Burger King with petitioner the night before Montero was killed. 2 RT 514-515. However, he denied petitioner was upset and wanted to talk to someone. 2 RT 51,7-518. Petitioner did say that

22 he had a problem having to do with marriage to Montero, and he was sad about it. 2 RT 518, 3 RT

23
24

600. No matter what a police tape had on it, Cervantes insisted that petitioner did not say anything about court papers. 2 RT 522,3 RT 607. Cervantes denied that petitioner told him he was afraid

25 he would do something he would later regret. Instead, he claimed petitioner said he did not want to 26 27 28 do something that he would be sorry about later, which Cervantes speculated was referring to going to Mexico. 2 RT 519, 3 RT 598. Cervantes claimed that when petitioner and Montero had problems, sometimes he would go to Mexico or to his brother's in Phoenix. However, Cervantes
Mem, of Points and Authorities ill Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

8

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 13 of 30

1 admitted it was a long time ago and he did not recall exactly what petitioner said. 2 RT 520-521. 2 Cervantes told petitioner that whatever he was going to do, to think about his daughter because she

3 needed him. 2 RT 521. Cervantes maintained that petitioner was calm; he was not crying and did 4 not say,anything bad might happen. 3 RT 599-600. Cervantes denied that he was concerned about 5 Montero's safety after the conversation. 3 RT 601. 6 According to Cervantes, petitioner was concerned about money because his job did not

7 pay enough. Petitioner was feeling sad with all his problems and wanted to go elsewhere. 3 RT 607. 8 Cervantes did not recall if petitioner said that Montero was giving him grief about his drinking. 9 Petitioner did not talk a lot about his concerns with respect to Kenia. 3 RT 611. 10 The parties stipulated that the trial court could consider Cervantes's testimony at the

11 preliminary hearing. 3 RT 728. At that time, Cervantes testified that petitioner went to work the day 12 before Montero was killed, but told his foreman he felt sick. Petitioner borrowed Cervantes's car 13 to go home, and then picked him up after work. ACT 113-114~/. They went to Burger King to eat. 14 ACT 114-115. Petitioner told him that he and Montero were separated, and that Montero was going 15 to get a restraining order and take his daughter away from him. He said that he would probably have 16 to pay child support. Petitioner felt hopeless. ACT 115. He denied he told Officer Sanchez that 17 petitioner said that he thought he might do something that he would later regret. Instead, he claimed 18 petitioner said, "I don't want to try and do something that I'll feel bad about later." ACT 117. 19 20 21 22 Defense Case Petitioner was 33 years old at the time oftrial. He was from Guadalajara, Mexico, came. to the United States in the early 1990's, and began living in Eureka in 1996. He met Montero in March 1996, when he was 24 or 25 and Montero was 35 or 36 years old. They began living together

23 in June or July 1996. 3 RT 742-744. Kenia was born April 14, 1998. It was his first child and he 24 25 26 27 28 2. At the preliminary hearing, Cervantes's last named was spelled "Servantes." (ACT 111.)
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

was excited. He took care of Kenia when Montero was working. 3 RT 744. Petitioner separated from Montero in 2000. Petitioner and Montero had argued about money, his drinking, and custody of Kenia. Petitioner went to Mexico from October 2000 to April

9

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 14 of 30

1 2001. While he was gone, Montero sent him letters, saying that she loved him and did not want to 2 be alone. When he returned to the United States, he first stayed with his brother and sister-in-law 3 in Arizona. 3 RT 745-748. He then returned to Eureka and tried to get back together with Montero 4 in May 2001. They had plans to move to Phoenix, which did not pan out. 3 RT 749. In August 5 2001, they separated again. Montero was upset with petitioner because of his drinking. 3 RT 750. 6 At some point, petitioner found out Montero had,filed "papers" about Kenia. He talked

7 to his cousin about it at Burger King. Petitioner admitted that he told his cousin that he was afraid 8 he might lose control and do something he would regret. 3 RT 750, 773. Petitioner admitted that 9 he talked to Montero's sister-in-law the previous Sunday or Monday. She was taking care ofKenia, 10 but said Montero told her not to let petitioner see Kenia because she had filed for a restraining order 11 and child support. Petitioner was angry about not being able to see Kenia. 3 RT 773- 775. However, 12 Officer Sanchez explained to him that even with a restrictive order, the court would make it possible 13 for him to see Kenia, even ifhe and Montero broke up. 3 RT 779. 14 The day after he talked to his cousin (the day Montero died), petitioner went to Montero's

