Free Exhibit List - District Court of Connecticut - Connecticut

Case 3:02-cr-00264-AHN

Document 1424

Filed 01/04/2005

Page 1 of 33

UNITED STATES DISTRICT COURT DISTRICT OF CONNECTICUT UNITED STATES OF AMERICA v. WALTER A. FORBES, and E. KIRK SHELTON : : : CASE NO. 3:02CR264 (AWT)

DEFENDANTS' MARKED EXHIBIT LIST

Exh. No.

Date Offered (all 2004) 7/19

Admitted

Description of Exhibit

1-A

F

Cosmo Corigliano Stock Sales Chart

2-A

7/20

F

Chart of Money Spent by Mr. Corigliano under Budget Agreement

8

8/3

F

Real Estate Appraisal performed by Peoples Bank of Corigliano property

10

7/19

F

Exhs. 1-A. 94, and 1004 through 1010 (BINDER)

20

7/20

F

Exhs. 2-A, 400, and 30 through 44 (BINDER)

20*

7/20

F

BINDER -- *(marked up by witness)

25

8/3

F

October 2003 Tax Bill for Watrous Point Road Properties

29

8/4

F

Plat of Lots 7 & 8 on Watrous Point Road in Old Saybrook

30

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 9/30/00

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/20 Admitted

Document 1424

Filed 01/04/2005

Page 2 of 33

Description of Exhibit

31

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 12/31/00

32

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 3/31/01

33

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 6/30/01

34

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 9/30/01

35

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 12/31/01

36

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 3/31/02

37

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 6/30/02

38

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 9/30/02

39

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 12/31/02

40

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 3/31/03

41

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 6/30/03

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/20 Admitted

Document 1424

Filed 01/04/2005

Page 3 of 33

Description of Exhibit

42

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 9/30/03

43

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 12/31/03

44

7/20

F

Corigliano's Quarterly Statement to the SEC for Quarter ending 3/31/04

49A

8/2

F

Stafford Marine Service Appraisal of Sailboat

49B

8/3

F

Property Description of "comparable property" in Old Saybrook

49C

8/2

F

7/24/96 Letter, Shelton/Corigliano re: Option Grant

49H

8/2

F

Crystal Journey Candles Balance Sheet (as of 12/31/02)

49I

8/2

F

Crystal Journey Candles Profit & Loss (Jan.-Dec. 2002)

49J

8/2

F

Crystal Journey Candles Balance Sheet (as of 8/31/03)

49K

8/2

F

Crystal Journey Candles Profit & Loss (Jan.-Aug. 2003)

94

7/19

F

Form 4 for Corigliano, dated 9/1/95

200

7/15

F

1/13/99 Corigliano Proffer Agreement

243

9/8

F

1/31/95 Memorandum, Bell/Files (admitted for a limited purpose)

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/15 Admitted

Document 1424

Filed 01/04/2005

Page 4 of 33

Description of Exhibit

268

F

6/8/95 Memorandum, Corigliano/Distribution re: Audit Committee Meeting Minutes

274

7/15

F

Form 8-K for CUC Int'l. Filed 7/29/95

277

7/15

F

Board Meeting Minutes of CUC, 9/6/95 Board Meeting

280

7/15

F

Form S-8 for CUC Int'l. filed 9/19/95

281

7/15

F

Registration Statement (Form S-3) for CUC Int'l. filed 10/6/95

284

7/15

F

Form 8-K for CUC Int'l. filed 10/20/95

300

7/19

F

Cosmo Corigliano Plea Agreement dated 1/14/00

313

7/19

F

Form 8-K Current Report for CUC Int'l. - 2/22/96

315

7/19

F

3/19/96 CUC Int'l. Press Release

331

7/19

F

5/22/96 Ernst &Young Closing Conference Agenda for CUC

332

7/19

F

Page from Corigliano Calendar - 5/22/96

339

7/19

F

6/5/96 Memorandum, Corigliano/Distribution re: Minutes of 6/4/96 Audit Committee Meeting

360

7/19

F

Form S-3 for CUC Int'l. Filed on 8/29/96

361

9/27

F

9/4/96 Letter, W.Forbes, Shelton & Corigliano/Ernst & Young

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 9/8 Admitted

Document 1424

Filed 01/04/2005

Page 5 of 33

Description of Exhibit

364

F

9/10/96 CUC Board Meeting Package

366

7/19

F

9/12/96 CUC Audit Committee Meeting Minutes

378

7/19

F

11/14/96 Engagement Letter, Ernst & Young/Corigliano

380

7/19

F

Page from Coriliano Calendar - 12/2/96

390

6/22

F

CUC 10-Q for Quarter ending 1-/31/96

397

8/31

F

1/19/97 Board Meeting Package

398

9/20

F

1/19/97 CUC Board Meeting Minutes

400

7/20

F

8/28/00 Agreement between Corigliano and the SEC

417

7/15

F

9/27/95 CUC Audit Committee Meeting Minutes

427

7/26

F

9/12/97 email, Shelton/Corigliano (admitted for a limited purpose)

444

7/19

F

3/11/97 CUC Int'l. Press Release

459

5/18

F

Form 10K for CUC Int'l. for Year Ended 1/31/97

472

9/14

F

Faxed Letter, Mardela @ Bear Stearns/Katz (admitted for a limited purpose)

481

6/16

F

CUC Board Financial Package (financial for Quarter Ending 4/30/97)

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/19 Admitted

Document 1424

Filed 01/04/2005

Page 6 of 33

Description of Exhibit

483

F

6/10/97 Memorandum, Corigliano/Distribution, re: Minutes of Audit Committee Meeting

500

8/4

F

4/3/98 Invoice from Executive Jet Inc. (3/1/98 - 3/31/98)

575

7/15

F

Ernst & Young Checklist for Review of Quarterly Financial Information (for Quarter ended 4/30/95)

576

7/15

F

5/31/95 Ernst & Young Independent Accountant's Review Report for CUC Int'l.

