Free ADR Certification (ADR L.R. 3-5 b)of discussion of ADR options - District Court of California - California

Case 3:07-cv-05528-PJH

Document 34

Filed 03/04/2008

Page 1 of 1

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF CALIFORNIA

ALVA GENE THANING, Plaintiff(s),

Case No. CW07-5528 PJH ADR CERTIFICATION BY PARTIES AND COUNSEL

v.

UBS/PAINE WEBBER, UBS/ PAINE WEBBER PARTNER'S PLUS; UBS FINANCIAL SERVICES INC., Defendant(s). /

Pursuant to Civil L.R. 16-8(b) and ADR L.R. 3-5 (b), each of the undersigned certifies that he or she has: (1) Read the handbook entitled "Dispute Resolution Procedures in the Northern District of California" on the Court's ADR Internet site www.adr.cand.uscourts.gov (Limited printed copies are available from the clerk's office for parties in cases not subject to the court's Electronic Case Filing program (ECF) under General Order 45); (2) Discussed the available dispute resolution options provided by the Court and private entities; and (3) Considered whether this case might benefit from any of the available dispute resolution options.

Dated: March 4, 2008

/s/ [Party] Defendants UBS Financial Services Inc. (also sued as Paine Webber) and UBS PartnerPlus Plan (erroneously sued as UBS/Paine Webber Partner's Plus) /s/ Walter Stella [Counsel] Walter Stella

Dated: March 4, 2008

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Rev. 12/05