15 apartment because he wanted to see Kenia and talk to Montero about her. 3 RT 750. When he got 16 to the apartment, the door was open and Montero was in the kitchen. Kenia was outside by herself 17 playing by the car. Petitioner denied that he had any weapons with him or that he went there to kill 18 Montero. 3 RT 750-751, 764-765.
I

19

He and Montero talked about Kenia. Petitioner said that he was sad and wanted to see

20 Kenia, but Montero told him that he was not going to see her anymore. Petitioner told Montero that 21 ifhe could not see Kenia, he did not want to live and he was going to kill himself. Montero told him 22 that ifhe had the "balls" to do it, to go ahead and do it. She told him to get the knife from under the

23 bed, and petitioner did so. He put the knife next to his chest, said he was going to kill himself, 24 25 26 started crying, put the knife on the television, and went to the bathroom, where he cried. 3 RT 751752. When he came out ofthe bathroom, Montero said, "Oh, you were saying about killing yourself doesn't look like you have the guts to do that. ... Do it and go and fuck your mother." 3 RT 752.

27 Montero gave him the knife, and he pointed it at his chest. Montero then pushed the knife against 28 him, and he felt some burning pain. Petitioner did not remember what happened after that. 3 RT
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRB

10

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 15 of 30

1 752-753. He did not remember stabbing Montero, although he understood that he did so. He denied 2 he knew Kenia was present. 3 RT 753-754. He did not remember cutting his own throat. 3 RT 755.
3

Petitioner told police afterwards that there was another man in Montero's life named

4 Ramone Garcia, and that Garcia "was guilty of this whole mess" because he did not respect the 5 house. 3 RT 757, 759, 761-762. Petitioner admitted that Garcia was on his mind the day he killed 6 Montero, and that he was jealous of him. However, he maintained that he was not angry or 7 concerned that Garcia would replace him as Kenia's father that day because Montero was no longer 8 living with Garcia. 3 RT 760. According to petitioner, he had been at the apartment about five 9 minutes when he first got the knife and went to the bathroom. He was in the bathroom less than a 10 minute. When he came out of the bathroom, he and Montero continued to have a conversation.
11

Montero said she would not let him see Kenia, and insulted his mother. 3 RT 771-772. Jose LaCalle, a cross-cultural forensic psychologist, interviewed petitioner three times-

12

13 once in 2001, and twice in 2002. He also interviewed members of petitioner's family and friends 14 in Eureka, Arizona, and Guadalajara, Mexico. 2 RT 301,306-308. Dr. LaCalle gave petitioner a 15 Spanish intelligence test, and determined that his IQ was between 74, which is borderline mentally 16 retarded, and 80, which is the lower range ofnonnal. 2 RT 3 ~0-312. Dr. LaCalle acknowledged that 17 he was critical of the IQ test he gave petitioner, but stated it was the best available at that time, 18 although it is no longer used. 2 RT 310-311. Dr. LaCalle went to petitioner's hometown in Mexico, 19 and learned that petitioner was a "dismal" student. His family indicated that petitioner was not very 20 clever. 2 RT 313-314. Family and friends in Mexico told Dr. LaCalle that petitioner's father liked 21 petitioner's older brother, Ruiz, better than petitioner. Indeed, he had a pronounced dislike of 22 petitioner.because he was "dumb" and did not follow orders. Petitioner was aware of his father's 23 preference. 2 RT 314. Petitioner's father and uncles had a prosperous business processing coconut 24 meat, and everyone in the family worked there. They were considered middle class by Mexican 25 standards. However, they eventually had to close the business because a large business moved in. 26 Everyone in the family able to do so came to the United States, including petitioner. 2 RT 315. 27 Petitioner's family described him as quiet, socially inept, and prone to depressions. He

28 had' a more difficult and problematic childhood than the other children in the family. He was
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRB

11

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 16 of 30

1 emotional, had uneven and unexpected emotional reactions, and cried like a woman. 2 RT 317-319. 2 Nevertheless, Dr. LaCalle admitted his parents said petitioner was well loved and cared for during 3 his childhood, and there was no history or physical abuse, molestation, or neglect. 2 RT 370-371. 4 Petitioner dropped out of school when he was in eighth grade. However, this was better than most 5 children of his age in Mexico who do not even finish primary school. After his father's business 6 failed, he worked in construction and then came to the United States. 2 RT 320-321,382-383. 7 Petitioner suffered from periods of depression and turned to alcohol. 2 RT 323-324. In

8 Dr. LaCalle's opinion, petitioner had a very explosive, emotionally labile personality, with signs of 9 paranoid ideation with respect to women, of whose actions and motives he was always suspicious. 10 He was allegedly seduced by his uncle's wife when he first came to the United States and lived with 11 them in Los Angeles. This made him have great mistrust of women. He also was very obsessive. 12 2 RT 323,332-333. Although petitioner had a very tumultuous relationship with Montero, he was 13 neurotically obsessed with her. He transferred this obsession to his child, who filled a vacuum in 14 his life. 2 RT 329-330, 333, 335. He was not going to let anything keep him from seeing the child, 15 including a restraining order. 2 RT 335. 16 Petitioner's concern about not being able to see his child grew stronger in August 2001.