578

7/15

F

Ernst & Young Closing Conference Agenda for CUC - FY 1996

582

7/15

F

8/29/95 Independent Accountant's Review Report for CUC Int'l. prepared by Ernst & Young

585

7/15

F

Ernst & Young/CUC Int'l. Closing Conference Agenda (quarter ended 7/31/95)

588

9/27

F

11/29/95 Independent Accountants' Review Report for CUC Int'l. prepared by Ernst & Young

596

7/15

F

Ernst & Young Report to the CUC Audit Committee for Year End 1/31/96, Consolidated Financial Statements given to Audit Committee

598

7/15

F

Ernst & Young Assessment of Control Environment for CUC Int'l. - 1/31/91

599

7/15

F

Ernst & Young/CUC Int'l. Closing Conference Agenda - 3/18/96

603

7/15

F

3/19/96 Ernst & Young Opinion Letter to CUC Board and Shareholders - year ending 1/31/96

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/15 Admitted

Document 1424

Filed 01/04/2005

Page 7 of 33

Description of Exhibit

604

F

Ernst & Young Summary Review Memorandum for Year Ended 1/31/96

607

7/15

F

5/17/96 Ernst & Young Invoice to CUC Int'l.

617

9/27

F

5/22/96 Letter, W.Forbes, Shelton & Corigliano/Ernst & Young

618

7/19

F

Ernst & Young Independent Accountants' Review Report 5/22/96

622

7/19

F

Ernst & Young Checklist for Review of Quarterly Financial Information for Quarter Ending - 4/30/96

627

7/19

F

Ernst & Young/CUC Int'l. Closing Conference Agenda for Quarter Ended 7/31/96

628

7/19

F

Ernst & Young Independent Accountants' Review Report 9/4/96

629

7/19

F

Ernst & Young Checklist for Review of Quarterly Financial Information for Quarter Ending - 7/31/96

632

7/19

F

Ernst & Young Summary Review Memorandum for CUC Int'l. For Quarter Ended 7/31/96

636

7/19

F

Ernst & Young/CUC Closing Conference Agenda for Quarter Ended 10/31/96

637

9/27

F

12/2/96 Letter, W.Forbes, Shelton & Corigliano/E&Y

638

7/19

F

Ernst & Young Independent Accountants' Review Report 12/2/96

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/19 Admitted

Document 1424

Filed 01/04/2005

Page 8 of 33

Description of Exhibit

640

F

Ernst & Young Checklist for Review of Quarterly Financial Information for Quarter Ending 10/31/96

642

7/19

F

CUC Int'l. Ideon Merger Integration & Restructuring Fees 10/31/96

648

7/19

F

11/14/96 Ernst & Young/CUC Engagement Letter

650

7/19

F

Ernst & Young Assessment of Controlled Environment for 1/31/97 Audit

651

7/19

F

Ernst & Young CUC Report to the Audit Committee, 1/19/97

652

7/19

F

Ernst & Young Audit Program Checklist for Year Ending 1/31/97 Audit

654

9/27

F

3/10/97 Letter, W.Forbes, Shelton & Corigliano/Ernst & Young

655

7/19

F

3/10/97 Ernst & Young Report of Independent Auditors

656

7/19

F

Ernst & Young/CUC Closing Conference Items for 3/12/97 Meeting

669

9/27

F

6/13/97 Letter, W.Forbes, Shelton & Corigliano/Ernst & Young

670

9/27

F

6/13/97 Independent Accounts' Review Report prepared by Ernst & Young

671

7/19

F

Ernst & Young Summary Review Memorandum for CUC for Quarter Ended 4/30/97

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/19 Admitted

Document 1424

Filed 01/04/2005

Page 9 of 33

Description of Exhibit

673

F

Ernst & Young Checklist for Review of Quarterly Financial Information - 4/30/97

676

7/19

F

Ernst & Young Checklist for Review of Quarterly Financial Information - 7/31/97

677

7/19

F

Ernst & Young Summary Review Memorandum for CUC for Quarter Ended 7/31/97

681

7/19

F

Ernst & Young Checklist for Review of Quarterly Financial Information for Quarter Ending 10/31/97

683

7/19

F

Ernst & Young Summary Review Memorandum for CUC for Quarter Ended 10/31/97

691

7/19

F

Ernst & Young 12/31/97 Audit Strategies Memorandum for Cendant Corporation

692

7/19

F

Ernst & Young Internal Controls & Fraud Considerations 12/31/97

698

7/19

F

Ernst & Young Opinion Letter for year ending 12/31/97

699

7/19

F

Ernst & Young Program for General Audit Procedures (12/97)

804

7/19

F

7/31/97 Memorandum, Corigliano/W.Forbes & Shelton

835

5/18

F

Form 10Q for CUC Int'l. (quarter ending 10/31/97)

