Free Motion for Miscellaneous Relief - District Court of California - California

Case 3:08-cv-00400-DMS-BLM

Document 38-4

Filed 07/10/2008

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1 DAVID L. OSIAS (BAR NO. 091287) DEBRA A. RILEY (BAR NO. 151925) 2 TED FATES (BAR NO. 227809) ALLEN MATKINS LECK GAMBLE MALLORY & NATSIS LLP 3 501 West Broadway, 15th Floor 4 San Diego, California 92101-3541 Phone: (619) 233-1155 5 Fax: (619) 233-1158 E-Mail: [email protected] [email protected] 6 [email protected] 7 Attorneys for Permanent Receiver Thomas F. Lennon 8 9 10 11 12 SECURITIES AND EXCHANGE COMMISSION, 13 Plaintiff, 14 v. 15 TUCO TRADING, LLC and 16 DOUGLAS G. FREDERICK, 17 18 19 20 21 22 23 24 25 26 27 28
LAW OFFICES

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF CALIFORNIA

Case No. 08-CV-00400 DMS (BLM) PROOF OF SERVICE Date: Time: Ctrm: Judge: July 25, 2008 1:30 p.m. 10 Hon. Dana M. Sabraw

Defendants.

Allen Matkins Leck Gamble Mallory & Natsis LLP

700173.01/SD

Case No. 08-CV-0400 DMS (BLM)

Case 3:08-cv-00400-DMS-BLM

Document 38-4

Filed 07/10/2008

Page 2 of 4

Case 3:08-cv-00400-DMS-BLM

Document 38-4

Filed 07/10/2008

Page 3 of 4

1 2 By E-mail and U.S. First Class Mail 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
LAW OFFICES

SERVICE LIST

Donald W. Searles, Esq. Roberto A. Tercero, Esq. Securities and Exchange Commission 5670 Wilshire Boulevard, 11th Floor Los Angeles, CA 90036-3648 Telephone: (313) 965-3998 Facsimile: (323) 965-3908 E-mail: [email protected] [email protected] Daniel G. Viola, Esq. Dennis R. Hirsch, Esq. Sadis & Goldberg LLP 551 Fifth Avenue, 21st Floor New York, NY 10176 Telephone: (212) 573 8038 E-mail: [email protected] [email protected] James S. Barber, Esq. Clausen Miller P.C. 10 South LaSalle Street Chicago, Illinois 60603 Telephone: (312) 606-7712 Facsimile: (312) 606-7500 E-mail: [email protected] Mark G. Hanchet, Esq. Mayer, Brown, Rowe & Maw LLP 1675 Broadway New York, NY 10019-5820 Telephone: (212) 506-2695 E-mail: [email protected]

Attorneys for Securities and Exchange Commission

Attorneys for Defendant Douglas G. Frederick

Attorneys for GLB Trading, Inc.

Attorneys for Penson Financial

Allen Matkins Leck Gamble Mallory & Natsis LLP

700173.01/SD

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Case No. 08-CV-0400 DMS (BLM)

Case 3:08-cv-00400-DMS-BLM

Document 38-4

Filed 07/10/2008

Page 4 of 4

1 2 By U.S. First Class Mail: 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
LAW OFFICES

Tuco Creditors

Sterling Financial Systems, Inc. 225 W. Washington Street, Ste. 1014 Chicago, IL 60606 ACTIV Financial Systems, Inc. 1607 East Taft Avenue, Suite 101 Wheaton, IL 60187 Woncey Inc. Attn: Tom Wilbeck 2735 N. Lincoln #2S Chicago, Illinois 60614 Justin Brewer 1730 N. Clark Street #1609 Chicago, Illinois 60614 Dave Halperin 1720 Post Rd. East #111 Westport, Ct 06880 Torc 2 Rector Street, 17th Floor New York, NY 10006 Lightspeed Attn: Steven Gatti, Esq. Clifford Chance 2001 K Street NW Washington, DC 20006-1001 Foster, Kallen, and Smith Attn: Chester H. Foster, Jr. 3825 W. 192nd Street Homewood, IL 60430 J. Stephen Young, Esq. Audette Paul Morales, Esq. Michele R. Fron, Esq. Keesal Young & Logan 400 Oceangate, Second Floor Long Beach, CA 90802-1730

DAS Attn: Karen Gentile 1717 Route 6 Carmel, Ny 10512 AT&T 2600 Camino Ramon Room No. 4W902 SRV, CA 94583 National Regulatory Services 33443 Treasury Center Chicago, IL 60694-3400 Prospect Plaza Holdings, LLC 625 Broadway, Suite 915 San Diego, Ca. 92101 Carol Billie Oshana Basile Law Firm 180 N LaSalle, Suite 1450 Chicago, IL 60601 Bank of America Legal Department P.O. Box 21848 Greensboro, NC 27420-1848 Internal Revenue Service Cincinnati OH 45999

Nevada Department of Taxation Grant Sawyer Office Building 555 E. Washington Avenue, Suite 300 Las Vegas, NV 89101

Allen Matkins Leck Gamble Mallory & Natsis LLP

700173.01/SD

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Case No. 08-CV-0400 DMS (BLM)