17 According to Dr; LaCalle, the threat of not being able to see his daughter was what ultimately 18 provoked the homicide. Petitioner said that he had been in turmoil for four days before killing 19 Montero; he could not sleep, was drinking heavily, and had been using methamphetamine. Petitioner 20 said that he was "loco" (crazy). He said he would rather be dead than not see his daughter, which 21 showed a neurotic attachment to the daughter. Dr. LaCalle asserted this could result in acting 22 irrationally without consideration ofthe consequences. 2 RT 337-339, 349-351Y 23 The first time Dr. LaCalle talked to petitioner in 2002, petitioner said that the day of

24 Montero's death, he went to see her so he could visit his daughter. Montero told him to get out of 25 her life, she had another man, and he was never going to see his daughter again. Petitioner had a

26
27 3. Dr. LaCalle acknowledged that after petitioner was arrested, no alcohol or 28 methamphetamine were found in his system. 2 RT 511-512.
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C
07~3572

CRB

12

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 17 of 30

1 very powerful emotional reaction, and threatened to kill himself. 2 RT 361-362. Montero got angry
2 and said that he had no "balls," and that if he was going to kill himself, he should just do it. 3 Petitioner started to cry. He was ashamed of crying so he ran into the bathroom. Montero began 4 insulting him through the door. Petitioner came out of the bathroom, and again threatened to kill 5 himself. Montero gave him a knife, laughed at him, told him he had no balls, and to "go fuck your 6 mother," which was the ultimate insult. Petitioner pointed the knife at his chest. Montero pushed

7 him a couple of times, causing him to stab himself twice. 2 RT 362-363, 432-435. He became 8 furious and went for her. He could not remember what happened after that. 2 RT 363, 435-436. 9 He did not know his daughter was there until the neighbor lady shouted. 2 RT 436. 10 11
When LaCalle interviewed petitioner a second time in 2002, petitioner told a similar story, except he said that he got the knife from under Montero's bed. 2 RT 440-442,444. In the first

12 interview he said he remembered pushing Montero on the couch, but not in the second interview.
13 2 RT 445. Petitioner also said that Montero told him she did not love him anymore, and that she had

14 another man, "Ramone Lopez Garcia." 2 RT 448. 15
In Dr. LaCalle's opinion, the description of the wounds and locations ofthe wounds on

16 Montero indicated a "rage-type" assault, brought on by insults, threats, culturally unacceptable 17 insults toward his mother, the realization that there was another man in Montero's life, and the 18 possibility of having Kenia taken away. 2 RT 466-468,483,492. He acknowledged that it also 19 suggested a purpose to kill as well as rage.. 2 RT 471. 20
Dr. LaCalle recognized that petitioner Was a very jealous man, and that he was jealous of

21 Ramone Garcia in particular. He was also upset Montero was trying to get a restraining order. 2 RT 22 398-399,505. Dr. LaCalle talked to Cervantes, who said that petitioner was angry about this, and 23 said that she was not going to keep his daughter from him. 2 RT 400-401, 411. Petitioner also told 24 Dr. LaCalle that he knew there was a restraining order preventing him from going to Montero's 25 house, but that he went anyway because he wanted to see his daughter. 2 RT 411-412. 26
Montero's son, Jose Luis Vasquez, testified that after Montero's death, he cleaned her

27 apartment and found two knives under the bed. (3 RT 614, 620-621. The knives under the bed were 28 not like the knife used to kill Montero. He recalled that there was a set ofknives with black handles
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

13

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 18 of 30

1 on the kitchen counter. 3 RT 619,.620. 2 Petitioner's sister-in-law Alma Pantoja was married to petitioner's older brother and lived

3 in Phoenix. She had known petitioner since he was 17. 3 RT 623-625. Petitioner was shy and had 4 a hard time talking to people or telling them his problems. 3 RT 625. Petitioner stayed with her in 5 Phoenix in 1999 and 2001 when he was separated from Montero. Petitioner was depressed and sad 6 about the separation. 3 RT 628. Petitioner loved and adored Kenia; she was "all his life." 3 RT 7 .627. When petitioner could not see Kenia, he became very sad and depressed. 3 RT 632.
8