841

9/20

F

4/28/97 Memorandum, Tucker/CUC Board of Directors

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 5/20 Admitted

Document 1424

Filed 01/04/2005

Page 10 of 33

Description of Exhibit

847

F

12/29/97 Memorandum, Silverman/Monaco re: Executive Terminations

852

5/20

F

1/20/98 Cendant Corp. Minutes of Audit Committee Meeting

900

7/15

F

4/17/98 Fax cover sheet with 2-page letter, Corigiliano/Board of Directors of Cendant Corporation

904

6/7

F

4/1/98 email, Pember/Corigliano re: Audit Stuff

917

7/15

F

4/21/98 SEC Subpoena to Corigliano

940

7/15

F

9/28/98 SEC Subpoena to Corigliano

1004

7/19

F

Mr. Corigliano's Solomon Smith Barney stock transaction record (9/26/93)

1005

7/19

F

Mr. Corigliano's Solomon Smith Barney stock transaction record (6/27-7/31/94)

1006

7/19

F

Mr. Corigliano's Solomon Smith Barney stock transaction record (8/29-9/30/94)

1007

7/15

F

Mr. Corigliano's Solomon Smith Barney stock transaction record (1/30-2/26/95)

1008

7/15

F

Mr. Corigliano's Solomon Smith Barney stock transaction record (10/30-11/26/95)

1009

7/19

F

Mr. Corigliano's Solomon Smith Barney stock transaction record (2/1-2/28/98)

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/19 Admitted

Document 1424

Filed 01/04/2005

Page 11 of 33

Description of Exhibit

1010

F

Mr. Corigliano's Solomon Smith Barney stock transaction record (3/1-3/31/98)

1014

6/3

F

Anne Pember Quarterly Statement to the SEC for Quarter Ended 9/30/00

1015

6/3

F

Anne Pember Quarterly Statement to the SEC for Quarter Ended 3/31/01

1016

6/3

F

Anne Pember Quarterly Statement to the SEC for Quarter Ended 6/30/01

1017

6/3

F

Anne Pember Quarterly Statement to the SEC for Quarter Ended 12/31/01

1018

6/3

F

Anne Pember Quarterly Statement to the SEC for Quarter Ended 3/31/02

1019

6/3

F

Anne Pember Quarterly Statement to the SEC for Quarter Ended 6/30/02

1021

6/3

F

Anne Pember Quarterly Statement to the SEC for Quarter Ended 3/31/03

1026

6/3

F

7/12/00 Letter, Gredd/Kidney re: Pember Budget

1027

6/3

F

8/22/00 Letter, Gredd/Walker re: Pember Agreement with SEC

1028

6/3

F

12/31/00 Quarterly Statement of Assets for Anne Pember

1031

6/3

F

9/30/02 Quarterly Statement of Assets for Anne Pember

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 6/9 Admitted

Document 1424

Filed 01/04/2005

Page 12 of 33

Description of Exhibit

1038

F

1/19/98 Memorandum, Sabatino/Pember re: Software Budget (admitted for a limited purpose)

1039

6/14

F

1/20/98 email, Meschel/Sabatino re: Budget for 1998 Cendant Software Division

1040

9/20

F

4/22/97 Letter, J.Davidson/Tucker re: Board Minutes

1049

6/8

F

3/1/04 Quarterly Statement of Assets for Anne Pember

1053

9/20

F

4/29/96 Fax, Tucker/J.Davidson re: Board Minutes (admitted for a limited purpose)

1060

7/20

F

4/16/04 Settlement Agreement between Mr. & Mrs. Corigliano and the Securities & Exchange Commission

1083

7/20

F

CUC Int'l. Payment Voucher for $2500 to EED dated 11/17/96

1084

7/20

F

CUC general ledger interface report by department for the period November 1997

1085

7/20

F

Page from Mr. Corigliano's calendar, focusing on 11/16/96

1089

9/20

F

4/21/97 Fax, Tucker/Capparelli & Wood @ Ernst & Young with Draft CUC Board Meeting Minutes attached

1111

5/24

F

1/22/98 Letter, Ernst & Young/Monaco re: Relationship Ceased

1163

6/3

F

4/10/00 Financial Statement re: Anne Pember

1169

6/7

F

Organization Chart for CUC Accounting Department

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 5/24 Admitted

Document 1424

Filed 01/04/2005

Page 13 of 33

Description of Exhibit

1209

F

8/29/97 Proxy Statement for CUC/HFS Merger

1210

5/11

F

2/3/98 Minutes of Audit Committee Meeting

1216

5/24

F

3/7/98 Fax, S.Forbes/Silverman & Monaco

1217

5/24

F

3/7/98 Fax, S.Forbes/Silverman & Monaco

1222

5/24

F

3/30/98 Management Representation Letter, Cendant/Deloite & Touche

1223

5/24

F

3/30/98 Representation Letter, Cendant/Ernst & Young

1243

5/24

F

3/31/98 Notice of Annual Meeting & Proxy Statement

1248

5/20

F

Form 8-K Current Report for Cendant Corporation filed 12/18/97

1278

5/20

F

HFS Board Meeting Minutes - 5/27/97

1279

5/20

F

HFS Board Meeting Minutes - 7/29/97

1280

5/20

F

5/14/97 Letter, Tarnopol/Silverman, Bear Stearns Engagement Letter

1281

5/11

F

Package from January 1998 Cendant Audit Committee Meeting

1282

5/11

F

Bear Stearns Presentation to HFS Board re: Merger dated 5/28/97 - Project Big Bang Presentation

1283

5/24

F

Form 10-K for Cendant Corporation (year ended 12/31/97)