Petitioner's sister Erika Pantoja Castellanos testified that when petitioner and Mont'ero

9 argued; petitioner would come to live with her. He did not tell her what they were arguing about. 10 Sometimes petitioner brought Kenia, who he loved a lot. 3 RT 648-651. Petitioner was living with 11 her the week before Montero was killed. He seemed depressed, cried, would not talk, and slept a 12 lot. 3 RT 652-654. She and petitioner had different work schedules during that time, so she did not 13 see him very often. 3 RT 655-56. She was aware that petitioner had a drinking problem which 14 bothered Montero. 3 RT 657. 15 Forensic pathologist consultant Harry Bonnell reviewed the report and photos from

16 Montero's autopsy, petitioner's medical records, and the transcript of his previous testimony. 17 Defense counsel gave him a synopsis ofwhat happened. 2 RT 530, 535. Dr. Bonnell noted that the 18 tip of the knife used in the assault had broken off in Montero's arm bone. 2 RT 536-537. Based 19 on the photos ofpetitioner's wounds, Dr. Bonnell opined that petitioner's chest wounds were made 20 by an object with a sharp point, consistent with the knife before the tip broke off. 2 RT 540-542. 21 Petitioner's superficial abdominal wounds appeared to have a squared offmargin. He believed that 22 ifthe same knife was used, it had been damaged and the tip ofthe knife was curled back. 2 RT 544-· 23 545. He noted that his opinion was based on a medical probability (more likely than not), and not 24 a medical certainty. 2 RT 542. 25 However, on cross-examination, Dr.Bonnell acknowledged that his opinion that the knife

26 tip was bent back was based on the photo ofthe knife - he had not seen the actual knife. In fact, the 27 tip of the actual knife was not bent back. 2 RT 551-552,554-555. Dr. Bonnell stated that the 28 appearance of the knife in the photograph did not match the appearance of the physical exhibit. 2
Mem. of Points and Authorities ill Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

14

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 19 of 30

1 RT 557-560. He admitted that ifthe tip ofthe knife recovered at the autopsy lined up with the knife 2 in evidence, he misinterpreted the photograph. 2 RT 561. The prosecutor lined up the tip and knife 3 in evidence, and Dr. Bonnell admitted that they matched. 2 RT 563-564. Dr. Bonnell further 4 admitted that even with the broken tip, the knife still had a good tip on it. 2 RT 565-566. With 5 respectto Montero's wounds, Dr. Bonnell stated most were too distorted to determine ifthey were 6 made by the knife with or without the tip, except for the back wound, which he believed was with 7 the tip. 2 RT 574-576. He acknowledged knife wounds are hard to reconstruct. 2 RT 579.

8

Department ofJustice criminalist Kay Belschner received clothing from Kenia, petitioner

9 (sweat pants and shoes), and Montero (pants, top, and bra). There was also a red top whose source 10 was in question, although it was listed as coming from Kenia. She did not receive a shirt from 11 petitioner. 3 RT 665-668. She examined the clothes in July and August 2002. 3 RT 669. 12 Petitioner's sweatpants had heavy stainingin front. There were smears, wipes, and spatters

13 that primarily went downward, many towards the inseam on the left leg. All of the stains on his 14 pants were his own blood type. 3 RT 670-672. Belschner explained that the cause of downward 15 blood spatter is either from a wound above the spatter, or being flung off an object from above. 3 16 RT 672-673. The downward momentum suggested that petitioner was standing, or at least in an 17 upright position. 3 RT 673,700. Belschner also believed the stains were more likely from the neck, 18 rather than the chest, wounds since the neck wound was open and bleeding without any covering, 19 and the pants contained body material like fat. 3 RT 691-693. 20 All the blood on petitioner's left shoe belonged to him. On the back ofhis right shoe, there

21 were four downward drops - three were from petitioner and one was from Montero. Many stains 22 on the shoes were heavy downward drops, coming from above. This was consistent with the person 23 standing at the time. 3 RT 674-676,685. 24 There was one stain on Montero's pants from petitionerjust below the knee area ofher left

25 leg, going downwards toward the seam. It was small and had castoffs, so Belschner believed it was 26 flung, either from a knife or a finger. 3 RT 676-678. It was consistent with Montero being vertical, 27 and unlikely she was lying down horizontally. 3 RT 679-680. Montero also could have been down 28 with the knee bent. Belschner explained that the stain indicated the leg was in a vertical orientation
Mem. of Points and Authorities In Opposition

To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRB
15

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 20 of 30

1 as opposed to being absolutely flat. 3 RT 688, 707. She believed it was unlikely that the blood on 2 Montero's pants came from the chest wound, although it was not impossible. 3 RT 696. 3 Belschner expected to find a significant amount ofMontro's blood on petitioner's pants,

4 but she did not. 3 RT 680. However, she did not analyze all the blood on his pants. 3 RT 682. 5 Belscher did not find any ofpetitioner's blood on Montero's top, or the back ofher pants. 3 RT 687.
6

STANDARD OF REVIEW
This case is governed by the Antiterrorism and Effective Death Penalty Act of 1996

7

8 (AEDPA), which imposes a "highly deferential" standard for evaluating state court rulings and 9 "demands that state court decisions be given the benefit ofthe doubt." Woodford v. Visciotti, 537 10 U.S. 19,24 (2002) (per curiam). Under AEDPA, the federal court has no authority to grant habeas 11 relief unless the state court's ruling was "contrary to, or involved an unreasonable application of," 12 clearly established Supreme Court precedent. 28 U.S.C. § 2254(d)(I). A decision constitutes an
13 unreasonable application of Supreme Court law only if the state court's applicationoflaw to the

14 facts is not merely erroneous, but "objectively unreasonable." Lockyer v. Andrade, 538 U.S. 63, 75 15 (2003). The petitioner bears the burden ofshowing that the state court's decision was unreasonable.

16 Visciotti, 537 U.S. at 25.
17 18 19 20 21 22 23 24 25 26 Petitioner's sole claim is that there was insufficient evidence of malice to sustain his conviction for second degree murder. The state court's rejection ofhis claim was not "contrary to" or "an unreasonable application of" clearly established Supreme Court precedent.

ARGUMENT THE STATE COURT REASONABLY FOUND THERE WAS SUFFICIENT EVIDENCE OF MALICE TO SUPPORT THE SECOND DEGREE MURDER CONVICTION

A.

Law On Sufficiency Of Evidence
In determining whether the evidence sufficiently supports a conviction, the "relevant

question is whether, after viewing the evidence in the light most favorable to the prosecution, any

27 rational trier of fact could have found the essential elements of the crime beyond a reasonable 28 doubt." Jackson v. Virginia, 443 U.S. 307, 319 (1979) (emphasis in original). The government can
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

16

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 21 of 30

1 prove the crimes by either direct or circumstantial evidence, or by any combination of the two.

2
3 4 5 6 7

United States v. Santana, 175 F.3d 57, 62 (9th Cir. 1999); United States v. Free, 841 F.2d 321,325
(9th Cir. 1988) (elements of first degree murder can be established by circumstantial evidence and inferences drawn therefrom). A federal habeas court must presume that the trier offact resolved any conflicts in the evidence in favor ofthe prosecution and defer to that resolution. Jackson v. Virginia, 443 U.S. at 326; United Statesv. Santana, 175 F.3d at 62; McMillan v. Gomez, 19 F.3d465, 469 (9th Cir. 1994). The Jackson standard "does not permit a court to make its own subjective determination of guilt or innocence ...." Jackson, 443 U.S. at 319-320 n. 13. Nor does the habeas court "have
-,

8
9

10 the juror's right to weigh the evidence." Roehler v. Borg, 945 F.2d 303, 306 (9th Cir. 1991). The 11 question is not whether the reviewing court is convinced beyond a reasonable doubt of the 12 petitioner's guilt. "It is whetherrationaljurors could reach the conclusion that these jurors reached."

13 Id.; accord Payne v. Borg, 982 F.2d 335, 338-339 (9th Cir. 1992). It is well-settled that the
14 prosecution's evidence need not exclude every reasonable hypothesis consistent with innocence in 15 16 17 18 19 20 21 22 23 24 25 26 27 28 order to satisfy the standard of Jackson v. Virginia. See United States v. Arias-Villanueva, 998 F.2d 1491, 1503 (9th Cir. 1993), overruled on other grounds in Us. v. Jimenez-Ortega, 472 F.3d 1102, 1104 (9th Cir. 2007). It is the trier of fact's function to weigh the evidence and resolve conflicts in the testimony. Roehler v. Borg, 945 F.2d at 306; see also United States v. Vigil, 989 F.2d 337,340 (9th Cir. 1993). Those conflicting inferences are resolved in favor of the prosecution, not the defendant, and a habeas court must defer to that resolution. McMillan v. Gomez, 19 F.3d at 468-69.