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 5/24 Admitted

Document 1424

Filed 01/04/2005

Page 14 of 33

Description of Exhibit

1285

F

1/25/98 Minutes of Cendant Audit Committee Meeting

1286

5/24

F

1/26/98 Minutes of Cendant Board of Directors Meeting

1288

5/24

F

3/8/98 Cendant Summary re: Budget

1289

5/24

F

3/10/98 Budget Summary

1301

5/24

F

9/12/97 Michael Monaco Employment Agreement

1303

5/24

F

1997 Restructuring & Merger List

1304

5/24

F

Monaco Form 4 - filed 3/3/98

1307

5/24

F

1/25/98 Minutes of Cendant Executive Committee Meeting

1308

5/24

F

1/20/98 Engagement Letter, Deloite & Touche/Monaco

1309

5/24

F

Form 8-K Current Report for Cendant Corporation - 1/20/98

1314

5/20

F

HFS Board Meeting Minutes - 4/23/97

1315

5/20

F

HFS Board Meeting Minutes - 5/12/97

1316

5/20

F

HFS Board Meeting Minutes - 5/22/97

1319

5/20

F

Bear Stearns Direct Marketing Presentation re: mergers from Bear Stearns to HFS, 1/9/97

1394

9/28

F

Form 4 for Cendant Corporation for February 1998

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 9/27 Admitted

Document 1424

Filed 01/04/2005

Page 15 of 33

Description of Exhibit

1403A

F

Excerpt of CNN Pinnacle Story on Walter Forbes (Aired 3/2/96) (VIDEOTAPE)

1403

9/27

ID only

Transcript of CNN interview with Walter Forbes - 1994

1405

9/27

F

Ten (10) CUC Press Releases

1425

5/26

F

2/23/98 Memorandum, Ippolito/Distribution re: Financial Reporting

1427

5/26

F

Cendant One-Time Charge Analysis Index - 10/10/97

1438

10/14

F

EPS2.XLS File documents - 4/18/98

1445

6/3

F

12/18/97 email, Pember/Corigliano re: Software Update (admitted for a limited purpose)

1446

6/3

F

3/23/98 email, Pember/Hancock, Metviner & Speaks re: Cancel Reports (admitted for a limited purpose)

1447

6/3

F

9/12/97 email, Pember/Corigliano, Lipton, Gershowitz & Schwamb (admitted for a limited purpose)

1448

6/3

F

2/4/98 email, Pember/Strahlman (admitted for a limited purpose)

1449

6/3

F

1/31/98 email, Pember/Menchaca, et al. (admitted for a limited purpose)

1450

6/3

F

1/27/98 email, Pember/Birget (admitted for a limited purpose)

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 6/3 Admitted

Document 1424

Filed 01/04/2005

Page 16 of 33

Description of Exhibit

1451

F

1/26/98 email, Pember/Schwamb (admitted for a limited purpose)

1452

6/3

F

1/20/98 email, Pember/Speaks & Kellogg (admitted for a limited purpose)

1453

6/3

F

1/5/98 email, Pember/Gershowitz (admitted for a limited purpose)

1470

8/17

F

Emails between Pember/Menchaca re: Cancel Curves (admitted for a limited purpose)

1475

7/26

F

7/9/96 Memorandum, Menchaca/Corigliano & Pember re: Potential Ideon Reserve Items

1489

9/14

F

10/15/97 email chain, Fullmer/Shelton re: Corp. Marketing

1513

5/18

F

Cendant Consolidated Budget, 1998 Adjustments

1514

5/18

F

4/9/98 email, Speaks/Corigliano, et al. re: 1997 vs. 1998 Financials

1515

5/25

F

10/10/97 Letter, S.Forbes/W.Forbes

1516

5/25

F

8/8/97 Memorandum, Ippolito/Monaco re: CUC/HFS MergerRelated Costs

1534

5/24

F

1/15/98 Memorandum, Corigliano/Mayberry, Bird & Swordy re: Cendant Europe Consolidation Opportunities

1538

5/25

F

Term Sheet for Scott Forbes Employment Compensation

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 6/2 Admitted

Document 1424

Filed 01/04/2005

Page 17 of 33

Description of Exhibit

1552

F

10/15/97 email, Pember/Fullmer (admitted for a limited purpose)

1600

9/23

F

9/22/04 Memorandum, Kaye/Whom it May Concern

1621

6/15

F

6/18/99 Casper Sabatino's Plea Agreement

1638

5/18

F

1/31/98 CUC Int'l. Budget (BINDER)

1639

5/18

F

CUC Organization Chart (10/20/97)