"[A] reviewing court 'faced with a record ofhistorical facts that supports conflicting inferences must
presume -- even if it does not affirmatively appear in the record -- that the trier of fact resolved any such conflicts in favor of the prosecution, and must defer to that resolution. '" Taylor v. Stainer, 31 F.3d 907, 909 (9th Cir. 1994) citing Wrightv. West, 505 U.S. 277 (1992), Jackson v. Virginia, 443 U.S. at 319. A writ of habeas corpus may be granted "only if 'the charges against petitioner were so totally devoid of evidentiary support as to render his conviction unconstitutional under the Due Process Clause ofthe Fourteenth Amendment.'" Myers v. Rhay, 577 F.2d 504,511 (9th Cir. 1978),
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRB

17

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 22 of 30

1 cert. den. 439 U.S. 968 (1978); see also, Rivera v. United States, 318 F.2d 606,607-08 n. 2 (9th Cir. 2 1963) (absent "exceptional circumstances" objection to sufficiency of evidence is not grounds for 3 habeas corpus relief). Under the AEDPA, the question is whether the state court's application ofthe
4 Jackson standard was reasonable. Juan H
5 6

v: Allen, 408 F.3d 1262, 1274-1275 (9th Cir. 2005).

B.

The State Courts' Opinions Petitioner waived jury trial, opting for a court trial. As a result, the trial court explained

7 its finding of second degree murder: 8 9 10 11 12 13 14 15 16 17 . 18 19 20 21 22 23 24 25 26 27 28 First, let me say that this was a brutal, bloody, and senseless killing. It's another sad example of the toll of domestic violence in our community. I would announce my verdict in the same fashion that I have considered it. First of all, considering the issue of first-degree murder or murder with malice aforethought, premeditation, and deliberation. . Critical in my evaluation ofthis particular case - and I'll discuss this further - is the fact that this was a confrontation that was created by Mr. Pantoja. He went to Ms. Montoya's (sic. [a]partment with an intent, with a purpose. And there certainly is some evidence that would at least suggest premeditation and deliberation as to the killing; however, I'm not convinced by that evidence beyond a reasonable doubt. More specifically and factually, the knife, I think, is critical. There's no evidence that the knife is something that he brought to the apartment. How he acquired that knife, most reasonably I think, is atthe apartment itself. Specifically, I'd point to the fact that a similar knife is on the counter. In other words, the medium-size knife. This is the larger of those knives. So it appears that he acquired the knife at the apartment. As I say, I think there is some evidence ofpremeditation and deliberation; however, I'm simply not convinced of that beyond a reasonable doubt. So, therefore, I would find him not guilty of murder in the first degree. I am convinced beyond a reasonable doubt that this was an intentional killing. And I don't think that either counsel dispute that fact. Clearly, it is an intentional killing. And I - I would find further that Mr. Pantoja had the fully formed intent to kill Ms. .Montoya (sic) which he carried out in a brutal fashion; and, likewise, he had the intent to kill himself, which he carried out by slashing his own throat, his life being spared only by the quick action of the initial responders. The real question here, and as I say has been well presented, is whether this intentional killing of another was with the requisite malice aforethought. And as I noted, certainly a scenario has been presented by the defense, and I think that the evidence might support, a number of potential scenarios as to what actually happened at the scene. But critical to me in considering this case was the fact that, as I indicated, this was a confrontation created by Mr. Pantoja. He had a reason to go to Ms. Montoya's (sic) apartment that day. And, at a minimum, he had the intent to induce some form of action on the part of Ms. Montoya (sic) by whatever means that he had available. First of all, I would find that, when he could not induce his (sic) sympathy or acquiescence by threats to kill himself, he was left with only one recourse; and that was to kill her. I'm not convinced that Mr. Pantoja's assertion that Miss Montoya (sic) pushed the knife into him when he threatened to kill himself. I'm not - I'm not convinced of that of that particular fact. So in other words, to layout those facts as I understand them, Mr. Pantoja would have the Court believe that he went over to the apartment; that a knife in some fashion was
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

18

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 23 of 30

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18

acquired. He would assert that Ms. Montoya (sic) handed him the knife and told him that, ifhe wanted to kill himself, he should do so; that he placed the knife himselfto his chest; and that she pushed him when he was unable to accomplish - accomplish the task himself. I think that that particular scenario flies in the face of reason. The fact is that their daughter, Kenia, was in the apartment and that Ms. Montoya (sic) knew that their daughter was either in the apartment or nearby, having just arrived from the grocery store with her. Mr. Pantoja apparently did not know that. I don't think that it is reasonable to believe that Ms. Montoya (sic) would want Mr. Pantoja to kill himself in front of the infant or toddling daughter. So, as I indicated, my finding is, more specifically, that this was a confrontation created by Mr. Pantoja to achieve a result. When he failed to achieve that result by attempting to acquire her sympathy and threatening to kill himself, then the result that he desired, some acquiescence from her, some promise from her, some relief from her of what he was tormented by, which is the dissolution of their relationship and the estrangement of his daughter, then he acquired that result by, as I say, the only recourse that was available to him at that time which was to kill her. And I think that he fully formed that intent with premeditation .,..- pardon me - with the requisite malice . aforethought. And, specifically, I would point to the fact that he stabbed her in the back. 1frankly, Mr. Steinberg's witnesses - I think the witness was very convincing relative to the - the stabbing. The initial stabs to Mr. Pantoja being in the chest, apparently by a sharp instrument; and, likewise, the witness testified that the stab in the back was by a sharp instrument, not by one that had been blunted by having beeri broken offby a bone. So what the evidence indicates to me is that, when, as I say, Mr. Pantoja was unable to induce her sympathy or acquiescence by threats to himself, he turned the knife on her. She had her back to him. He stabbed her in the back, and then the confrontation ensued, evidenced by the defensive wounds to Ms. Montoya (sic). And ultimately Mr. Pantoja dispatched Ms. Montoya (sic). So I do find that - beyond a reasonable doubt, that the defendant intentionally killed the victim with malice aforethought. He is, therefore, guilty of murder in the second . degree pursuant to Penal Code section 187 subsection (a). I also find, beyond a reasonable doubt - and there is very little controversy - that the defendant used a deadly weapon, a knife, in the commission of that particular felony pursuant to Penal Code section 12022(b)(1).

19 RT 829-831. 20 The California Court of Appeal rejected petitioner's claim on appeal that there was no

21 substantial evidence to supportthe second degree murder conviction, and that the conviction should 22 be reduced to manslaughter because there was insufficient evidence of malice: 23 24 25 26 27 28 "California statutes have long separated criminal homicide into two classes, the greater offense of murder and the lesser included offense of manslaughter. The distinguishing feature is that murder includes, but manslaughter lacks, the element of malice.... [~ Malice exists, ifat all, only when an unlawful homicide was committed with the 'intention unlawfully to take away the life of a fellow creature' (§ 188), or with awareness of the danger and a conscious disregard for life [citations]. In certain circumstances, however, a finding ofmalice may be precluded, and the offense limited to manslaughter, even when an unlawful homicide was committed with intent to kill. In such a case, the homicide, though not murder, can be no less than voluntary manslaughter. [~ On several recent occasions, we have explained the relationship between murder and manslaughter, as applied to intentional and unlawful killings. '''Murder is the unlawful
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRB

19

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 24 of 30

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26

killing of a human being with malice aforethought. (§ 187, subd. (a).) A defendant who commits an intentional and unlawful killing but who lacks malice is guilty of ... voluntary manslaughter. (§§ 192.)" [Citation.] Generally, the intent to unlawfully kill constitutes malice. [Citations.] "But a defendant who intentionally and unlawfullykills [nonetheless] lacks malice ... when [he] acts in a 'sudden quarrel or heat of passion' (§ 192, subd. (a)), or ... kills in 'unreasonable self-defense'-the unreasonable but good faith belief in having to act in self-defense [citations]." [Citations.] [t! These mitigating circumstances reduce an intentional, unlawful killing from murder to voluntary manslaughter 'by negating the element of malice that otherwise inheres in such a homicide [citation]. '" ( People v. Rios (2000) 23 Ca1.4th 450, 460, fns. & italics omitted.) . Defendant argues that his testimony established that he went to Montero's apartment to discuss custody arrangements, and not with the intention of harming Montero. He asserts that the physical evidence was consistent with his testimony in that the wounds to his upper chest appear to have been caused by a knife before its tip was broken-supporting his claim that Montero initiated the physical contacts that led to the killing. Finally, he relies on Belschner's testimony that the blood spatters "on Montero's pant leg [were] consistent with [his] testimony that he was stabbed by Montero while both of them were standing and facing each other. The spatter would not have been on Montero's pants if appellant had stabbed himself only after she was stabbed and was lying on the couch where her body was found." In reviewing the sufficiency of the evidence, we must determine "'whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.' [Citation.] '[T]he court must review the whole record in the light most favorable to the judgment below to determine whether it discloses substantial evidence-that is, evidence which is reasonable, credible, and of solid value-such that a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt.' [Citation.] We "'presume in support of the judgment the existence of every fact the trier could reasonably deduce from the evidence."? (People v. Davis (1995) 10 Ca1.4th 463,509.) While there may be evidence that supports defendant's theory ofthe case, it is hardly conclusive. The trial court reasonably found, based on substantial evidence, that defendant was guilty of murder, not manslaughter. Kenia's testimony was that defendant attacked Montero without provocation, and Bakas's testimony that she heard screams very soon after seeing Montero and Kenia enter the apartment corroborate Kenia's account of the crime. Defendant attacks Kenia' s credibilitybecause she did not remember being removed from the apartment by Bakas. However, this goes only to the weight ofher testimony, and "it is the exclusive province of the trial judge or jury to determine the credibility of a witness and the truth or falsity of the facts on which that determination depends. [Citation.] Thus, ifthe verdict is supported by substantial evidence, we must accord due deference to the trier of fact and not substitute our evaluation of a witness's credibility for that of the fact finder." (People v. Jones (1990) 51 Ca1.3d 294, 314.) Belschner's testimony was not conclusive that defendant sustained his chest wound before he stabbed Montero. The single wound in Montero's back, the multiple wounds to her chest and abdomen, and the numerous apparently defensive wounds to her hands and arms support the inference of a conscious attempt to kill. There was also substantial evidence ofmotive supporting a finding of malice. Defendant was concerned that Montero would obtain custody of their daughter, and was jealous because he believed she was seeing another man. In short, while the evidence might have supported a finding that defendant acted on sudden provocation or on the unreasonable beliefthat he was defending himself, there was also substantial evidence that he acted with malice and was guilty of murder. Exh. Gat 8-10.