1640

5/19

F

Steven Speaks' Notebook

1647

5/19

F

General Ledger Printout, Account #23333

1651

5/18

F

File re: HFS Merger Charges with W.Forbes Expense Report

1657

5/17

F

5/23/97 Comp-U-Card Business Review

1658

5/17

F

6/17/97 Memorandum, Hiznay & Speaks/Distribution re: CompU-Card Financial Review

1659

5/17

F

7/24/97 Comp-U-Card Business Review for June 1997

1660

5/18

F

8/25/97 Comp-U-Card Business Review for July 1997

1661

5/18

F

9/22/97 Comp-U-Card Business Review for August 1997

1662

5/18

F

10/24/97 Comp-U-Card Business Review for September 1997

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 5/18 Admitted

Document 1424

Filed 01/04/2005

Page 18 of 33

Description of Exhibit

1663

F

11/20/97 Comp-U-Card Business Review for October 1997

1664

5/18

F

12/17/97 Comp-U-Card Business Review for November 1997

1665

5/18

F

1/23/97 Comp-U-Card Business Review for December 1997

1666

5/18

F

2/17/98 Comp-U-Card Business Review for January 1998

1667

5/18

F

3/23/98 Comp-U-Card Business Review for February 1998

1672

6/16

F

12/29/97 email, Sabatino/Baron & Ippolito

1673

6/16

F

1/2/98 email, Sabatino/Baron

1674

6/16

F

1/5/98 email, Sabatino/Baron

1675

6/16

F

1/6/98 email, Sabatino/Baron

1676

6/16

F

3/6/98 email, Sabatino/Baron

1677

6/16

F

3/10/98 email, Sabatino/Baron

1734

5/17

F

Projection Model

1737

5/17

F

Projection Model

1738

5/17

F

Projection Model with 11/11/97 email, Pember/Sattler

1739

5/17

F

Projection Model

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 5/17 Admitted

Document 1424

Filed 01/04/2005

Page 19 of 33

Description of Exhibit

1740

F

Projection Model

1741

5/17

F

Projection Model with 8/25/97 email, Speaks/Menchaca & Pember

1742

5/17

F

Projection Model with 7/25/97 email, Speaks/Menchaca & Pember

1743

5/17

F

Projection Model with 6/23/97 email, Speaks/Menchaca

1745

5/17

F

9/22/97 email, Speaks/Pember

1758

5/17

F

10/18/97 email, Speaks/Pember, Menchaca & Corigliano re: Revised Topside Budget

1760

5/18

F

11/5/97 email, Menchaca/Speaks

1766

5/18

F

12/16/97 email, Speaks/Pember & Menchaca

1776

5/18

F

Bill Approval Form and Backup for W.Forbes Expense Report

1787

5/18

F

CUC Division Income Statement for Fiscal Year 1998

1789

5/17

F

Projection Model with 9/9/97 email, Speaks/Menchaca & Pember

1850

6/3

F

1/12/98 Memorandum re: NAOG, Pope/Pember - with attachments (admitted for a limited purpose)

1851

9/14

F

EPS2.xls File documents - 6/1/04

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 6/3 Admitted

Document 1424

Filed 01/04/2005

Page 20 of 33

Description of Exhibit

1852

F

1/14/98 Memorandum re: NUMA, Klaus/Haslinger re: December 1997 Financial Package (admitted for a limited purpose)

1853

6/7

F

12/15/97 Cendant Budget Forecast (admitted for a limited purpose)

1854

6/7

F

12/31/98 Cendant Operating Income Budget (admitted for a limited purpose)

1857

6/3

F

10/31/97 Financial Statement for NCCI Division (admitted for a limited purpose)

1862

6/3

F

November 1997 Financial Statements for NCCI (admitted for a limited purpose)

1863

6/3

F

December 1997 Financial Package for NCCI (admitted for a limited purpose)

1864

6/3

F

2/25/98 SafeCard Financial Package, Speaks/Distribution (admitted for a limited purpose)

1870

8/17

F

3/12/98 email, Menchaca/Speaks & Finn

2089

6/8

F

CUC Journal entries - 10/31/97 through 12/31/97 (subset of gov't exhibit #144)

2093

5/17

F

Balance Sheet Opportunities (Risks) SafeCard Services January 1997

2161

6/16

F

1/19/98 email, Sabatino/Corigliano & Pember re: Software Budget

2182

6/24

F

Cendant One-Time Charge Analysis Index - 12/15/97

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 6/24 Admitted

Document 1424

Filed 01/04/2005

Page 21 of 33

Description of Exhibit

2183

F

9/16/97 Memorandum, S.Forbes/Monaco & Corigliano re: Corporate Name Change

2184

10/24

F

3/20/98 Memorandum, S.Forbes/The File

2240

8/17

F

2/9/98 & 3/5/98 Branch Checklist for Verbal Approvals

2241

8/17

F

3/5/98 PaineWebber Transaction Confirmation (50K shares)

2242

8/17

F

3/5/98 PaineWebber Transaction Confirmation (100K shares)

2243

8/17

F

3/6/98 PaineWebber Transaction Confirmation

2244

8/17

F

W.Forbes Handwritten chart: March `98 trades

2246

8/17

F

3/5/98 Rule 144 Seller's Representation Letter for W. Forbes Stock Sales

2247

9/28

F

3/5/98 Letter, Lipton/Dodge

2335

8/3

F

Register Report (4/1/04 through 7/30/04) re: Corigliano Financial Activity

2336

8/3

F

Register Report (4/1/04 through 7/30/04) re: Corigliano Property Taxes

2340

9/23

F

7/31/04 Letter from Peter Gonedes re: Corigliano Legal Fees

2341

8/3

F

Copy of check in the amount of $2134 payable to Old Saybrook Tax Collector re: Corigliano Property Taxes

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 8/3 Admitted

Document 1424

Filed 01/04/2005

Page 22 of 33

Description of Exhibit

2342

F

Copy of check in the amount of $15,556 payable to Old Saybrrok Tax Collector re: Corigliano Property Taxes

2343

8/3

F

Copy of check in the amount of $1,310.53 payable to Town of Trumbull re: Corigliano Property Taxes

2344

9/27

F

2/20/96 CUC Int'l. News Release

2345

9/27

F

4/22/96 CUC Int'l. News Release

2346

9/27

F

1/21/97 CUC Int'l. News Release

2373

8/16

F

2/12/97 Memorandum, Kearney/Corigliano, Sabatino & Shelton re: Sierra January 1997 Preliminary Results

3332

9/23

F

2/8/89 Memorandum, W.Forbes/All Employees

5181

9/20

F

5/15/97 CUC Int'l. Board Meeting Minutes

7602

9/23

F

10/29/87 Memorandum, W.Forbes/All CUC Int'l. Employees

7667

9/28

F

10/26/97 email, Lipton/Braccia

8632

9/27

F

4/10/96 CUC Board Meeting Minutes

9500

8/24

F

Summary of Quarterly Adjustments - Fiscal Year 1/31/96

9600

8/24

F

Summary of Quarterly Adjustments - Fiscal Year 1/31/97

9700

8/24

F

Summary of Quarterly Adjustments - Fiscal Year 1/31/98

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 9/23 Admitted

Document 1424

Filed 01/04/2005

Page 23 of 33

Description of Exhibit

11,013

F

1/14/98 Memorandum, W.Forbes/All CUC Employees

11,530

9/14

F

8/28/97 Memorandum, Shelton/Silverman re: Field Visits

15,683

9/23

F

6/5/91 Memorandum, W.Forbes/All CUC Employees

21,872

9/13

F

1/25/95 Memorandum, Lipton/Shelton re: Lipton Performance Review (admitted for a limited purpose)

22,510

9/13

F

9/7/96 Memorandum, Shelton/Davidson & Williams re: Working Relationships (admitted for a limited purpose)

24,000

9/23

F

4/18/91 CUC Int'l. Board Meeting Minutes

26,442

9/27

F

5/27/97 CUC Int'l. Board Meeting Minutes

29,694

9/28

F

2/17/98 Cendant Roadshow Schedules

29,958

9/28

F

WAF Itinerary: 3/2 - 3/5/98

30,022

9/7

F

1/29/98 email, Shelton/Menchaca

30,071

8/31

F

7/9/97 email, Shelton/McLeod re: HFS Merger Charge

30,092

9/14

F

7/22/97 Letter, Rickles @ Deloitte & Touche/HFS Audit Committee re: Client Service Plan

30,157

8/31

F

1/15/97 Memo, Pember/Menchaca, McLeod & Corigliano re: Comp-U-Card Projections (admitted for a limited purpose)

30,180

9/9

F

Kirk Shelton check for $1200 to CUC, dated 5/1/92

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 9/14 Admitted

Document 1424

Filed 01/04/2005

Page 24 of 33

Description of Exhibit

30,187

F

8/23/96 Letter, IRS/Shelton & Schultz re: 1994 Tax Return

30,188

9/14

F

3/1/98 Letter, Dworkin @ Ernst & Young/Shelton re: 1986 Taxes

30,189

9/14

F

12/11/87 Letter, IRS/Shelton & Shultz

30,222

10/14

F

Paine Webber 1997 Consolidated Form 1099 for Stuart Bell

30,244

9/13

F

6/1/95 Fax, Munro/Epstein re: Ideon (admitted for a limited purpose)

30,294

9/9

F

12/6/96 Memorandum, Shelton/Files re: Organizational Structure

30,413

6/28

F

3/23/98 Memorandum, S.Forbes/File re: Severance (first page)

30,431

6/28

F

3/11/98 Fax, Woodward/S.Forbes

30,502

8/2

F

2/11/98 email, Fullmer/Corigliano

30,504

8/2

F

Deals at a Glance/Acquisitions

30,507

8/2

F

10/31/95 Memorandum, Sabatino/Distribution re: Fiscal 1996 Third Quarter Release

30,527

7/27

F

9/4/97 Memorandum, Spitz/Corigliano

30,528

7/27

F

9/4/97 Fax, Cobb/Hamilton & Corigliano

30,529

7/27

F

1/5/97 Fax, Goldstein/Cosmo Corigliano

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/27 Admitted

Document 1424

Filed 01/04/2005

Page 25 of 33

Description of Exhibit

30,530

F

2/9/98 Fax, Miller/Corigliano

30,531

7/27

F

2/18/98 Fax, Buckley/Corigliano

30,535

7/27

F

3/17/98 Fax, Spitz/Corigliano

30,536

7/27

F

3/19/98 Fax, Spitz/Corigliano

30,537

7/27

F

3/10/98 Fax, Feiss & Moshman/Cosmo

30,545

7/26

F

1/31/98 email, Corigliano/Pember re: Ideon $45 Million.xls

30,546

8/2

F

7/11/97 email, Sabatino/Corigliano re: Merger Reserve Ideas

30,547

8/2

F

7/11/97 email, Corigliano/Pember re: Merger Reserve Ideas

30,549

8/2

F

Summary of HFS Issues

30,568

7/21

F

3/8/98 Financial Schedules

30,571

7/27

F

3/20/98 Fax, Spitz/Corigliano

30,572

9/8

F

2/15/95 Memorandum, Shelton/Distribution

30,573

9/8

F

11/19/96 Memorandum, Shelton/Avery, Davidson, D'Agostino, Fernandes, Keith, Menchaca, Nash, Sarkie & Williams re: Wall Street and the Press

30,593

9/14

F

Fax from Merrill Kynch to Bear Stearns (admitted for a limited purpose)

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 9/14 Admitted

Document 1424

Filed 01/04/2005

Page 26 of 33

Description of Exhibit

30,594

F

4/24/97 emails, Fullmer/Shelton re: American Bankers Meeting (admitted for a limited purpose)