27 28
Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

20

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 25 of 30

1 2
3

C.

The State Court's Ruling Was Not Contrary To Or An Unreasonable Application Of Supreme Court Precedence
The state court reasonably found abundant evidence to support the trial court's finding of

4 malice to sustain the second degree murder conviction. Under California law, "[m]urder is the 5 unlawful killing of a human being with malice aforethought. (§ 187, subd. (a).) Such malice may 6 be express or implied. It is express when there is manifested a deliberate intention unlawfully to take 7 away the life of a fellow creature. It is implied, when no considerable provocation appears, or when 8 the circumstances attending the killing show an abandoned and malignant heart. (§ 188.) Murder 9 that is committed with malice but is not premeditated is of the second degree. (§ 189.)" People v.

10 Ramirez, 39 Ca1.4th 398, 464-465 (2006).
11 California defines manslaughter as "an unlawful killing in which the defendant lacks

12 malice." See People v. Rios, 23 Cal.4th 450, 460 (2000). The law recognizes certain circumstances 13 in which malice may be negated, reducing an unlawful killing from murder to voluntary 14 manslaughter. A defendant who intentionally and unlawfully kills nevertheless lacks malice when 15 he acts in a sudden quarrel or heat ofpassion, or in an actual, though unreasonable, beliefin the need 16 for self-defense. See People v. Rios, 23 Cal.4th at 460-62. 17 Intent is manifested by the circumstances connected with the offense. Pen. Code, § 21.

18 "A jury may infer a defendant's specific intent from the circumstances attending the act, the manner 19 in which it is done, and the means used, among other factors." People v. Ferrell, 218 Cal.App.3d 20 21 22 828, 834 (1990); see United States v. Labrada-Bustamante, 428 F.3d 1252, 1260 (9th Cir. 2004) ("Culpable intent can be inferred from the defendant's conduct and from the surrounding circumstances."); United States v.Buffington, 815 F.2d 1292, 1302 (9th Cir. 1987) ("It is permissible

23 to infer intent from a defendant's conduct and the surrounding circumstances."). 24 Petitioner never disputed that he killed Montero or that the killing was intentional and

25 unlawful. See Exh. D at 14. Instead, he argued below, and apparently here, that there was 26 insufficient evidence of malice to justify the second degree murder conviction. To support his 27 argument, petitioner essentially reiterates his theory ofthe case presented at trial, based on his own 28 testimony and the testimony of his own witnesses, that the killing was an unreflective rage after
I

Mem. of Points and Authorities In Opposition To Pet. For Writ of Habeas Corpus - Pantoja v. Prosper-C 07-3572 CRE

21

Case 3:07-cv-03572-CRB

Document 9-2

Filed 04/25/2008

Page 26 of 30

1 Montero insulted him and pushed the knife into him.

He asserts that his testimony was

2 "uncontroverted." He ignores the substantial evidence which contradicted his version of events. 3 The only person other than petitioner and Montero who was present during the attack was

4 three year old Kenia. Kenia, who was seven at the time of trial, testified that the day her mother 5 died, she and her mother had arrived home after going grocery shopping at Winco. When they first 6 arrived, no one else was at the apartment. She did not recall how petitioner came into the apartment; 7 suddenly he was there. Her mother was in the kitchen when petitioner came, and h