30,598

7/26

F

6/2/97 email, Corigliano/Pember re: Bonuses & Profit Sharing (admitted for a limited purpose)

30,600

7/22

F

5/2/97 Bear Stearns Analyst Report

30,633

9/8

F

5/2/95 Memorandum, Corigliano/Distribution re: Fiscal 1996 First Quarter Release

30,635

8/2

F

11/29/97 Memorandum re: Membership Numbers (1992, 1993, 1994 & 1995)

30,646

8/17

F

9/30/96 email, Menchaca/Pember & Corigliano re: UBS Reserve Items (admitted for a limited purpose)

30,654

9/14

F

12/11/96 Greenhill Pitchbook (admitted for a limited purpose)

30,656

9/14

F

12/23/96 Presentation to CUC re: Card Protection Plan Limited (admitted for a limited purpose)

30,661

9/14

F

3/20/97 Letter, Sullivan @ Hambrecht/W.Forbes re: New York Times Company (admitted for a limited purpose)

30,663

9/14

F

5/15/97 Letter, Crowe/Mangum (admitted for a limited purpose)

30,666

9/14

F

3/24/97 Nations Bank Pitchbook to CUC (admitted for a limited purpose)

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 9/14 Admitted

Document 1424

Filed 01/04/2005

Page 27 of 33

Description of Exhibit

30,667

F

3/25/97 Robertson & Stephens Pitchbook to CUC (admitted for a limited purpose)

30,672

7/26

F

4/4/97 Letter, Krutcher/Corigliano

30,673

9/14

F

4/7/97 Fax, Jaffe/Corigliano (admitted for a limited purpose)

30,675

7/26

F

4/9/97 Fax, Untersener/Corigliano re: Northword Press

30,676

9/14

F

4/11/97 Merrill Lynch Presentation to CUC re: Various Companies

30,678

9/14

F

4/21/97 Dillon Reed Presentation to CUC re: Various Companies

30,679

9/14

F

4/23/97 Letter, Shelton/Thurman (admitted for a limited purpose)

30,680

9/14

F

4/23/97 Letter, Shelton/Taweel @ Mr. Rescue (admitted for a limited purpose)

30,684

9/14

F

4/29/97 Fax, Gershowitz/Fields with attached draft of National Media Corporation & CUC Int'l. Confidentiality Agreement (admitted for a limited purpose)

30,687

9/14

F

5/6/97 Agreement from Goldman, Sachs & Co./Corigliano re: Rand McNally (admitted for a limited purpose)

30,689

9/14

F

5/8/97 Letter, Bear Sterns/CUC re: Troll Communications (admitted for a limited purpose)

30,692

9/14

F

5/20/97 Newswire re: Ticketmaster Group (admitted for a limited purpose)

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/26 Admitted

Document 1424

Filed 01/04/2005

Page 28 of 33

Description of Exhibit

30,693

F

5/30/97 Memorandum, Corigliano/Menchaca & Fullmer re: Madison Direct/Catalina

30,694

9/14

F

5/30/97 Letter, W.Forbes/von Roehl re: Thomas Cook Group (admitted for a limited purpose)

30,702

7/27

F

2/10/98 Fax, Miller/Corigliano

30,704

8/2

F

5/12/98 email, Pember/Corigliano (admitted for a limited purpose)

30,706

7/27

F

3/23/98 Fax, Spitz/Corigliano & Hamilton

30,719

9/14

F

2/28/97 Letter, Connors/Shelton re: Hosiery Corporation of America (admitted for a limited purpose)

30,734

9/14

F

4/15/97 Letter, Greenhill/Corigliano re: American Golf Corporation (admitted for a limited purpose)

30,745

9/13

F

6/30/97 Fax, Silverman/Forbes & Lipton re: Wall Street Journal Aeticle (admitted for a limited purpose)

30,752

7/21

F

Ideon Reserve Analysis for period ending 1/31/97

30,755

9/14

F

April 1997 Robertsons Stephens Pitchbook to CUC (admitted for a limited purpose)

30,759

8/17

F

9/21/95 email, Menchaca/Corigliano & McLeod (admitted for a limited purpose)

30,773

7/21

F

Analyst Report of Jim Petit @ Hambrecht & Quist, dated 1/29/97

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/21 Admitted

Document 1424

Filed 01/04/2005

Page 29 of 33

Description of Exhibit

30,774

F

12/30/97 Goldman Sacks Analyst Report

30,775

7/27

F

1/16/96 Memorandum, W.Forbes/All Employees re: Insider Stock Trading Reminder

30,776

9/9

F

CUC Int'l. Organization Chart - 2/88-2/95

30,855

7/26

F

10/19/95 email, Menchaca/Corigliano & McLeod (admitted for a limited purpose)

30,856

7/21

F

12/11/95 Research Bulletin - Paul Sweeney of Wheat First Butcher & Singer

30,862

9/14

F

4/18/97 email, Shelton/Menchaca re: ERS Meeting (admitted for a limited purpose)

30,863

9/14

F

4/21/97 email, Shelton/Zaborski re: Catalina Meeting (admitted for a limited purpose)

30,869

9/14

F

6/17/97 email, Corigliano/W.Forbes, et al. Re: Cook (admitted for a limited purpose)

30,888

9/14

F

Goldman Sacks Rand McNally Memorandum (admitted for a limited purpose)

30,890

9/14

F

March 1997 JP Morgan Pitchbook to CUC (admitted for a limited purpose)

30,894

10/14

F

1/31/97 Davidson & Associates Summary Review Memorandum

30,895

10/14

F

8/29/97 Letter, Couch/Wood & Caparelli

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 7/26 Admitted

Document 1424

Filed 01/04/2005

Page 30 of 33

Description of Exhibit

30,896

F

9/19/95 email, Menchaca/Corigliano & McLeod re: Financial Forecast (admitted for a limited purpose)

30,922

9/15

F

1/20/98 email, Memorandum re Hyperion

31,000

9/9

F

September 1989 Manual: A Behavioral Approach to Management

31,001

9/9

F

January 1991 Manual: A Behavioral Approach to Management

31,002

9/9

F

February 1993 Manual: People Management

31,007

9/13

F

1/16/96 Annual Performance Review for Ken Keith by Kirk Shelton (admitted for a limited purpose)

31,034

9/14

F

4/15/97 Memorandum, Shelton/Distributionn re: Vail Acquisition Meeting

31,036

9/13

F

12/4/96 email, Schapelhoumen/Shelton re: Price Protection (admitted for a limited purpose)

31,119

9/13

F

3/4/97 Memorandum, Shelton/Menchaca

31,120

9/13

F

10/25/96 email chain, B. Davidson/Shelton & Forbes re: Software Returns (admitted for a limited purpose)

31,128

9/14

F

1/26/98 Presentation to Board meeting re Project Season ­ Lehman Brothers & Merrill Lynch

31,134

9/14

F

Tee Shirt: CUC Board of Directors 1997

31,155

9/8

F

2/23/98 Annual Performance Review for Tony Menchaca by Kirk Shelton

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 9/20 Admitted

Document 1424

Filed 01/04/2005

Page 31 of 33

Description of Exhibit

31,156

F

1/18/98 Memorandum, Hilinski/Distribution re: Cancellation Point Estimates

31,157

8/17

F

12/12/96 email, Corigliano/Pember (admitted for a limited purpose)

31,159

8/17

F

1/6/98 email, Pember/Speaks, Taktikos, Metviner, Finn, & Menchaca re: JAP Cancel Rates (admitted for a limited purpose)

31,160

8/17

F

1/12/98 email, Speaks/Pember & Menchaca re: December Financials (admitted for a limited purpose)

31,161

8/17

F

10/10/95 email, Pember/Pmontanaro (admitted for a limited purpose)

31,176

9/20

F

2/13/98 email, Menchaca/Shelton re: SVP Bonuses

31,177

9/8

F

3/18/98 email, Menchaca/Silverman & Shelton re: Business Update

31,179

8/17

F

2/16/98 Menchaca email, Pember/Speaks re: Some More Questions (admitted for a limited purpose)

31,183

8/17

F

10/14/98 Amended/Restated Employment Agreement for Tony Menchaca

31,194

9/14

F

11/6/97 email, Shelton/Menchaca re: Two Items

31,202

8/16

F

8/8/97 email, Menchaca/Forbes, Fullmer, Corigliano & Shelton re: HFS TM Results

31,263

9/14

F

Tee Shirt: The World's Smartest Human Being

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 8/31 Admitted

Document 1424

Filed 01/04/2005

Page 32 of 33

Description of Exhibit

31,273

F

1/14-1/15/96 Board Meeting Package - Breakers Palm Beach

31,276

9/13

F

12/20/95 Review of Amy Lipton by Kirk Shelton (admitted for a limited purpose)

31,290

9/8

F

10/14/96 Memorandum, Shelton & McLeod/Distribution re: CUC Senior Management Meeting for 1996

31,294

9/13

F

1/5/94 Memorandum, Liepertz/Shelton re: Goals & Objectives (admitted for a limited purpose)

31,296

9/2

F

3/4/98 Memorandum, Forbes/Monaco & Silverman re: Financial Consolidation

31,297

9/2

F

3/4/98 Memorandum, Forbes/Monaco & Silverman re: Financial Consolidation

31,298

9/2

F

Computer File: EPS2.xls Sheet 1: "Comparing latest consolidation to forecasted year"

31,301

9/13

F

11/11/96 email, Williams/Shelton re: What We Ought to Do (admitted for a limited purpose)

31,302

9/13

F

11/10/96 email, Brochu/Shelton & Forbes re: CUC & Me (admitted for a limited purpose)

31,303

9/13

F

12/23/96 email, Williams/Shelton re: Miscellaneous Topics (admitted for a limited purpose)

31,304

9/13

F

10/30/96 email, Williams/B.Davidson & Shelton re: CUC Software Press Announcement (admitted for a limited purpose)

Case 3:02-cr-00264-AHN Exh. No. Date Offered (all 2004) 9/13 Admitted

Document 1424

Filed 01/04/2005

Page 33 of 33

Description of Exhibit

31,305

F

10/9/96 email, B.Davidson/Shelton & Forbes re: Heads Up On Sierra Performance (admitted for a limited purpose)

35,026

6/22

F

7/24/96 Robert Davidson Employment Agreement

35,033

6/21

F

10/7/96 Form S-3 Registration Statement filed by CUC Int'l.

35,037

9/27

F

11/12/96 Letter, R.Davidson/Shelton (admitted for a limited purpose)

35,072

6/22

F

4/22/97 Letter, Jan Davidson/Tucker re: Board Minutes

35,075

6/22

F

4/28/97 Memorandum, Tucker/Board of Directors re: Minutes of Board Meetings

35,076

9/20

F

5/2/97 Fax, Tucker/Greyse re: Board Minutes

Rev. 10/28/04